0000897069-24-001109.txt : 20240517 0000897069-24-001109.hdr.sgml : 20240517 20240517171847 ACCESSION NUMBER: 0000897069-24-001109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240515 FILED AS OF DATE: 20240517 DATE AS OF CHANGE: 20240517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Byus Trey CENTRAL INDEX KEY: 0001639447 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 24961361 MAIL ADDRESS: STREET 1: 96 MORTON STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 form4.xml X0508 4 2024-05-15 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001639447 Byus Trey 96 MORTON STREET, 9TH FLOOR NEW YORK NY 10014 true Chief Expedition Officer false Common Stock 134616 D Stock Option (right to buy) 7.4 2024-05-15 4 A 0 50000 0 A 2034-05-15 Common Stock 50000 50000 D The options vest annually pro rata over a four-year period. /s/ John J. Wolfel, Attorney-in-Fact for Trey Byus 2024-05-17