0001567619-19-017902.txt : 20190904
0001567619-19-017902.hdr.sgml : 20190904
20190904183051
ACCESSION NUMBER: 0001567619-19-017902
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190830
FILED AS OF DATE: 20190904
DATE AS OF CHANGE: 20190904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dryden L. Dyson
CENTRAL INDEX KEY: 0001574445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 191075816
MAIL ADDRESS:
STREET 1: 305 WEST PENNSYLVANIA AVENUE
CITY: TOWSON
STATE: MD
ZIP: 21204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4
1
doc1.xml
FORM 4
X0306
4
2019-08-30
0
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001574445
Dryden L. Dyson
96 MORTON STREET
NEW YORK
NY
10014
1
0
0
0
Common Stock
2019-08-30
4
S
0
50251
18.7692
D
1522114
D
Common Stock
2019-09-03
4
S
0
92032
18.5965
D
1430082
D
Common Stock
2019-09-04
4
S
0
21981
18.7116
D
1408101
D
The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price in Column 4 is a weighted average price. The prices actually received ranged from $18.48 to $19.13. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $18.5446 to $18.7056. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
/s/ L. Dyson Dryden
2019-09-04