0001567619-21-007302.txt : 20210331
0001567619-21-007302.hdr.sgml : 20210331
20210331163012
ACCESSION NUMBER: 0001567619-21-007302
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210329
FILED AS OF DATE: 20210331
DATE AS OF CHANGE: 20210331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Byus Trey
CENTRAL INDEX KEY: 0001639447
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 21793817
MAIL ADDRESS:
STREET 1: 96 MORTON STREET, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4
1
doc1.xml
FORM 4
X0306
4
2021-03-29
0
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001639447
Byus Trey
96 MORTON STREET
NEW YORK
NY
10014
0
1
0
0
Chief Expedition Officer
Common Stock
2021-03-29
4
M
0
3095
0
A
253560
D
Common Stock
2021-03-29
4
F
0
815
17.79
D
252745
D
Common Stock
2021-03-30
4
M
0
4463
0
A
257208
D
Common Stock
2021-03-30
4
F
0
1087
19.15
D
256121
D
Common Stock
2021-03-30
4
A
0
8104
0
A
264225
D
Common Stock
2021-03-30
4
F
0
2724
19.15
D
261501
D
Restricted Stock Units
2021-03-30
4
M
0
4463
0
D
Common Stock
4463
0
D
Restricted Stock Units
2021-03-29
4
M
0
3095
0
D
Common Stock
3095
3096
D
Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.
The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.
The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
/s/ John J. Wolfel, Attorney-in-Fact for Trey Byus
2021-03-31