0001512395-11-000010.txt : 20110505
0001512395-11-000010.hdr.sgml : 20110505
20110505105640
ACCESSION NUMBER: 0001512395-11-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110505
DATE AS OF CHANGE: 20110505
EFFECTIVENESS DATE: 20110505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oppenheimer & Close, Inc.
CENTRAL INDEX KEY: 0001512395
IRS NUMBER: 133211335
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14102
FILM NUMBER: 11813123
BUSINESS ADDRESS:
STREET 1: 119 WEST 57TH STREET
STREET 2: SUITE 1515
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-489-7527
MAIL ADDRESS:
STREET 1: 119 WEST 57TH STREET
STREET 2: SUITE 1515
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
r13fhr1q2011.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR QUARTER ENDED MARCH 31, 2011
Check here if Amendment [ ]
This Amendment No. (check only one)
[ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Oppenheimer + Close, Inc.
Address: 119 West 57th Street, Suite 1515, New York, New York 10019
Form 13F File Number: 28-14102
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Carl K Oppenheimer
Title: President of Oppenheimer + Close, Inc.
Phone: (212) 489-7527 for Carl K. Oppenheimer
Signature, Place, and Date of Signing:
Oppenheimer + Close, Inc.
By: Mr. Carl K. Oppenheimer, President
By: /s/ Carl K Oppenheimer
New York, New York
May 4, 2011
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Managers: 0
Form 13F Information Table Entry Total: 60
Form 13F Information Table Value Total: 109,803 (thousands)
List of Other Included Managers: NONE
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FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------ -------------- --------- -------- ------------------- -------- -------- -----------------------
TITLE OF VALUE SHARES OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- --------- ---- ---- -------- -------- ------- ------ --------
3M CO COM COM 88579Y101 5635 60263 SH SOLE 6520 53743
ALLIED HEALTHCARE PR COM 019222108 520 119262 SH SOLE 119262
AVATAR HLDGS INC COM COM 053494100 1923 97159 SH SOLE 59568 37591
BARRICK GOLD CORP COM 067901108 3711 71488 SH SOLE 3608 67880
BCSB BANCORP INC COM COM 055367106 442 34000 SH SOLE 34000
BOLT TECH CORP COM 097698104 1290 95300 SH SOLE 95300
BRT REALTY TRUST SH BEN INT NEW 055645303 537 83005 SH SOLE 83005
CHEVRON CORP NEW COM 166764100 262 2435 SH SOLE 2435
CISCO SYSTEMS INC COM 17275R102 4641 270620 SH SOLE 83090 187530
CLIFTON SVGS BANCORP COM 18712Q103 286 24067 SH SOLE 24067
CMS BANCORP INC COM 12600U102 96 10954 SH SOLE 10954
COLONIAL FINL SVCS COM 19566B101 778 61186 SH SOLE 61186
CONS TOMOKA LAND CO COM 210226106 530 16372 SH SOLE 16372
CORE MARK HLDG CO COM 218681104 1011 30600 SH SOLE 30600
CPI AEROSTRUCTURES COM 125919308 1987 130750 SH SOLE 130750
EAGLE BANCORP MONT COM 26942G100 875 75100 SH SOLE 75100
ENSCO PLC SPONSORED ADR 29358Q109 1423 24600 SH SOLE 24200 400
ETFS GOLD TR SHS 26922Y105 242 1700 SH SOLE 1200 500
EVOLUTION PETE CORP COM 30049A107 158 20200 SH SOLE 20200
EXXON MOBIL CORP COM COM 30231G102 656 7800 SH SOLE 7800
FEDFIRST FINL CORP COM 31429C101 1366 97782 SH SOLE 97782
FRIEDMAN INDS INC COM 358435105 743 72878 SH SOLE 72878
GOLDEN ENTERPRISES COM 381010107 38 11924 SH SOLE 11924
GOODRICH PETE CORP COM 382410405 459 20650 SH SOLE 20650
GRIFFIN LD & NURSERIES INC COM 398231100 370 11489 SH SOLE 11489
HAMPDEN BANCORP INC COM 40867E107 397 29900 SH SOLE 29900
HARDINGE INC COM 412324303 1811 132210 SH SOLE 132210
HELMERICH & PAYNE COM 423452101 4300 62600 SH SOLE 20540 42060
HOME BANCORP INC COM 43689E107 944 61591 SH SOLE 61591
HOME FED BANCORP INC COM 43708L108 1273 97261 SH SOLE 97261
HOPFED BANCORP INC COM 439734104 979 106449 SH SOLE 106449
INSTEEL INDS INC COM 45774W108 1168 82612 SH SOLE 82612
ISHARES SILVER TR ISHARES 46428Q109 467 12700 SH SOLE 3000 9700
JOHNSON & JOHNSON COM 478160104 5041 85081 SH SOLE 25035 60046
LEGACY BANCORP INC CL A 52463G105 1271 99454 SH SOLE 99454
LOUISIANA BANCORP INC NEW COM 54619P104 157 10400 SH SOLE 10400
MALVERN FED BANCORP COM 561410101 596 68400 SH SOLE 68400
MARKET VECTORS ETF GOLD MINER ETF 57060U100 8733 145300 SH SOLE 94020 51280
MICROSOFT CORP COM 594918104 4320 170330 SH SOLE 68400 101930
NAUGATUCK VY FINL COM 639067107 427 53600 SH SOLE 53600
NEWMONT MNG CORP COM 651639106 3098 56763 SH SOLE 1355 55408
NEWPORT BANCORP INC COM 651754103 226 16200 SH SOLE 16200
NORTHEAST CMNTY BANCORP INC COM 664112109 329 55015 SH SOLE 55015
OBA FINANCIAL SERVICES COM 67424G101 1268 86495 SH SOLE 86495
OCEAN SHORE HLDG CO COM 67501R103 1877 144363 SH SOLE 144363
OCONEE FED FINL CORP COM 675607105 616 53600 SH SOLE 53600
ORITANI FINL CORP COM 68633D103 1161 91600 SH SOLE 91600
PEOPLES FEDERAL BANCSHARES INC COM 711037101 379 27000 SH SOLE 27000
PFIZER INC COM COM 717081103 2462 121245 SH SOLE 24345 96900
PROVIDENCE & WORCESTER COM 743737108 1920 115396 SH SOLE 115396
QUANEX BLDG PRODS COM 747619104 353 18000 SH SOLE 18000
SARA LEE CORP COM 803111103 1051 59500 SH SOLE 59500
SEACOR HOLDINGS INC COM 811904101 5073 54870 SH SOLE 16650 38220
SI FINL GROUP INC MD COM 78425V104 2657 267800 SH SOLE 267800
SP BANCORP INC COM COM 78468K106 1100 98176 SH SOLE 98176
SPDR GOLD TR GOLD SHS 78463V107 14932 106763 SH SOLE 87048 19715
SUPERIOR INDUSTRIES COM 868168105 7065 275545 SH SOLE 173645 101900
UNITED CAP CORP COM 909912107 805 28436 SH SOLE 28436
VILLAGE SUPERMARKET CL A 927107409 303 10396 SH SOLE 10396
WAL MART STORES INC COM 931142103 1265 24300 SH SOLE 24300
Certain holdings reported as "Sole" under Column 6 are managed by Oppvest, LLC
and Oppvest II, LLC, which are managed by the same individuals as Oppenheimer &
Close, Inc. and are considered to be part of the registered investment adviser.
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