0001140361-18-015920.txt : 20180329
0001140361-18-015920.hdr.sgml : 20180329
20180329165654
ACCESSION NUMBER: 0001140361-18-015920
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170822
FILED AS OF DATE: 20180329
DATE AS OF CHANGE: 20180329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRESSLER BENJAMIN
CENTRAL INDEX KEY: 0001674110
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 18723653
MAIL ADDRESS:
STREET 1: 833 WEST SOUTH BOULDER ROAD, BLDG G
CITY: LOUISVILLE
STATE: CO
ZIP: 80027-2452
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2017-08-22
2017-08-23
0
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001674110
BRESSLER BENJAMIN
833 WEST SOUTH BOULDER ROAD
BUILDING G
LOUISVILLE
CO
80027-2452
0
1
0
0
President of Natural Habitat
Common Stock
2017-08-22
4
S
0
26851
10.3643
D
237357
D
Common Stock
2017-08-23
4
S
0
24269
10.5243
D
213088
D
Represents shares sold pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.05 to $10.51, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.36 to $10.68, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
This amendment is being filed to correct the number of shares owned following the reported transactions.
/s/ John J. Wolfel, Attorney-in-Fact for Benjamin Bressler
2018-03-29