0001567619-20-007656.txt : 20200407
0001567619-20-007656.hdr.sgml : 20200407
20200407162652
ACCESSION NUMBER: 0001567619-20-007656
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200406
FILED AS OF DATE: 20200407
DATE AS OF CHANGE: 20200407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lindblad Sven-Olof
CENTRAL INDEX KEY: 0001639304
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 20780003
MAIL ADDRESS:
STREET 1: 96 MORTON STREET, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4
1
doc1.xml
FORM 4
X0306
4
2020-04-06
0
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001639304
Lindblad Sven-Olof
96 MORTON STREET
NEW YORK
NY
10014
1
1
1
0
CEO, President
Common Stock
2020-04-06
4
M
0
13951
0
A
12516203
D
Common Stock
2020-04-06
4
F
0
5333
3.70
D
12510870
D
Common Stock
2020-04-06
4
A
0
23434
0
A
12534304
D
Common Stock
2020-04-06
4
F
0
8957
3.70
D
12525347
D
Restricted Stock Units
Common Stock
12172
12171
D
Restricted Stock Units
2020-04-06
4
M
0
13951
0
D
Common Stock
13951
0
D
Restricted Stock Units
Common Stock
8443
16885
D
Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.
The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
/s/ John J. Wolfel, Attorney-in-Fact for Sven-Olof Lindblad
2020-04-07