13F-HR 1 r13fhr4q2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE REPORT FOR THE CALENDAR QUARTER ENDED December 31, 2011 Check here if Amendment [ ] This Amendment No. (check only one) [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Oppenheimer + Close, Inc. Address: 119 West 57th Street, Suite 1515, New York, New York 10019 Form 13F File Number: 28-14102 =============================================================================== The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Carl K Oppenheimer Title: President of Oppenheimer + Close, Inc. Phone: (212) 489-7527 for Carl K. Oppenheimer Signature, Place, and Date of Signing: Oppenheimer + Close, Inc. By: Mr. Carl K. Oppenheimer, President By: /s/ Carl K Oppenheimer New York, New York February 7, 2012 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: 105,202 (thousands) List of Other Included Managers: NONE ----------------------------------------------------------------------------------------------------------------------------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------ -------- -------- ------------------------ TITLE OF VALUE SHARES OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- --- ---- -------- -------- ------- ------- -------- 3M CO COM COM 88579Y101 4170 51023 SH SOLE 6070 44953 ALLIED HEALTHCARE COM 019222108 729 214295 SH SOLE 214295 BARRICK GOLD CORP COM 067901108 2598 57413 SH SOLE 2908 54505 BCSB BANCORP INC COM COM 055367106 424 39400 SH SOLE 39400 BOLT TECH CORP COM 097698104 1147 100300 SH SOLE 100300 BRT REALTY TRUST SH BEN INT NEW 055645303 593 93605 SH SOLE 93605 CHEVRON CORP NEW COM COM 166764100 259 2435 SH SOLE 2435 CISCO SYSTEMS INC COM 17275R102 6385 353170 SH SOLE 165290 187880 CMS BANCORP INC COM COM 12600U102 122 16218 SH SOLE 16218 COLONIAL FINL SVCS COM 19566B101 756 61186 SH SOLE 61186 CONS TOMOKA LAND CO COM 210226106 716 26455 SH SOLE 26455 CORE MARK HLDG CO COM 218681104 1188 30000 SH SOLE 30000 CORNING INC COM COM 219350105 746 57450 SH SOLE 57450 EAGLE BANCORP MONT COM 26942G100 1587 161100 SH SOLE 161100 ENSCO PLC SPONSORED ADR 29358Q109 1154 24600 SH SOLE 24600 EVOLUTION PETE CORP COM 30049A107 219 27200 SH SOLE 27200 EXXON MOBIL CORP COM COM 30231G102 661 7800 SH SOLE 7800 FEDFIRST FINL CORP COM 31429C101 1375 100347 SH SOLE 100347 FIRST CONN BANCORP COM 319850103 435 33418 SH SOLE 33418 FREIGHTCAR AMER INC COM 357023100 212 10120 SH SOLE 10120 GREENLIGHT CAPITAL CLASS A G4095J109 256 10830 SH SOLE 10830 HAMPDEN BANCORP INC COM 40867E107 353 29900 SH SOLE 29900 HARDINGE INC COM 412324303 1064 132210 SH SOLE 132210 HARRIS & HARRIS COM 413833104 72 20900 SH SOLE 20900 HELMERICH & PAYNE COM 423452101 3583 61390 SH SOLE 19640 41750 HOME BANCORP INC COM 43689E107 953 61591 SH SOLE 61591 HOME FED BANCORP INC COM 43708L108 1502 105861 SH SOLE 105861 HOPFED BANCORP INC COM 439734104 1282 197188 SH SOLE 197188 IF BANCORP INC COM COM 44951J105 1136 101279 SH SOLE 101279 INSTEEL INDS INC COM COM 45774W108 1341 122012 SH SOLE 122012 INTEL CORP COM COM 458140100 398 16400 SH SOLE 16400 JOHNSON & JOHNSON COM 478160104 5457 83211 SH SOLE 24435 58776 LOUISIANA BANCORP COM 54619P104 165 10400 SH SOLE 10400 MALVERN FED BANCORP COM 561410101 395 68400 SH SOLE 68400 MARKET VECTORS ETF GOLD MINER ETF 57060U100 10836 210690 SH SOLE 161170 49520 MARKET VECTORS ETF TR JR GOLDMINER E 57060U589 580 23500 SH SOLE 23500 MICROSOFT CORP COM 594918104 5195 200115 SH SOLE 98550 101565 NAUGATUCK VY FINL COM 63906P107 1434 209078 SH SOLE 209078 NEWMONT MNG CORP COM COM 651639106 2934 48893 SH SOLE 700 48193 NEWPORT BANCORP INC COM 651754103 204 16200 SH SOLE 16200 NORTHEAST CMNTY COM 664112109 482 86052 SH SOLE 86052 NUCOR CORP COM COM 670346105 847 21400 SH SOLE 21400 OBA FINANCIAL COM 67424G101 1240 86495 SH SOLE 86495 OCEAN SHORE HLDG CO COM 67501R103 2133 209137 SH SOLE 209137 OCONEE FED FINL CORP COM 675607105 643 53600 SH SOLE 53600 ORITANI FINL CORP COM 68633D103 1170 91600 SH SOLE 91600 PEOPLES FEDERAL COM 711037101 385 27000 SH SOLE 27000 PFIZER INC COM COM 717081103 2570 118765 SH SOLE 22645 96120 PROVIDENCE & COM 743737108 1316 115396 SH SOLE 115396 QUANEX BLDG PRODS COM 747619104 898 59800 SH SOLE 59800 SAFEWAY INC COM NEW COM 786514208 663 31500 SH SOLE 31500 SEACOR HOLDINGS INC COM 811904101 6939 78000 SH SOLE 24180 53820 SI FINL GROUP INC MD COM 78425V104 2638 267800 SH SOLE 267800 SP BANCORP INC COM COM 78468K106 1028 99874 SH SOLE 99874 SPDR GOLD TR COM 78463V107 8278 54463 SH SOLE 37378 17085 STATE INVS BANCORP COM 857030100 832 76186 SH SOLE 76186 SUPERIOR INDUSTRIES COM 868168105 7060 426855 SH SOLE 220060 206795 WAL MART STORES INC COM 931142103 1464 24500 SH SOLE 24500 Certain holdings reported as "Sole" under Column 6 are managed by Oppvest, LLC and Oppvest II, LLC, which are managed by the same individuals as Oppenheimer + Close, Inc. and are considered to be part of the registered investment adviser.
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