0001512395-12-000006.txt : 20120207
0001512395-12-000006.hdr.sgml : 20120207
20120207092958
ACCESSION NUMBER: 0001512395-12-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120207
DATE AS OF CHANGE: 20120207
EFFECTIVENESS DATE: 20120207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oppenheimer & Close, Inc.
CENTRAL INDEX KEY: 0001512395
IRS NUMBER: 133211335
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14102
FILM NUMBER: 12575857
BUSINESS ADDRESS:
STREET 1: 119 WEST 57TH STREET
STREET 2: SUITE 1515
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-489-7527
MAIL ADDRESS:
STREET 1: 119 WEST 57TH STREET
STREET 2: SUITE 1515
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
r13fhr4q2011.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR QUARTER ENDED December 31, 2011
Check here if Amendment [ ]
This Amendment No. (check only one)
[ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Oppenheimer + Close, Inc.
Address: 119 West 57th Street, Suite 1515, New York, New York 10019
Form 13F File Number: 28-14102
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Carl K Oppenheimer
Title: President of Oppenheimer + Close, Inc.
Phone: (212) 489-7527 for Carl K. Oppenheimer
Signature, Place, and Date of Signing:
Oppenheimer + Close, Inc.
By: Mr. Carl K. Oppenheimer, President
By: /s/ Carl K Oppenheimer
New York, New York
February 7, 2012
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Managers: 0
Form 13F Information Table Entry Total: 58
Form 13F Information Table Value Total: 105,202 (thousands)
List of Other Included Managers: NONE
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FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- ------------------ -------- -------- ------------------------
TITLE OF VALUE SHARES OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- --------- --- ---- -------- -------- ------- ------- --------
3M CO COM COM 88579Y101 4170 51023 SH SOLE 6070 44953
ALLIED HEALTHCARE COM 019222108 729 214295 SH SOLE 214295
BARRICK GOLD CORP COM 067901108 2598 57413 SH SOLE 2908 54505
BCSB BANCORP INC COM COM 055367106 424 39400 SH SOLE 39400
BOLT TECH CORP COM 097698104 1147 100300 SH SOLE 100300
BRT REALTY TRUST SH BEN INT NEW 055645303 593 93605 SH SOLE 93605
CHEVRON CORP NEW COM COM 166764100 259 2435 SH SOLE 2435
CISCO SYSTEMS INC COM 17275R102 6385 353170 SH SOLE 165290 187880
CMS BANCORP INC COM COM 12600U102 122 16218 SH SOLE 16218
COLONIAL FINL SVCS COM 19566B101 756 61186 SH SOLE 61186
CONS TOMOKA LAND CO COM 210226106 716 26455 SH SOLE 26455
CORE MARK HLDG CO COM 218681104 1188 30000 SH SOLE 30000
CORNING INC COM COM 219350105 746 57450 SH SOLE 57450
EAGLE BANCORP MONT COM 26942G100 1587 161100 SH SOLE 161100
ENSCO PLC SPONSORED ADR 29358Q109 1154 24600 SH SOLE 24600
EVOLUTION PETE CORP COM 30049A107 219 27200 SH SOLE 27200
EXXON MOBIL CORP COM COM 30231G102 661 7800 SH SOLE 7800
FEDFIRST FINL CORP COM 31429C101 1375 100347 SH SOLE 100347
FIRST CONN BANCORP COM 319850103 435 33418 SH SOLE 33418
FREIGHTCAR AMER INC COM 357023100 212 10120 SH SOLE 10120
GREENLIGHT CAPITAL CLASS A G4095J109 256 10830 SH SOLE 10830
HAMPDEN BANCORP INC COM 40867E107 353 29900 SH SOLE 29900
HARDINGE INC COM 412324303 1064 132210 SH SOLE 132210
HARRIS & HARRIS COM 413833104 72 20900 SH SOLE 20900
HELMERICH & PAYNE COM 423452101 3583 61390 SH SOLE 19640 41750
HOME BANCORP INC COM 43689E107 953 61591 SH SOLE 61591
HOME FED BANCORP INC COM 43708L108 1502 105861 SH SOLE 105861
HOPFED BANCORP INC COM 439734104 1282 197188 SH SOLE 197188
IF BANCORP INC COM COM 44951J105 1136 101279 SH SOLE 101279
INSTEEL INDS INC COM COM 45774W108 1341 122012 SH SOLE 122012
INTEL CORP COM COM 458140100 398 16400 SH SOLE 16400
JOHNSON & JOHNSON COM 478160104 5457 83211 SH SOLE 24435 58776
LOUISIANA BANCORP COM 54619P104 165 10400 SH SOLE 10400
MALVERN FED BANCORP COM 561410101 395 68400 SH SOLE 68400
MARKET VECTORS ETF GOLD MINER ETF 57060U100 10836 210690 SH SOLE 161170 49520
MARKET VECTORS ETF TR JR GOLDMINER E 57060U589 580 23500 SH SOLE 23500
MICROSOFT CORP COM 594918104 5195 200115 SH SOLE 98550 101565
NAUGATUCK VY FINL COM 63906P107 1434 209078 SH SOLE 209078
NEWMONT MNG CORP COM COM 651639106 2934 48893 SH SOLE 700 48193
NEWPORT BANCORP INC COM 651754103 204 16200 SH SOLE 16200
NORTHEAST CMNTY COM 664112109 482 86052 SH SOLE 86052
NUCOR CORP COM COM 670346105 847 21400 SH SOLE 21400
OBA FINANCIAL COM 67424G101 1240 86495 SH SOLE 86495
OCEAN SHORE HLDG CO COM 67501R103 2133 209137 SH SOLE 209137
OCONEE FED FINL CORP COM 675607105 643 53600 SH SOLE 53600
ORITANI FINL CORP COM 68633D103 1170 91600 SH SOLE 91600
PEOPLES FEDERAL COM 711037101 385 27000 SH SOLE 27000
PFIZER INC COM COM 717081103 2570 118765 SH SOLE 22645 96120
PROVIDENCE & COM 743737108 1316 115396 SH SOLE 115396
QUANEX BLDG PRODS COM 747619104 898 59800 SH SOLE 59800
SAFEWAY INC COM NEW COM 786514208 663 31500 SH SOLE 31500
SEACOR HOLDINGS INC COM 811904101 6939 78000 SH SOLE 24180 53820
SI FINL GROUP INC MD COM 78425V104 2638 267800 SH SOLE 267800
SP BANCORP INC COM COM 78468K106 1028 99874 SH SOLE 99874
SPDR GOLD TR COM 78463V107 8278 54463 SH SOLE 37378 17085
STATE INVS BANCORP COM 857030100 832 76186 SH SOLE 76186
SUPERIOR INDUSTRIES COM 868168105 7060 426855 SH SOLE 220060 206795
WAL MART STORES INC COM 931142103 1464 24500 SH SOLE 24500
Certain holdings reported as "Sole" under Column 6 are managed by Oppvest, LLC
and Oppvest II, LLC, which are managed by the same individuals as Oppenheimer +
Close, Inc. and are considered to be part of the registered investment adviser.
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