0001209191-19-042755.txt : 20190719
0001209191-19-042755.hdr.sgml : 20190719
20190719160442
ACCESSION NUMBER: 0001209191-19-042755
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190717
FILED AS OF DATE: 20190719
DATE AS OF CHANGE: 20190719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dryden L. Dyson
CENTRAL INDEX KEY: 0001574445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 19963512
MAIL ADDRESS:
STREET 1: 305 WEST PENNSYLVANIA AVENUE
CITY: TOWSON
STATE: MD
ZIP: 21204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-07-17
0
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001574445
Dryden L. Dyson
96 MORTON STREET
NEW YORK
NY
10014
1
0
0
0
Common Stock
2019-07-17
4
A
0
513933
A
1568414
D
Warrants
11.50
2019-07-17
4
D
0
1334891
D
2015-07-08
2020-07-08
Common Stock
1334891
0
D
On June 14, 2019, Lindblad Expeditions Holdings, Inc. (the "Issuer") commenced an offer to each holder of its public and private warrants (collectively, the "Warrants"), exercisable for one share of Common Stock, to receive 0.385 shares of Common Stock in exchange for each Warrant validly tendered by the holder and exchanged pursuant to the offer (the "Exchange Offer"). On July 17, 2019, the Issuer accepted all Warrants validly tendered in the Exchange Offer and issued Common Stock in exchange for such Warrants.
Prior to the completion of the Exchange Offer, each Warrant entitled the holder to purchase one share of Common Stock at an exercise price of $11.50, subject to certain adjustments.
/s/ L. Dyson Dryden
2019-07-19