0001567619-21-007302.txt : 20210331 0001567619-21-007302.hdr.sgml : 20210331 20210331163012 ACCESSION NUMBER: 0001567619-21-007302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210329 FILED AS OF DATE: 20210331 DATE AS OF CHANGE: 20210331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Byus Trey CENTRAL INDEX KEY: 0001639447 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 21793817 MAIL ADDRESS: STREET 1: 96 MORTON STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 doc1.xml FORM 4 X0306 4 2021-03-29 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001639447 Byus Trey 96 MORTON STREET NEW YORK NY 10014 0 1 0 0 Chief Expedition Officer Common Stock 2021-03-29 4 M 0 3095 0 A 253560 D Common Stock 2021-03-29 4 F 0 815 17.79 D 252745 D Common Stock 2021-03-30 4 M 0 4463 0 A 257208 D Common Stock 2021-03-30 4 F 0 1087 19.15 D 256121 D Common Stock 2021-03-30 4 A 0 8104 0 A 264225 D Common Stock 2021-03-30 4 F 0 2724 19.15 D 261501 D Restricted Stock Units 2021-03-30 4 M 0 4463 0 D Common Stock 4463 0 D Restricted Stock Units 2021-03-29 4 M 0 3095 0 D Common Stock 3095 3096 D Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company. The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. /s/ John J. Wolfel, Attorney-in-Fact for Trey Byus 2021-03-31