0001567619-19-018067.txt : 20190909
0001567619-19-018067.hdr.sgml : 20190909
20190909170204
ACCESSION NUMBER: 0001567619-19-018067
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190906
FILED AS OF DATE: 20190909
DATE AS OF CHANGE: 20190909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FELENSTEIN CRAIG
CENTRAL INDEX KEY: 0001683568
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 191083644
MAIL ADDRESS:
STREET 1: 96 MORTON STREET, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4
1
doc1.xml
FORM 4
X0306
4
2019-09-06
0
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001683568
FELENSTEIN CRAIG
96 MORTON STREET 9TH FLOOR
NEW YORK
NY
10014
0
1
0
0
Chief Financial Officer
Common Stock
2019-09-06
4
F
0
4897
18.33
D
42080
D
Restricted Stock Units
Common Stock
12983
12983
D
Restricted Stock Units
Common Stock
7440
7440
D
Stock Options (Right to Buy)
9.47
Common Stock
200000
200000
D
Restricted Stock Units
Common Stock
13508
13508
D
Shares withheld by Company to satisfy tax liability as a result of the vesting of restricted stock.
Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.
The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
The options vest annually pro rata over a four-year period.
The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.
/s/ John J. Wolfel, Attorney-in-Fact for Craig Felenstein
2019-09-09