0001512395-11-000010.txt : 20110505 0001512395-11-000010.hdr.sgml : 20110505 20110505105640 ACCESSION NUMBER: 0001512395-11-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110505 DATE AS OF CHANGE: 20110505 EFFECTIVENESS DATE: 20110505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oppenheimer & Close, Inc. CENTRAL INDEX KEY: 0001512395 IRS NUMBER: 133211335 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14102 FILM NUMBER: 11813123 BUSINESS ADDRESS: STREET 1: 119 WEST 57TH STREET STREET 2: SUITE 1515 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-489-7527 MAIL ADDRESS: STREET 1: 119 WEST 57TH STREET STREET 2: SUITE 1515 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 r13fhr1q2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE REPORT FOR THE CALENDAR QUARTER ENDED MARCH 31, 2011 Check here if Amendment [ ] This Amendment No. (check only one) [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Oppenheimer + Close, Inc. Address: 119 West 57th Street, Suite 1515, New York, New York 10019 Form 13F File Number: 28-14102 =============================================================================== The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Carl K Oppenheimer Title: President of Oppenheimer + Close, Inc. Phone: (212) 489-7527 for Carl K. Oppenheimer Signature, Place, and Date of Signing: Oppenheimer + Close, Inc. By: Mr. Carl K. Oppenheimer, President By: /s/ Carl K Oppenheimer New York, New York May 4, 2011 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Managers: 0 Form 13F Information Table Entry Total: 60 Form 13F Information Table Value Total: 109,803 (thousands) List of Other Included Managers: NONE ----------------------------------------------------------------------------------------------------------------------------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ------------------- -------- -------- ----------------------- TITLE OF VALUE SHARES OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- --------- ---- ---- -------- -------- ------- ------ -------- 3M CO COM COM 88579Y101 5635 60263 SH SOLE 6520 53743 ALLIED HEALTHCARE PR COM 019222108 520 119262 SH SOLE 119262 AVATAR HLDGS INC COM COM 053494100 1923 97159 SH SOLE 59568 37591 BARRICK GOLD CORP COM 067901108 3711 71488 SH SOLE 3608 67880 BCSB BANCORP INC COM COM 055367106 442 34000 SH SOLE 34000 BOLT TECH CORP COM 097698104 1290 95300 SH SOLE 95300 BRT REALTY TRUST SH BEN INT NEW 055645303 537 83005 SH SOLE 83005 CHEVRON CORP NEW COM 166764100 262 2435 SH SOLE 2435 CISCO SYSTEMS INC COM 17275R102 4641 270620 SH SOLE 83090 187530 CLIFTON SVGS BANCORP COM 18712Q103 286 24067 SH SOLE 24067 CMS BANCORP INC COM 12600U102 96 10954 SH SOLE 10954 COLONIAL FINL SVCS COM 19566B101 778 61186 SH SOLE 61186 CONS TOMOKA LAND CO COM 210226106 530 16372 SH SOLE 16372 CORE MARK HLDG CO COM 218681104 1011 30600 SH SOLE 30600 CPI AEROSTRUCTURES COM 125919308 1987 130750 SH SOLE 130750 EAGLE BANCORP MONT COM 26942G100 875 75100 SH SOLE 75100 ENSCO PLC SPONSORED ADR 29358Q109 1423 24600 SH SOLE 24200 400 ETFS GOLD TR SHS 26922Y105 242 1700 SH SOLE 1200 500 EVOLUTION PETE CORP COM 30049A107 158 20200 SH SOLE 20200 EXXON MOBIL CORP COM COM 30231G102 656 7800 SH SOLE 7800 FEDFIRST FINL CORP COM 31429C101 1366 97782 SH SOLE 97782 FRIEDMAN INDS INC COM 358435105 743 72878 SH SOLE 72878 GOLDEN ENTERPRISES COM 381010107 38 11924 SH SOLE 11924 GOODRICH PETE CORP COM 382410405 459 20650 SH SOLE 20650 GRIFFIN LD & NURSERIES INC COM 398231100 370 11489 SH SOLE 11489 HAMPDEN BANCORP INC COM 40867E107 397 29900 SH SOLE 29900 HARDINGE INC COM 412324303 1811 132210 SH SOLE 132210 HELMERICH & PAYNE COM 423452101 4300 62600 SH SOLE 20540 42060 HOME BANCORP INC COM 43689E107 944 61591 SH SOLE 61591 HOME FED BANCORP INC COM 43708L108 1273 97261 SH SOLE 97261 HOPFED BANCORP INC COM 439734104 979 106449 SH SOLE 106449 INSTEEL INDS INC COM 45774W108 1168 82612 SH SOLE 82612 ISHARES SILVER TR ISHARES 46428Q109 467 12700 SH SOLE 3000 9700 JOHNSON & JOHNSON COM 478160104 5041 85081 SH SOLE 25035 60046 LEGACY BANCORP INC CL A 52463G105 1271 99454 SH SOLE 99454 LOUISIANA BANCORP INC NEW COM 54619P104 157 10400 SH SOLE 10400 MALVERN FED BANCORP COM 561410101 596 68400 SH SOLE 68400 MARKET VECTORS ETF GOLD MINER ETF 57060U100 8733 145300 SH SOLE 94020 51280 MICROSOFT CORP COM 594918104 4320 170330 SH SOLE 68400 101930 NAUGATUCK VY FINL COM 639067107 427 53600 SH SOLE 53600 NEWMONT MNG CORP COM 651639106 3098 56763 SH SOLE 1355 55408 NEWPORT BANCORP INC COM 651754103 226 16200 SH SOLE 16200 NORTHEAST CMNTY BANCORP INC COM 664112109 329 55015 SH SOLE 55015 OBA FINANCIAL SERVICES COM 67424G101 1268 86495 SH SOLE 86495 OCEAN SHORE HLDG CO COM 67501R103 1877 144363 SH SOLE 144363 OCONEE FED FINL CORP COM 675607105 616 53600 SH SOLE 53600 ORITANI FINL CORP COM 68633D103 1161 91600 SH SOLE 91600 PEOPLES FEDERAL BANCSHARES INC COM 711037101 379 27000 SH SOLE 27000 PFIZER INC COM COM 717081103 2462 121245 SH SOLE 24345 96900 PROVIDENCE & WORCESTER COM 743737108 1920 115396 SH SOLE 115396 QUANEX BLDG PRODS COM 747619104 353 18000 SH SOLE 18000 SARA LEE CORP COM 803111103 1051 59500 SH SOLE 59500 SEACOR HOLDINGS INC COM 811904101 5073 54870 SH SOLE 16650 38220 SI FINL GROUP INC MD COM 78425V104 2657 267800 SH SOLE 267800 SP BANCORP INC COM COM 78468K106 1100 98176 SH SOLE 98176 SPDR GOLD TR GOLD SHS 78463V107 14932 106763 SH SOLE 87048 19715 SUPERIOR INDUSTRIES COM 868168105 7065 275545 SH SOLE 173645 101900 UNITED CAP CORP COM 909912107 805 28436 SH SOLE 28436 VILLAGE SUPERMARKET CL A 927107409 303 10396 SH SOLE 10396 WAL MART STORES INC COM 931142103 1265 24300 SH SOLE 24300 Certain holdings reported as "Sole" under Column 6 are managed by Oppvest, LLC and Oppvest II, LLC, which are managed by the same individuals as Oppenheimer & Close, Inc. and are considered to be part of the registered investment adviser.
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