SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
First Round Capital IV, L.P.

(Last) (First) (Middle)
4040 LOCUST STREET

(Street)
PHILADELPHIA PA 19104

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Blue Apron Holdings, Inc. [ APRN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/05/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock (1) 07/05/2017 C 195,901 (1) (1) Class B Common Stock(2) 9,795,071 $0 0 I See Footnote(3)
Series A Preferred Stock (1) 07/05/2017 C 3,422 (1) (1) Class B Common Stock(2) 171,079 $0 0 I See Footnote(4)
Series B Preferred Stock (5) 07/05/2017 C 86,035 (5) (5) Class B Common Stock(2) 4,301,765 $0 0 I See Footnote(3)
Series B Preferred Stock (5) 07/05/2017 C 1,503 (5) (5) Class B Common Stock(2) 75,135 $0 0 I See Footnote(4)
Series C Preferred Stock (6) 07/05/2017 C 320,723 (6) (6) Class B Common Stock(2) 1,603,615 $0 0 I See Footnote(3)
Series C Preferred Stock (6) 07/05/2017 C 5,602 (6) (6) Class B Common Stock(2) 28,010 $0 0 I See Footnote(4)
Series D Preferred Stock (7) 07/05/2017 C 7,375 (7) (7) Class B Common Stock(2) 7,375 $0 0 I See Footnote(3)
Series D Preferred Stock (7) 07/05/2017 C 129 (7) (7) Class B Common Stock(2) 129 $0 0 I See Footnote(4)
Class B Common Stock(2) (2) 07/05/2017 C 15,707,826 (2) (2) Class A Common Stock 15,707,826 $0 15,707,826 I See Footnote(3)
Class B Common Stock(2) (2) 07/05/2017 C 274,353 (2) (2) Class A Common 274,353 $0 274,353 I See Footnote(4)
1. Name and Address of Reporting Person*
First Round Capital IV, L.P.

(Last) (First) (Middle)
4040 LOCUST STREET

(Street)
PHILADELPHIA PA 19104

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
First Round Capital Management IV, LLC

(Last) (First) (Middle)
4040 LOCUST STREET

(Street)
PHILADELPHIA PA 19104

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
First Round Capital IV Partners Fund, L.P.

(Last) (First) (Middle)
4040 LOCUST STREET

(Street)
PHILADELPHIA PA 19104

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Barnes Phineas

(Last) (First) (Middle)
4040 LOCUST STREET

(Street)
PHILADELPHIA PA 19104

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Fralic Christopher

(Last) (First) (Middle)
4040 LOCUST STREET

(Street)
PHILADELPHIA PA 19104

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Hayes Robert

(Last) (First) (Middle)
4040 LOCUST STREET

(Street)
PHILADELPHIA PA 19104

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Kopelman Joshua

(Last) (First) (Middle)
4040 LOCUST STREET

(Street)
PHILADELPHIA PA 19104

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Trenchard William

(Last) (First) (Middle)
4040 LOCUST STREET

(Street)
PHILADELPHIA PA 19104

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The Series A Preferred Stock automatically converted into Class B Common Stock on a 50:1 basis upon the closing of the Issuer's initial public offering of its Class A Common Stock and had no expiration date.
2. The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis upon certain transfers of such shares and at the holder's election and has no expiration date.
3. The reported shares are directly owned by First Round Capital IV, LP. ("FRC IV LP"). First Round Capital Management IV, L.P., the general partner of FRC IV LP, and First Round Capital Management IV, LLC, the general partner of First Round Capital Management IV, L.P., have sole dispositive and voting power of the shares directly owned by FRC IV LP, and Phineas Barnes, Christopher Fralic, Robert Hayes, Joshua Kopelman and William Trenchard may be deemed to have shared dispositive and voting power over such shares. Such persons and entities disclaim beneficial ownership over the shares held FRC IV LP except to the extent of any pecuniary interest therein.
4. The reported shares are owned directly by First Round Capital IV Partners Fund, L.P. First Round Capital Management IV, L.P. the general partner of FRC IV LP, and First Round Capital Management IV, LLC, the general partner of First Round Capital Management IV, L.P., have sole dispositive and voting power of the shares directly owned by FRC IV LP, and Phineas Barnes, Christopher Fralic, Robert Hayes, Joshua Kopelman and William Trenchard may be deemed to have shared dispositive and voting power over such shares. Such persons and entities disclaim beneficial ownership over the shares held FRC IV LP except to the extent of any pecuniary interest therein.
5. The Series B Preferred Stock automatically converted into Class B Common Stock on a 50:1 basis upon the closing of the Issuer's initial public offering of its Class A Common Stock and had no expiration date.
6. The Series C Preferred Stock automatically converted into Class B Common Stock on a 5:1 basis upon the closing of the Issuer's initial public offering of its Class A Common Stock and had no expiration date.
7. The Series D Preferred Stock automatically converted into Class B Common Stock on a 1:1 basis upon the closing of the Issuer's initial public offering of its Class A Common Stock and had no expiration date.
/s/ Jeffrey Donnon, Attorney-in-Fact for First Round Capital IV, L.P. 07/05/2017
/s/ Jeffrey Donnon, Attorney-in-Fact for First Round Capital Management IV, L.P. 07/05/2017
/s/ Jeffrey Donnon, Attorney-in-Fact for First Round Capital Management IV, LLC 07/05/2017
/s/ Jeffrey Donnon, Attorney-in-Fact for Phineas Barnes 07/05/2017
/s/ Jeffrey Donnon, Attorney-in-Fact for Christopher Fralic 07/05/2017
/s/ Jeffrey Donnon, Attorney-in-Fact for Robert Hayes 07/05/2017
/s/ Jeffrey Donnon, Attorney-in-Fact for Joshua Kopelman 07/05/2017
/s/ Jeffrey Donnon, Attorney-in-Fact for William Trenchard 07/05/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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