0000897069-23-000237.txt : 20230404
0000897069-23-000237.hdr.sgml : 20230404
20230404193049
ACCESSION NUMBER: 0000897069-23-000237
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230404
DATE AS OF CHANGE: 20230404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berle Dolf A
CENTRAL INDEX KEY: 0001557260
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35898
FILM NUMBER: 23800549
MAIL ADDRESS:
STREET 1: 2481 MANANA DRIVE
CITY: DALLAS
STATE: TX
ZIP: 75220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LINDBLAD EXPEDITIONS HOLDINGS, INC.
CENTRAL INDEX KEY: 0001512499
STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700]
IRS NUMBER: 274749725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212-261-9000
MAIL ADDRESS:
STREET 1: 96 MORTON STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: Capitol Acquisition Corp. II
DATE OF NAME CHANGE: 20110208
4
1
form4.xml
X0407
4
2023-03-31
0001512499
LINDBLAD EXPEDITIONS HOLDINGS, INC.
LIND
0001557260
Berle Dolf A
C/O LINDBLAD EXPEDITIONS HOLDINGS, INC.
96 MORTON STREET, 9TH FLOOR
NEW YORK
NY
10014
true
true
CEO
false
Common Stock
2023-03-31
4
A
0
30073
0
A
182260
D
Common Stock
2023-03-31
4
F
0
2501
0
D
179759
D
Stock Option (right to buy)
16.38
2031-05-09
Common Stock
1000000
1000000
D
Represents award of restricted stock units vesting annually on March 31, 2024, 2025 and 2026, subject to continued service.
The options vest and become exercisable in five equal annual installments on May 10, 2022, 2023, 2024, 2025, and 2026.
/s/ Dolf A Berle by John J. Wolfel, Attorney-in-Fact
2023-04-04