0001140361-15-028013.txt : 20150720
0001140361-15-028013.hdr.sgml : 20150720
20150720161038
ACCESSION NUMBER: 0001140361-15-028013
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150708
FILED AS OF DATE: 20150720
DATE AS OF CHANGE: 20150720
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baldeweg Dirk Klaus
CENTRAL INDEX KEY: 0001647744
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 15995980
MAIL ADDRESS:
STREET 1: UP DE WORTH 19
CITY: HAMBURG
STATE: 2M
ZIP: 22391
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Killinger Johann
CENTRAL INDEX KEY: 0001647727
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 15995981
MAIL ADDRESS:
STREET 1: HEILWIGSTRASSE 96
CITY: HAMBURG
STATE: 2M
ZIP: 20249
3
1
doc1.xml
FORM 3
X0206
3
2015-07-08
0
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001647727
Killinger Johann
HEILWIGSTRASSE 96
HAMBURG
2M
20249
GERMANY
0
0
1
0
0001647744
Baldeweg Dirk Klaus
UP DE WORTH 19
HAMBURG
2M
22391
GERMANY
0
0
1
0
Common Stock, $0.0001 par value per share
3028223
I
See Footnotes
Common Stock, $0.0001 par value per share
2863737
I
See Footnotes
These shares of Common Stock are directly owned by Talas Shipping GmbH & Co. KG for which each of the reporting persons serve as managing director.
These shares of Common Stock are directly owned by Two Mountain Ltd. for which each of the reporting persons serve as director.
Each reporting person disclaims beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ Dr. Johann Killinger
2015-07-20
/s/ Dr. Dirk Baldeweg
2015-07-20