-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CifuqNgJLFDcOsW6gDT5Ra0d9O5h90IBexoSQF9GsL7HJhOpVlINGkB3XZo7kpbo 0+0aVpGdIeW7DHqiyE6cJQ== 0001251109-11-000015.txt : 20110208 0001251109-11-000015.hdr.sgml : 20110208 20110208141556 ACCESSION NUMBER: 0001251109-11-000015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 EFFECTIVENESS DATE: 20110208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oppenheimer & Close, Inc. CENTRAL INDEX KEY: 0001512395 IRS NUMBER: 133211335 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14102 FILM NUMBER: 11581882 BUSINESS ADDRESS: STREET 1: 119 WEST 57TH STREET STREET 2: SUITE 1515 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-489-7527 MAIL ADDRESS: STREET 1: 119 WEST 57TH STREET STREET 2: SUITE 1515 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 oppenheimer13fhr123110.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE REPORT FOR THE CALENDAR QUARTER ENDED DECEMBER 31, 2010 Check here if Amendment [ ] This Amendment No. (check only one) [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Oppenheimer + Close, Inc. Address: 119 West 57th Street, Suite 1515, New York, New York 10019 Form 13F File Number: 28- =============================================================================== The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Beth N. Lowson Title: Attorney-In-Fact for Carl K. Oppenheimer, President of Oppenheimer + Close, Inc. Phone: (212) 489-4527 for Carl K. Oppenheimer or (914) 220-1919 for Beth N. Lowson Signature, Place, and Date of Signing: Oppenheimer + Close, Inc. By: Mr. Carl K. Oppenheimer, President By: /s/ Beth N. Lowson Beth N. Lowson White Plains, New York February 7, 2011 Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Managers: 0 Form 13F Information Table Entry Total: 67 Form 13F Information Table Value Total: 109,162 (thousands) List of Other Included Managers: NONE - ----------------------------------------------------------------------------------------------------------------------------------- FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMM 6 COLUMN 7 COLUMN 8 - ----------------------- ---------- ---------- -------- --------------------- -------- -------- ------------------------- TITLE OF VALUE SHARES OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MANAGERS SOLE SHARED NONE - ----------------------- ---------- ---------- -------- --------- ---- ---- -------- -------- ------- ------ -------- 3M CO COM 88579Y101 5145 59623 SH SOLE 6520 53103 AGNICO EAGLE MINES LTD COM 008474108 840 10950 SH SOLE 9950 1000 ALLIED HEALTHCARE PRODS COM 019222108 386 88095 SH SOLE 88095 AVATAR HLDGS INC COM 053494100 1994 100582 SH SOLE 59568 41014 BARRICK GOLD CORP COM 067901108 5171 97228 SH SOLE 25408 71820 BCSB BANCORP INC COM 055367106 383 34000 SH SOLE 34000 BOLT TECHNOLOGY CORP COM 097698104 1255 95300 SH SOLE 95300 BRT REALTY TRUST SH BEN INT NEW 055645303 606 84605 SH SOLE 84605 CANADIAN NATL RY CO COM 136375102 399 6000 SH SOLE 6000 CHEVRON CORP NEW COM 166764100 313 3435 SH SOLE 3435 CISCO SYSTEMS INC COM 17275R102 3605 178200 SH SOLE 59940 118260 CLIFTON SVGS BANCORP INC COM 18712Q103 260 24067 SH SOLE 24067 CMS BANCORP INC COM 12600U102 108 10954 SH SOLE 10954 COLONIAL FINL SVCS INC COM 19566B101 746 61186 SH SOLE 61186 COMMUNITY CAP CORP SC COM 20363C102 40 15400 SH SOLE 15400 COMPANIA DE MINAS BUENAV SPONSORED ADR 204448104 886 18100 SH SOLE 18100 CONSOLID TOMOKA LAND CO COM 210226106 473 16372 SH SOLE 16372 CORE MARK HLDG CO INC COM 218681104 1110 31200 SH SOLE 31200 CPI AEROSTRUCTURES INC COM NEW 125919308 3754 266600 SH SOLE 266600 EAGLE BANCORP MONT INC COM 26942G100 796 74000 SH SOLE 74000 ENSCO PLC SPONSORED ADR 29358Q109 1313 24600 SH SOLE 24200 400 ETFS GOLD TR SHS 26922Y105 240 1700 SH SOLE 1200 500 EVOLUTION PETROLEUM CORP COM 30049A107 145 22200 SH SOLE 22200 EXXON MOBIL CORP COM 30231G102 717 9800 SH SOLE 9800 FEDFIRST FINL CORP NEW COM 31429C101 1338 97232 SH SOLE 97232 FRIEDMAN INDS INC COM 358435105 638 72878 SH SOLE 72878 GOLDCORP INC NEW COM 380956409 826 17955 SH SOLE 16455 1500 GOLDEN ENTERPRISES COM 381010107 126 37400 SH SOLE 37400 GOODRICH PETE CORP COM NEW 382410405 364 20650 SH SOLE 20650 GRIFFIN LD & NURSERIES CL A 398231100 372 11489 SH SOLE 11489 HARDINGE INC COM 412324303 1288 132210 SH SOLE 132210 HELMERICH & PAYNE INC COM 423452101 5162 106470 SH SOLE 39170 67300 HOME BANCORP INC COM 43689E107 834 60333 SH SOLE 60333 HOPFED BANCORP INC COM 439734104 956 106449 SH SOLE 106449 IAMGOLD CORP COM 450913108 858 48200 SH SOLE 48200 INSTEEL INDS INC COM 45774W108 1032 82612 SH SOLE 82612 ISHARES SILVER TR ISHARES 46428Q109 413 13700 SH SOLE 3000 10700 JOHNSON & JOHNSON COM 478160104 4908 79346 SH SOLE 25035 54311 KINROSS GOLD CORP COM NO PAR 496902404 629 33059 SH SOLE 30059 3000 LEGACY BANCORP INC CL A 52463G105 1307 99454 SH SOLE 99454 LOUISIANA BANCORP INC NEW COM 54619P104 152 10400 SH SOLE 10400 MALVERN FED BANCORP INC COM 561410101 479 68400 SH SOLE 68400 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 11272 183370 SH SOLE 139620 43750 MICROSOFT CORP COM 594918104 4463 159850 SH SOLE 69200 90650 NAUGATUCK VY FINL CORP COM 639067107 362 53600 SH SOLE 53600 NEWMONT MINING COM 651639106 4494 73163 SH SOLE 9155 64008 NEWPORT BANCORP INC COM 651754103 197 16200 SH SOLE 16200 NORTHEAST CMNTY BANCORP COM 664112109 305 55015 SH SOLE 55015 OBA FINANCIAL SVCS INC COM 67424G101 1189 86495 SH SOLE 86495 OCEAN SHORE HLDG CO NEW COM 67501R103 1551 135463 SH SOLE 135463 ORITANI FINL CORP DEL COM 68633D103 1121 91600 SH SOLE 91600 PEOPLES FEDERAL BANCSH COM 711037101 351 27000 SH SOLE 27000 PFIZER INC COM 717081103 1901 108545 SH SOLE 24345 84200 PHI INC COM NON VTG 69336T205 317 16800 SH SOLE 16800 PROVIDENCE & WRCSTER RR COM 743737108 1933 115396 SH SOLE 115396 QUANEX BLDG PRODS COM 747619104 341 18000 SH SOLE 18000 SARA LEE CORP COM 803111103 1042 59500 SH SOLE 59500 SEACOR HOLDINGS INC COM 811904101 5436 53770 SH SOLE 16650 37120 SP BANCORP INC COM 78468K106 787 84300 SH SOLE 84300 SPDR GOLD TR GOLD SHS 78463V107 8338 60108 SH SOLE 43548 16560 STURM RUGER & CO INC COM 864159108 700 45750 SH SOLE 45750 SUPERIOR INDUSTRIES INTL COM 868168105 5581 262985 SH SOLE 180045 82940 TODD SHIPYARDS CORP DEL COM 889039103 2149 95996 SH SOLE 95996 UNITED CAPITAL CORP COM 909912107 924 28436 SH SOLE 28436 VILLAGE SUPERMARKET INC CL A NEW 927107409 343 10396 SH SOLE 10396 WAL MART STORES INC COM 931142103 906 16300 SH SOLE 16300 YAMANA GOLD INC COM 98462Y100 792 61848 SH SOLE 58495 3353 Certain holdings reported as "Sole" under Column 6 are managed by Oppvest, LLC and Oppvest II, LLC, which are managed by the same individuals as Oppenheimer & Close, Inc. and are considered to be part of the registered investment adviser.
============================================================================== POWER OF ATTORNEY The undersigned does hereby constitute and appoint Stephen J. Nelson, Mary Anne Mayo, Scott M. Dubowsky, Beth N. Lowson and Sean W. McDowell, each of The Nelson Law Firm, LLC, One North Broadway, Suite 712, White Plains, NY 10601, signing singly, with full power of substitution, as the true and lawful attorney of the undersigned, and authorizes and designates each of them to sign on behalf of the undersigned, and to file filings and any amendments thereto made by or on behalf of the undersigned in respect of the beneficial ownership of equity securities held by the undersigned, directly, indirectly or beneficially, pursuant to Sections 13(d), 13(f), 13(g) and 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Sections 13(d), 13(f), 13(g) or 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until withdrawn by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 7th day of February, 2011. By: /s/ Carl K. Oppenheimer Carl K. Oppenheimer -----END PRIVACY-ENHANCED MESSAGE-----