The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ENERGY SELECT ETF SECTOR SPDR | COM | 81369Y506 | 3,642 | 43,924 | SH | DFND | 0 | 43,924 | 0 | ||
FINANCIAL SELECTETF SECTOR SPD | COM | 81369Y605 | 25,998 | 1,306,079 | SH | DFND | 0 | 1,306,079 | 0 | ||
INDUSTRIAL SELECT ETF SECTOR S | COM | 81369Y704 | 3,641 | 78,455 | SH | DFND | 0 | 78,455 | 0 | ||
ISHARES ETF U.S. ENERGY | COM | 464287796 | 22,629 | 480,452 | SH | DFND | 0 | 480,452 | 0 | ||
ISHARES ETF U.S. INDUSTRIALS | COM | 464287754 | 22,772 | 251,565 | SH | DFND | 0 | 251,565 | 0 | ||
ISHARES ETF U.S. TECHNOLOGY | COM | 464287721 | 22,878 | 290,331 | SH | DFND | 0 | 290,331 | 0 | ||
ISHARES ETF U.S. UTILITIES | COM | 464287697 | 22,736 | 242,157 | SH | DFND | 0 | 242,157 | 0 | ||
SECTOR SPDR TR ETF TECHNOLOGY | COM | 81369Y803 | 3,621 | 113,013 | SH | DFND | 0 | 113,013 | 0 | ||
SELECT SECTOR SPDR FD CONSUMER | COM | 81369Y407 | 26,612 | 438,919 | SH | DFND | 0 | 438,919 | 0 | ||
SELECT SECTOR SPDR FD HEALTH C | COM | 81369Y209 | 3,630 | 71,763 | SH | DFND | 0 | 71,763 | 0 | ||
SELECT SECTOR SPDR FD MATERIAL | COM | 81369Y100 | 26,300 | 626,032 | SH | DFND | 0 | 626,032 | 0 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y886 | 3,614 | 96,707 | SH | DFND | 0 | 96,707 | 0 | ||
ISHARES MSCI CDA ETF | COM | 464286509 | 257 | 9,071 | SH | DFND | 0 | 9,071 | 0 | ||
ISHARES MSCI EMERGING MARKET | COM | 464287234 | 754 | 18,505 | SH | DFND | 0 | 18,505 | 0 | ||
ISHARES MSCI JAPAN ETF | COM | 464286848 | 300 | 25,162 | SH | DFND | 0 | 25,162 | 0 | ||
ISHARES MSCI PACIFIC EX JAPA | COM | 464286665 | 256 | 5,378 | SH | DFND | 0 | 5,378 | 0 | ||
VANGUARD FTSE ETF EUROPEAN | COM | 922042874 | 847 | 15,538 | SH | DFND | 0 | 15,538 | 0 | ||
ISHARES ETF 7-10 YR TREASURY B | COM | 464287440 | 229 | 2,244 | SH | DFND | 0 | 2,244 | 0 | ||
ISHARES ETF FLOATING RATE BOND | COM | 46429B655 | 20,533 | 405,147 | SH | DFND | 0 | 405,147 | 0 | ||
ISHARES IBOXX $ ETF HIGH YIELD | COM | 464288513 | 241 | 2,633 | SH | DFND | 0 | 2,633 | 0 | ||
ISHARES MBS ETF | COM | 464288588 | 20,583 | 194,331 | SH | DFND | 0 | 194,331 | 0 | ||
SPDR S&P 500 TRUST ETF | COM | 78462F103 | 412 | 2,452 | SH | DFND | 0 | 2,452 | 0 | ||
FIRST TRUST ASIA ETF PACIFIC E | COM | 33737J109 | 16,460 | 592,927 | SH | DFND | 0 | 592,927 | 0 | ||
FIRST TRUST CANADA ETF ALPHADE | COM | 33737J208 | 16,753 | 464,459 | SH | DFND | 0 | 464,459 | 0 | ||
FIRST TRUST CONSUMERETF DISCRE | COM | 33734X101 | 27,624 | 931,666 | SH | DFND | 0 | 931,666 | 0 | ||
FIRST TRUST EMERGING ETF MARKE | COM | 33737J182 | 49,391 | 2,031,718 | SH | DFND | 0 | 2,031,718 | 0 | ||
FIRST TRUST ENERGY ETF ALPHA | COM | 33734X127 | 27,762 | 1,210,240 | SH | DFND | 0 | 1,210,240 | 0 | ||
FIRST TRUST ETF FINANCIAL ALPH | COM | 33734X135 | 27,600 | 1,396,739 | SH | DFND | 0 | 1,396,739 | 0 | ||
FIRST TRUST ETF INDUSTRIALS/PR | COM | 33734X150 | 27,682 | 1,106,381 | SH | DFND | 0 | 1,106,381 | 0 | ||
FIRST TRUST ETF UTILITIES ALPH | COM | 33734X184 | 27,443 | 1,379,032 | SH | DFND | 0 | 1,379,032 | 0 | ||
FIRST TRUST EUROPE ETF ALPHADE | COM | 33737J117 | 57,648 | 1,869,267 | SH | DFND | 0 | 1,869,267 | 0 | ||
FIRST TRUST EXCH TRD ALPHA FD | COM | 33737J158 | 21,081 | 457,878 | SH | DFND | 0 | 457,878 | 0 | ||
FIRST TRUST HEALTH CARE ETF AL | COM | 33734X143 | 27,687 | 639,117 | SH | DFND | 0 | 639,117 | 0 | ||
FIRST TRUST MATERIAL ETF ALPHA | COM | 33734X168 | 27,226 | 937,874 | SH | DFND | 0 | 937,874 | 0 | ||
FIRST TRUST TECHNLGY ETF ALPHA | COM | 33734X176 | 27,737 | 1,019,748 | SH | DFND | 0 | 1,019,748 | 0 | ||
ISHARES CORE S&P 500 ETF S&P 5 | COM | 464287200 | 35,801 | 211,967 | SH | DFND | 0 | 211,967 | 0 | ||
ISHARES ETF U.S. HEALTHCARE | COM | 464287762 | 22,503 | 210,464 | SH | DFND | 0 | 210,464 | 0 | ||
PIMCO 0-5 YEAR HIGH ETF YIELD | COM | 72201R783 | 20,455 | 195,000 | SH | DFND | 0 | 195,000 | 0 | ||
PIMCO ETF TRUST ETF ENHANCED S | COM | 72201R833 | 20,580 | 202,970 | SH | DFND | 0 | 202,970 | 0 | ||
PIMCO TRUST ETF 7-15YR US | COM | 72201R700 | 20,436 | 248,337 | SH | DFND | 0 | 248,337 | 0 |