13F-HR 1 r13fhr1q2013.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE REPORT FOR THE CALENDAR QUARTER ENDED March 31, 2013 Check here if Amendment [ ] This Amendment No. (check only one) [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Oppenheimer + Close, Inc. Address: 119 West 57th Street, Suite 1515, New York, New York 10019 Form 13F File Number: 28-14102 =============================================================================== The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Carl K Oppenheimer Title: President of Oppenheimer + Close, Inc. Phone: (212) 489-7527 for Carl K. Oppenheimer Signature, Place, and Date of Signing: Oppenheimer + Close, Inc. By: Mr. Carl K. Oppenheimer, President By: /s/ Carl K Oppenheimer New York, New York May 3, 2013 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Managers: 0 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total: 135,092 (thousands) List of Other Included Managers: NONE ------------------------------------------------------------------------------------------------------------------------------------ FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ -------- -------- ------------------------ TITLE OF VALUE SHARES OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- -------- -------- ------- ------- -------- 3M CO COM COM 88579Y101 5064 47633 SH SOLE 6170 41463 ALLIED HEALTHCARE PRODS INC 019222108 778 293671 SH SOLE 293671 0 AVX CORP NEW COM COM 002444107 484 40676 SH SOLE 40676 0 BARRICK GOLD CORP COM 067901108 1550 52738 SH SOLE 2908 49830 BCSB BANCORP INC COM COM 055367106 680 39400 SH SOLE 39400 0 BRT REALTY TRUST SH BEN INT NEW 055645303 1110 158092 SH SOLE 158092 0 CHEVRON CORP NEW COM COM 166764100 289 2435 SH SOLE 0 2435 CISCO SYSTEMS INC COM 17275R102 6530 312532 SH SOLE 130190 182342 CMS BANCORP INC COM COM 12600U102 138 16218 SH SOLE 16218 0 COLONIAL FINL SVCS COM 19566B101 1080 79699 SH SOLE 79699 0 CONS TOMOKA LAND CO COM 210226106 1038 26455 SH SOLE 26455 0 CORE MARK HLDG CO COM 218681104 1539 30000 SH SOLE 30000 0 CORNING INC COM COM 219350105 6753 506595 SH SOLE 244445 262150 EAGLE BANCORP MONT COM 26942G100 1764 161100 SH SOLE 161100 0 ENGLOBAL CORP COM COM 293306106 216 359624 SH SOLE 359624 0 ESSA BANCORP INC COM COM 29667D104 1623 149700 SH SOLE 149700 0 EVOLUTION PETE CORP COM 30049A107 112 11000 SH SOLE 11000 0 EXXON MOBIL CORP COM COM 30231G102 568 6300 SH SOLE 0 6300 FEDFIRST FINL CORP COM 31429C101 1781 100347 SH SOLE 100347 0 FIRST CONN BANCORP COM 319850103 492 33418 SH SOLE 33418 0 GENCOR INDS INC COM 368678108 96 13350 SH SOLE 13350 0 GEORGETOWN BANCORP COM 372591107 1311 95315 SH SOLE 95315 0 GREENLIGHT CAPITAL CLASS A G4095J109 265 10830 SH SOLE 10830 0 HAMILTON BANCORP INC COM 407015106 139 10123 SH SOLE 10123 0 HAMPDEN BANCORP INC COM 40867E107 480 29900 SH SOLE 29900 0 HARDINGE INC COM 412324303 1600 117400 SH SOLE 117400 0 HARRIS & HARRIS COM 413833104 111 30900 SH SOLE 30900 0 HELMERICH & PAYNE COM 423452101 6896 113600 SH SOLE 27835 85765 HOME BANCORP INC COM 43689E107 1146 61591 SH SOLE 61591 0 HOME FED BANCORP INC COM 43708L108 1879 105861 SH SOLE 105861 0 HOMETRUST BANSHARES COM 437872104 2530 160100 SH SOLE 160100 0 HOPFED BANCORP INC COM 439734104 2118 197188 SH SOLE 197188 0 HURCO CO COM 447324104 649 23851 SH SOLE 23851 0 IF BANCORP INC COM COM 44951J105 1545 101279 SH SOLE 101279 0 INSTEEL INDS INC COM COM 45774W108 1991 122012 SH SOLE 122012 0 JOHNSON & JOHNSON COM 478160104 6347 77848 SH SOLE 24985 52863 LOUISIANA BANCORP COM 54619P104 178 10400 SH SOLE 10400 0 MALVERN BANCORP INC COM 561409103 2509 205852 SH SOLE 205852 0 MARKET VECTORS ETF GOLD MINER ETF 57060U100 8715 230255 SH SOLE 184645 45610 MARKET VECTORS ETF JR GOLD MINERS 57060U589 1000 59750 SH SOLE 59750 0 MATERIAL SCIENCES COM 576674105 1406 130200 SH SOLE 130200 0 MEDIDATA SOLUTIONS COM 58471A105 254 4381 SH SOLE 4381 0 MICROSOFT CORP COM 594918104 5806 202960 SH SOLE 71350 131610 NAUGATUCK VY FINL COM 63906P107 1468 209078 SH SOLE 209078 0 NEWMONT MNG CORP COM COM 651639106 1870 44635 SH SOLE 755 43880 NEWPORT BANCORP INC COM 651754103 282 16200 SH SOLE 16200 0 NORTHEAST CMNTY COM 664112109 655 119815 SH SOLE 119815 0 NORTHFIELD BANCORP COM 66611T108 3669 323000 SH SOLE 323000 0 NUCOR CORP COM COM 670346105 988 21400 SH SOLE 21400 0 OBA FINL SVCS INC COM 67424G101 1643 86495 SH SOLE 86495 0 OCEAN SHORE HLDG CO COM 67501R103 3220 214663 SH SOLE 214663 0 OCONEE FED FINL CORP COM 675607105 831 53600 SH SOLE 53600 0 PEOPLES FED COM 711037101 516 27000 SH SOLE 27000 0 PFIZER INC COM COM 717081103 3332 115465 SH SOLE 22745 92720 POLONIA BANCORP INC COM 73158Q109 399 44674 SH SOLE 44674 0 PROVIDENCE & COM 743737108 1699 112396 SH SOLE 112396 0 QUANEX BLDG PRODS COM 747619104 1061 65886 SH SOLE 65886 0 SEACOR HOLDINGS INC COM 811904101 6284 85286 SH SOLE 32940 52346 SI FINL GROUP INC MD COM 78425V104 3263 269900 SH SOLE 269900 0 SOUND FINL BANCORP COM 83607A100 749 59200 SH SOLE 59200 0 SP BANCORP INC COM COM 78468K106 2044 110474 SH SOLE 110474 0 SPDR GOLD TR GOLD GOLD SHS 78463V107 9494 61463 SH SOLE 43708 17755 STATE INVS BANCORP COM 857030100 1101 76186 SH SOLE 76186 0 SUPERIOR INDUSTRIES COM 868168105 7964 426344 SH SOLE 224185 202159 Certain holdings reported as "Sole" under Column 6 are managed by Oppvest, LLC and Oppvest II, LLC, which are managed by the same individuals as Oppenheimer + Close, Inc. and are considered to be part of the registered investment adviser.
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