0001567619-20-007656.txt : 20200407 0001567619-20-007656.hdr.sgml : 20200407 20200407162652 ACCESSION NUMBER: 0001567619-20-007656 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200406 FILED AS OF DATE: 20200407 DATE AS OF CHANGE: 20200407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lindblad Sven-Olof CENTRAL INDEX KEY: 0001639304 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 20780003 MAIL ADDRESS: STREET 1: 96 MORTON STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 doc1.xml FORM 4 X0306 4 2020-04-06 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001639304 Lindblad Sven-Olof 96 MORTON STREET NEW YORK NY 10014 1 1 1 0 CEO, President Common Stock 2020-04-06 4 M 0 13951 0 A 12516203 D Common Stock 2020-04-06 4 F 0 5333 3.70 D 12510870 D Common Stock 2020-04-06 4 A 0 23434 0 A 12534304 D Common Stock 2020-04-06 4 F 0 8957 3.70 D 12525347 D Restricted Stock Units Common Stock 12172 12171 D Restricted Stock Units 2020-04-06 4 M 0 13951 0 D Common Stock 13951 0 D Restricted Stock Units Common Stock 8443 16885 D Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. /s/ John J. Wolfel, Attorney-in-Fact for Sven-Olof Lindblad 2020-04-07