0000897069-24-000823.txt : 20240402 0000897069-24-000823.hdr.sgml : 20240402 20240402171330 ACCESSION NUMBER: 0000897069-24-000823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240329 FILED AS OF DATE: 20240402 DATE AS OF CHANGE: 20240402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FELENSTEIN CRAIG CENTRAL INDEX KEY: 0001683568 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35898 FILM NUMBER: 24815524 MAIL ADDRESS: STREET 1: 96 MORTON STREET, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC. CENTRAL INDEX KEY: 0001512499 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 274749725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-261-9000 MAIL ADDRESS: STREET 1: 96 MORTON STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Acquisition Corp. II DATE OF NAME CHANGE: 20110208 4 1 form4.xml X0508 4 2024-03-29 0001512499 LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND 0001683568 FELENSTEIN CRAIG 96 MORTON STREET, 9TH FLOOR NEW YORK NY 10014 true Chief Financial Officer false Common Stock 2024-03-29 4 A 0 15731 0 A 214215 D Common Stock 2024-03-31 4 F 0 8671 0 D 205544 D Common Stock 2024-03-31 4 D 0 5667 0 D 199877 D Stock Options (Right to Buy) 9.47 2021-09-06 2026-09-06 Common Stock 188000 188000 D Restricted stock units vesting one-third annually, subject to continued service. Represents the forfeiture of the unearned portion of the market based incentive awards granted in March 2021. /s/ John J. Wolfel, Attorney-in-Fact for Craig Felenstein 2024-04-02