0001140361-18-015920.txt : 20180329 0001140361-18-015920.hdr.sgml : 20180329 20180329165654 ACCESSION NUMBER: 0001140361-18-015920 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170822 FILED AS OF DATE: 20180329 DATE AS OF CHANGE: 20180329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRESSLER BENJAMIN CENTRAL INDEX KEY: 0001674110 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 18723653 MAIL ADDRESS: STREET 1: 833 WEST SOUTH BOULDER ROAD, BLDG G CITY: LOUISVILLE STATE: CO ZIP: 80027-2452 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4/A 1 doc1.xml FORM 4/A X0306 4/A 2017-08-22 2017-08-23 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001674110 BRESSLER BENJAMIN 833 WEST SOUTH BOULDER ROAD BUILDING G LOUISVILLE CO 80027-2452 0 1 0 0 President of Natural Habitat Common Stock 2017-08-22 4 S 0 26851 10.3643 D 237357 D Common Stock 2017-08-23 4 S 0 24269 10.5243 D 213088 D Represents shares sold pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.05 to $10.51, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.36 to $10.68, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. This amendment is being filed to correct the number of shares owned following the reported transactions. /s/ John J. Wolfel, Attorney-in-Fact for Benjamin Bressler 2018-03-29