0001140361-15-028013.txt : 20150720 0001140361-15-028013.hdr.sgml : 20150720 20150720161038 ACCESSION NUMBER: 0001140361-15-028013 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150708 FILED AS OF DATE: 20150720 DATE AS OF CHANGE: 20150720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldeweg Dirk Klaus CENTRAL INDEX KEY: 0001647744 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 15995980 MAIL ADDRESS: STREET 1: UP DE WORTH 19 CITY: HAMBURG STATE: 2M ZIP: 22391 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Killinger Johann CENTRAL INDEX KEY: 0001647727 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 15995981 MAIL ADDRESS: STREET 1: HEILWIGSTRASSE 96 CITY: HAMBURG STATE: 2M ZIP: 20249 3 1 doc1.xml FORM 3 X0206 3 2015-07-08 0 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001647727 Killinger Johann HEILWIGSTRASSE 96 HAMBURG 2M 20249 GERMANY 0 0 1 0 0001647744 Baldeweg Dirk Klaus UP DE WORTH 19 HAMBURG 2M 22391 GERMANY 0 0 1 0 Common Stock, $0.0001 par value per share 3028223 I See Footnotes Common Stock, $0.0001 par value per share 2863737 I See Footnotes These shares of Common Stock are directly owned by Talas Shipping GmbH & Co. KG for which each of the reporting persons serve as managing director. These shares of Common Stock are directly owned by Two Mountain Ltd. for which each of the reporting persons serve as director. Each reporting person disclaims beneficial ownership of the shares of Common Stock except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ Dr. Johann Killinger 2015-07-20 /s/ Dr. Dirk Baldeweg 2015-07-20