0001567619-19-018155.txt : 20190911 0001567619-19-018155.hdr.sgml : 20190911 20190911163752 ACCESSION NUMBER: 0001567619-19-018155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190909 FILED AS OF DATE: 20190911 DATE AS OF CHANGE: 20190911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dryden L. Dyson CENTRAL INDEX KEY: 0001574445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 191088683 MAIL ADDRESS: STREET 1: 305 WEST PENNSYLVANIA AVENUE CITY: TOWSON STATE: MD ZIP: 21204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 doc1.xml FORM 4 X0306 4 2019-09-09 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001574445 Dryden L. Dyson 96 MORTON STREET NEW YORK NY 10014 1 0 0 0 Common Stock 2019-09-09 4 S 0 11855 18.2646 D 1354990 D Common Stock 2019-09-10 4 S 0 24833 18.2070 D 1330157 D The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. /s/ L. Dyson Dryden 2019-09-11