0000897069-24-001107.txt : 20240517 0000897069-24-001107.hdr.sgml : 20240517 20240517171703 ACCESSION NUMBER: 0000897069-24-001107 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240515 FILED AS OF DATE: 20240517 DATE AS OF CHANGE: 20240517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Byus Trey CENTRAL INDEX KEY: 0001639447 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 24961349 MAIL ADDRESS: STREET 1: 96 MORTON STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4/A 1 form4.xml X0508 4/A 2024-05-15 2024-04-02 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001639447 Byus Trey 96 MORTON STREET, 9TH FLOOR NEW YORK NY 10014 true Chief Expedition Officer false Common Stock 2024-03-29 4 A 0 19320 0 A 142255 D Common Stock 2024-03-31 4 F 0 3734 0 D 138512 D Common Stock 2024-03-31 4 D 0 3896 0 A 134616 D Restricted stock units vesting one-third annually, subject to continued service. Amendment filed to correct the number of units amended. Represents the forfeiture of the unearned portion of the market based incentive awards granted in March 2021. /s/ John J. Wolfel, Attorney-in-Fact for Trey Byus 2024-05-17