0000902664-21-000029.txt : 20210105
0000902664-21-000029.hdr.sgml : 20210105
20210105163142
ACCESSION NUMBER: 0000902664-21-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARRELL SARAH E
CENTRAL INDEX KEY: 0001808740
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 21506068
MAIL ADDRESS:
STREET 1: 572 RUGER STREET
STREET 2: SUITE B
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
FORMER NAME:
FORMER CONFORMED NAME: Farrell Sarah E.
DATE OF NAME CHANGE: 20200407
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4
1
ownership.xml
X0306
4
2020-12-31
0
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001808740
FARRELL SARAH E
572 RUGER STREET
SUITE B
SAN FRANCISCO
CA
94129
1
0
0
0
Common Stock, par value $0.0001 per share
2020-12-31
4
A
0
1645
0
A
8526
D
Restricted stock units granted under the 2015 Long-Term Incentive Plan. The restricted stock units vest in full on December 31, 2021, subject to the Reporting Person's continued service with the Issuer on the vesting date. The Reporting Person is deemed to hold the award for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund") and indirectly for Inclusive Capital Partners, L.P. and may transfer the award directly to In-Cap Spring Master Fund.
/s/ Sarah E. Farrell
2021-01-05