0001567619-19-018067.txt : 20190909 0001567619-19-018067.hdr.sgml : 20190909 20190909170204 ACCESSION NUMBER: 0001567619-19-018067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190906 FILED AS OF DATE: 20190909 DATE AS OF CHANGE: 20190909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FELENSTEIN CRAIG CENTRAL INDEX KEY: 0001683568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 191083644 MAIL ADDRESS: STREET 1: 96 MORTON STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 doc1.xml FORM 4 X0306 4 2019-09-06 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001683568 FELENSTEIN CRAIG 96 MORTON STREET 9TH FLOOR NEW YORK NY 10014 0 1 0 0 Chief Financial Officer Common Stock 2019-09-06 4 F 0 4897 18.33 D 42080 D Restricted Stock Units Common Stock 12983 12983 D Restricted Stock Units Common Stock 7440 7440 D Stock Options (Right to Buy) 9.47 Common Stock 200000 200000 D Restricted Stock Units Common Stock 13508 13508 D Shares withheld by Company to satisfy tax liability as a result of the vesting of restricted stock. Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. The options vest annually pro rata over a four-year period. The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. /s/ John J. Wolfel, Attorney-in-Fact for Craig Felenstein 2019-09-09