13F-HR 1 r13fhr3q2012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE REPORT FOR THE CALENDAR QUARTER ENDED September 30, 2012 Check here if Amendment [ ] This Amendment No. (check only one) [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Oppenheimer + Close, Inc. Address: 119 West 57th Street, Suite 1515, New York, New York 10019 Form 13F File Number: 28-14102 =============================================================================== The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Carl K Oppenheimer Title: President of Oppenheimer + Close, Inc. Phone: (212) 489-7527 for Carl K. Oppenheimer Signature, Place, and Date of Signing: Oppenheimer + Close, Inc. By: Mr. Carl K. Oppenheimer, President By: /s/ Carl K Oppenheimer New York, New York October 24, 2012 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Managers: 0 Form 13F Information Table Entry Total: 63 Form 13F Information Table Value Total: 127,128 (thousands) List of Other Included Managers: NONE ------------------------------------------------------------------------------------------------------------------------------------ FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ -------- -------- ------------------------ TITLE OF VALUE SHARES OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- -------- -------- ------- ------- -------- 3M CO COM COM 88579Y101 4545 49183 SH SOLE 6170 43013 ALLIED HEALTHCARE PRODS INC 019222108 721 275036 SH SOLE 275036 0 BARRICK GOLD CORP COM 067901108 2364 56613 SH SOLE 2908 53705 BCSB BANCORP INC COM COM 055367106 540 39400 SH SOLE 39400 0 BOLT TECH CORP COM 097698104 1442 100300 SH SOLE 100300 0 BRT REALTY TRUST SH BEN INT NEW 055645303 943 145025 SH SOLE 145025 0 CHEVRON CORP NEW COM COM 166764100 284 2435 SH SOLE 0 2435 CISCO SYSTEMS INC COM 17275R102 6877 360170 SH SOLE 182490 177680 CMS BANCORP INC COM COM 12600U102 130 16218 SH SOLE 16218 0 COLONIAL FINL SVCS COM 19566B101 1013 75185 SH SOLE 75185 0 CONS TOMOKA LAND CO COM 210226106 870 26455 SH SOLE 26455 0 CORE MARK HLDG CO COM 218681104 1443 30000 SH SOLE 30000 0 CORNING INC COM COM 219350105 6558 498745 SH SOLE 240875 257870 EAGLE BANCORP MONT COM 26942G100 1748 161100 SH SOLE 161100 0 ENSCO PLC COM G3157S106 1376 25220 SH SOLE 24820 400 ESSA BANCORP INC COM COM 29667D104 1555 149700 SH SOLE 149700 0 ETFS GOLD TR SH SHS 26922Y105 210 1200 SH SOLE 700 500 EVOLUTION PETE CORP COM 30049A107 131 16200 SH SOLE 16200 0 EXXON MOBIL CORP COM COM 30231G102 713 7800 SH SOLE 0 7800 FEDFIRST FINL CORP COM 31429C101 1510 100347 SH SOLE 100347 0 FIRST CONN BANCORP COM 319850103 451 33418 SH SOLE 33418 0 GENCOR INDS INC COM 368678108 99 13350 SH SOLE 13350 0 GEORGETOWN BANCORP COM 372591107 1048 95315 SH SOLE 95315 0 GREENLIGHT CAPITAL CLASS A G4095J109 268 10830 SH SOLE 10830 0 HAMPDEN BANCORP INC COM 40867E107 378 29900 SH SOLE 29900 0 HARDINGE INC COM 412324303 1355 132210 SH SOLE 132210 0 HARRIS & HARRIS COM 413833104 117 30900 SH SOLE 30900 0 HELMERICH & PAYNE COM 423452101 5645 118560 SH SOLE 27835 90725 HOME BANCORP INC COM 43689E107 1108 61591 SH SOLE 61591 0 HOME FED BANCORP INC COM 43708L108 1890 105861 SH SOLE 105861 0 HOMETRUST BANSHARES COM 437872104 1988 150000 SH SOLE 150000 0 HOPFED BANCORP INC COM 439734104 1479 197188 SH SOLE 197188 0 HURCO CO COM 447324104 546 23851 SH SOLE 23851 0 IF BANCORP INC COM COM 44951J105 1332 101279 SH SOLE 101279 0 INSTEEL INDS INC COM COM 45774W108 1431 122012 SH SOLE 122012 0 INTEL CORP COM COM 458140100 574 25346 SH SOLE 25346 0 ISHARES SILVER TR ISHARES 46428Q109 224 6700 SH SOLE 0 6700 JOHNSON & JOHNSON COM 478160104 5537 80346 SH SOLE 24985 55361 LOUISIANA BANCORP COM 54619P104 167 10400 SH SOLE 10400 0 MALVERN FED BANCORP COM 561410101 718 68400 SH SOLE 68400 0 MARKET VECTORS ETF GOLD MINER ETF 57060U100 11397 212280 SH SOLE 165170 47110 MARKET VECTORS ETF JR GOLD MINERS 57060U589 1174 47500 SH SOLE 47500 0 MATERIAL SCIENCES COM 576674105 626 68469 SH SOLE 68469 0 MICROSOFT CORP COM 594918104 5984 201060 SH SOLE 100950 100110 NAUGATUCK VY FINL COM 63906P107 1464 209078 SH SOLE 209078 0 NEWMONT MNG CORP COM COM 651639106 2621 46785 SH SOLE 755 46030 NEWPORT BANCORP INC COM 651754103 241 16200 SH SOLE 16200 0 NORTHEAST CMNTY COM 664112109 579 103615 SH SOLE 103615 0 NUCOR CORP COM COM 670346105 819 21400 SH SOLE 21400 0 OBA FINL SVCS INC COM 67424G101 1310 86495 SH SOLE 86495 0 OCEAN SHORE HLDG CO COM 67501R103 2885 214663 SH SOLE 214663 0 OCONEE FED FINL CORP COM 675607105 842 53600 SH SOLE 53600 0 PEOPLES FEDERAL COM 711037101 467 27000 SH SOLE 27000 0 PFIZER INC COM COM 717081103 2950 118715 SH SOLE 22745 95970 PROVIDENCE & COM 743737108 1542 115396 SH SOLE 115396 0 QUANEX BLDG PRODS COM 747619104 1241 65886 SH SOLE 65886 0 SEACOR HOLDINGS INC COM 811904101 6489 77845 SH SOLE 24710 53135 SI FINL GROUP INC MD COM 78425V104 3163 269900 SH SOLE 269900 0 SOUND FINL BANCORP COM 83607A100 600 59200 SH SOLE 59200 0 SP BANCORP INC COM COM 78468K106 1502 110474 SH SOLE 110474 0 SPDR GOLD TR GOLD GOLD SHS 78463V107 9485 55183 SH SOLE 38338 16845 STATE INVS BANCORP COM 857030100 1017 76186 SH SOLE 76186 0 SUPERIOR INDUSTRIES COM 868168105 7402 433140 SH SOLE 224185 208955 Certain holdings reported as "Sole" under Column 6 are managed by Oppvest, LLC and Oppvest II, LLC, which are managed by the same individuals as Oppenheimer + Close, Inc. and are considered to be part of the registered investment adviser.
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