0000919574-17-007848.txt : 20171114
0000919574-17-007848.hdr.sgml : 20171114
20171113192653
ACCESSION NUMBER: 0000919574-17-007848
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171113
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Waterstone Capital Management, L.P.
CENTRAL INDEX KEY: 0001512370
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14297
FILM NUMBER: 171197864
BUSINESS ADDRESS:
STREET 1: 6465 WAYZATA BLVD.
STREET 2: SUITE 300
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55426
BUSINESS PHONE: 952-697-4100
MAIL ADDRESS:
STREET 1: 6465 WAYZATA BLVD.
STREET 2: SUITE 300
CITY: ST. LOUIS PARK
STATE: MN
ZIP: 55426
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001512370
XXXXXXXX
09-30-2017
09-30-2017
false
Waterstone Capital Management, L.P.
6465 WAYZATA BLVD.
SUITE 300
ST. LOUIS PARK
MN
55426
13F HOLDINGS REPORT
028-14297
N
Michael Geerdes
Operations Manager
952-697-4118
/s/ Michael Geerdes
ST. LOUIS PARK
MN
11-13-2017
1
18
154903
1
0001380737
028-12029
Waterstone Market Neutral Master Fund, Ltd.
INFORMATION TABLE
2
infotable.xml
ARCONIC INC
5.375% PFD B 1
03965L308
17446
446743
SH
DFND
1
446743
0
0
CITRIX SYS INC
COM
177376100
5239
68200
SH
DFND
1
68200
0
0
CTRIP COM INTL LTD
NOTE 1.000% 7/0
22943FAF7
12461
10957000
PRN
DFND
1
10957000
0
0
HOLOGIC INC
COM
436440101
14353
391200
SH
DFND
1
391200
0
0
ILLUMINA INC
COM
452327109
1088
5461
SH
DFND
1
5461
0
0
KROGER CO
COM
501044101
4514
225000
SH
DFND
1
225000
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
2418
299600
SH
DFND
1
299600
0
0
NEW YORK CMNTY CAP TR V
UNIT 11/01/2051
64944P307
24702
485137
SH
DFND
1
485137
0
0
NMI HLDGS INC
CL A
629209305
7022
566301
SH
DFND
1
566301
0
0
NRG YIELD INC
CL A NEW
62942X306
8900
469140
SH
DFND
1
469140
0
0
SMART & FINAL STORES INC
COM
83190B101
1002
127615
SH
DFND
1
127615
0
0
SPROUTS FMRS MKT INC
COM
85208M102
2346
125000
SH
DFND
1
125000
0
0
STATE BK FINL CORP
COM
856190103
5677
198135
SH
DFND
1
198135
0
0
STERLING BANCORP DEL
COM
85917A100
343
13935
SH
DFND
1
13935
0
0
SUPERVALU INC
COM NEW
868536301
5438
250000
SH
DFND
1
250000
0
0
TERADYNE INC
COM
880770102
8703
233400
SH
DFND
1
233400
0
0
WELLTOWER INC
6.50% PFD PREPET
95040Q203
7236
114440
SH
DFND
1
114440
0
0
WORKDAY INC
NOTE 0.750% 7/1
98138HAC5
26015
20000000
PRN
DFND
1
20000000
0
0