The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACUITY BRANDS INC | Common | 00508Y102 | 4,531 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| AFLAC INC | Common | 001055102 | 2,906 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| AFLAC INC | Option | 001055902 | 5,812 | 100,000 | SH | Call | DFND | 1 | 0 | 100,000 | 0 |
| AGCO CORP | Common | 001084102 | 5,119 | 102,000 | SH | DFND | 1 | 0 | 102,000 | 0 | |
| AGCO CORP | Option | 001084902 | 2,008 | 40,000 | SH | Call | DFND | 1 | 0 | 40,000 | 0 |
| ALLSTATE CORP | Common | 020002101 | 4,812 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| AMERICAN EQTY INVT LIFE HLD | Common | 025676206 | 4,710 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| AMERICAN EXPRESS CO | Common | 025816109 | 2,990 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| AMERICAN INTL GROUP INC | Option | 026874954 | 5,811 | 130,000 | SH | Put | DFND | 1 | 0 | 130,000 | 0 |
| AMETEK INC NEW | Common | 031100100 | 2,750 | 65,000 | SH | DFND | 1 | 0 | 65,000 | 0 | |
| ANIXTER INTL INC | Common | 035290105 | 2,274 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| AXIALL CORP | Common | 05463D100 | 1,065 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| AXIS CAPITAL HOLDINGS LTD | Common | G0692U109 | 2,747 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| BANK OF AMERICA CORPORATION | Option | 060505954 | 10,288 | 800,000 | SH | Put | DFND | 1 | 0 | 800,000 | 0 |
| BERKSHIRE HATHAWAY INC DEL | Option | 084670952 | 5,036 | 45,000 | SH | Put | DFND | 1 | 0 | 45,000 | 0 |
| CHEMTURA CORP | Common | 163893209 | 2,335 | 115,000 | SH | DFND | 1 | 0 | 115,000 | 0 | |
| CHUBB CORP | Common | 171232101 | 4,233 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| CITIGROUP INC | Common | 172967424 | 2,399 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| CITIGROUP INC | Option | 172967904 | 2,399 | 50,000 | SH | Call | DFND | 1 | 0 | 50,000 | 0 |
| CITY NATL CORP | Common | 178566105 | 7,921 | 125,000 | SH | DFND | 1 | 0 | 125,000 | 0 | |
| CME GROUP INC | Option | 12572Q955 | 6,838 | 90,000 | SH | Put | DFND | 1 | 0 | 90,000 | 0 |
| CON-WAY INC | Common | 205944101 | 1,558 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| CYTEC INDS INC | Common | 232820100 | 11,354 | 155,000 | SH | DFND | 1 | 0 | 155,000 | 0 | |
| DANAHER CORP DEL | Common | 235851102 | 3,165 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| DEERE & CO | Option | 244199905 | 4,063 | 50,000 | SH | Call | DFND | 1 | 0 | 50,000 | 0 |
| DEUTSCHE BANK AG | Option | D18190958 | 2,937 | 70,000 | SH | Put | DFND | 1 | 0 | 70,000 | 0 |
| DISCOVER FINL SVCS | Option | 254709908 | 8,337 | 175,000 | SH | Call | DFND | 1 | 0 | 175,000 | 0 |
| EATON CORP PLC | Option | G29183953 | 1,974 | 30,000 | SH | Put | DFND | 1 | 0 | 30,000 | 0 |
| EVEREST RE GROUP LTD | Common | G3223R108 | 4,233 | 33,000 | SH | DFND | 1 | 0 | 33,000 | 0 | |
| FEDEX CORP | Option | 31428X906 | 11,830 | 120,000 | SH | Call | DFND | 1 | 0 | 120,000 | 0 |
| FEDEX CORP | Common | 31428X106 | 2,465 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| FIRST HORIZON NATL CORP | Common | 320517105 | 4,256 | 380,000 | SH | DFND | 1 | 0 | 380,000 | 0 | |
| FIRST NIAGARA FINL GP INC | Common | 33582V108 | 8,056 | 800,000 | SH | DFND | 1 | 0 | 800,000 | 0 | |
| FRANKLIN RES INC | Common | 354613101 | 10,610 | 78,000 | SH | DFND | 1 | 0 | 78,000 | 0 | |
| GENERAL MTRS CO | Common | 37045V100 | 3,164 | 95,000 | SH | DFND | 1 | 0 | 95,000 | 0 | |
| GLACIER BANCORP INC NEW | Common | 37637Q105 | 1,110 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| GOLDMAN SACHS GROUP INC | Option | 38141G954 | 4,538 | 30,000 | SH | Put | DFND | 1 | 0 | 30,000 | 0 |
| GREENBRIER COS INC | Common | 393657101 | 1,340 | 55,000 | SH | DFND | 1 | 0 | 55,000 | 0 | |
| HEARTLAND PMT SYS INC | Common | 42235N108 | 7,450 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| HILLTOP HOLDINGS INC | Common | 432748101 | 5,740 | 350,000 | SH | DFND | 1 | 0 | 350,000 | 0 | |
| HUBBELL INC | Common | 443510201 | 3,465 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
| INTERCONTINENTALEXCHANGE INC | Option | 45865V950 | 1,778 | 10,000 | SH | Put | DFND | 1 | 0 | 10,000 | 0 |
| INVESCO LTD | Common | G491BT108 | 3,816 | 120,000 | SH | DFND | 1 | 0 | 120,000 | 0 | |
| ISHARES TR | Option | 464287909 | 7,303 | 110,000 | SH | Call | DFND | 1 | 0 | 110,000 | 0 |
| ISHARES TR | Option | 464287955 | 17,489 | 180,000 | SH | Put | DFND | 1 | 0 | 180,000 | 0 |
| JANUS CAP GROUP INC | Common | 47102X105 | 6,978 | 820,000 | SH | DFND | 1 | 0 | 820,000 | 0 | |
| JOY GLOBAL INC | Common | 481165108 | 2,669 | 55,000 | SH | DFND | 1 | 0 | 55,000 | 0 | |
| JOY GLOBAL INC | Option | 481165908 | 2,427 | 50,000 | SH | Call | DFND | 1 | 0 | 50,000 | 0 |
| JPMORGAN CHASE & CO | Common | 46625H100 | 7,919 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| JPMORGAN CHASE & CO | Option | 46625H900 | 7,919 | 150,000 | SH | Call | DFND | 1 | 0 | 150,000 | 0 |
| KEYCORP NEW | Common | 493267108 | 5,520 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| KIRBY CORP | Common | 497266106 | 6,546 | 82,301 | SH | DFND | 1 | 0 | 82,301 | 0 | |
| KNIGHT CAP GROUP INC | Common | 499005106 | 4,930 | 1,373,220 | SH | DFND | 1 | 0 | 1,373,220 | 0 | |
| LEGG MASON INC | Common | 524901105 | 7,753 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
| LENNOX INTL INC | Common | 526107107 | 5,163 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
| LINCOLN NATL CORP IND | Common | 534187109 | 14,588 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
| LINCOLN NATL CORP IND | Option | 534187909 | 14,588 | 400,000 | SH | Call | DFND | 1 | 0 | 400,000 | 0 |
| M & T BK CORP | Common | 55261F104 | 1,676 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
| MARTIN MARIETTA MATLS INC | Common | 573284106 | 3,395 | 34,500 | SH | DFND | 1 | 0 | 34,500 | 0 | |
| METLIFE INC | Common | 59156R108 | 2,288 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| NATIONSTAR MTG HLDGS INC | Common | 63861C109 | 4,118 | 110,000 | SH | DFND | 1 | 0 | 110,000 | 0 | |
| NATIONSTAR MTG HLDGS INC | Option | 63861C959 | 1,872 | 50,000 | SH | Put | DFND | 1 | 0 | 50,000 | 0 |
| PENTAIR LTD | Common | H6169Q108 | 5,192 | 90,000 | SH | DFND | 1 | 0 | 90,000 | 0 | |
| PIPER JAFFRAY COS | Common | 724078100 | 7,428 | 235,000 | SH | DFND | 1 | 0 | 235,000 | 0 | |
| POLYONE CORP | Common | 73179P106 | 1,735 | 70,000 | SH | DFND | 1 | 0 | 70,000 | 0 | |
| PRECISION CASTPARTS CORP | Common | 740189105 | 3,390 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
| PRIVATEBANCORP INC | Common | 742962103 | 3,182 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| PRUDENTIAL FINL INC | Option | 744320952 | 7,303 | 100,000 | SH | Put | DFND | 1 | 0 | 100,000 | 0 |
| PRUDENTIAL FINL INC | Common | 744320102 | 10,589 | 145,000 | SH | DFND | 1 | 0 | 145,000 | 0 | |
| RAYMOND JAMES FINANCIAL INC | Common | 754730109 | 5,802 | 135,000 | SH | DFND | 1 | 0 | 135,000 | 0 | |
| REDWOOD TR INC | Common | 758075402 | 2,550 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| REINSURANCE GROUP AMER INC | Common | 759351604 | 8,984 | 130,000 | SH | DFND | 1 | 0 | 130,000 | 0 | |
| RESOURCE CAP CORP | Common | 76120W302 | 9,225 | 1,500,000 | SH | DFND | 1 | 0 | 1,500,000 | 0 | |
| SELECT SECTOR SPDR TR | Option | 81369Y955 | 20,465 | 1,050,000 | SH | Put | DFND | 1 | 0 | 1,050,000 | 0 |
| SMITH A O | Common | 831865209 | 2,311 | 63,700 | SH | DFND | 1 | 0 | 63,700 | 0 | |
| SPDR S&P 500 ETF TR | Option | 78462F953 | 40,003 | 250,000 | SH | Put | DFND | 1 | 0 | 250,000 | 0 |
| STATE STR CORP | Option | 857477953 | 2,608 | 40,000 | SH | Put | DFND | 1 | 0 | 40,000 | 0 |
| TCF FINL CORP | Common | 872275102 | 7,374 | 520,000 | SH | DFND | 1 | 0 | 520,000 | 0 | |
| TIMKEN CO | Common | 887389104 | 1,688 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| U S G CORP | Common | 903293405 | 1,109 | 48,100 | SH | DFND | 1 | 0 | 48,100 | 0 | |
| UNION PAC CORP | Option | 907818958 | 5,400 | 35,000 | SH | Put | DFND | 1 | 0 | 35,000 | 0 |
| UNITED TECHNOLOGIES CORP | Common | 913017109 | 6,506 | 70,000 | SH | DFND | 1 | 0 | 70,000 | 0 | |
| UNUM GROUP | Common | 91529Y106 | 5,874 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| US BANCORP DEL | Common | 902973304 | 12,653 | 350,000 | SH | DFND | 1 | 0 | 350,000 | 0 | |
| VALIDUS HOLDINGS LTD | Option | G9319H952 | 618 | 17,100 | SH | Put | DFND | 1 | 0 | 17,100 | 0 |
| VALIDUS HOLDINGS LTD | Common | G9319H102 | 9,572 | 265,000 | SH | DFND | 1 | 0 | 265,000 | 0 | |
| VISTEON CORP | Common | 92839U206 | 3,787 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| WABTEC CORP | Common | 929740108 | 1,683 | 31,500 | SH | DFND | 1 | 0 | 31,500 | 0 | |
| WATSCO INC | Common | 942622200 | 3,358 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| WEBSTER FINL CORP CONN | Common | 947890109 | 10,947 | 426,300 | SH | DFND | 1 | 0 | 426,300 | 0 | |