0001140361-13-020809.txt : 20130515 0001140361-13-020809.hdr.sgml : 20130515 20130515110510 ACCESSION NUMBER: 0001140361-13-020809 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Point Lobos Capital, LLC CENTRAL INDEX KEY: 0001512314 IRS NUMBER: 800406181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14148 FILM NUMBER: 13844532 BUSINESS ADDRESS: STREET 1: 456 MONTGOMERY ST. STREET 2: 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-962-1800 MAIL ADDRESS: STREET 1: 456 MONTGOMERY ST. STREET 2: 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2013 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Point Lobos Capital, LLC Address: 456 Montgomery Street, 22nd Floor San Francisco, CA 94104 Form 13F File Number: 028-14148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: William E. Todebush Title: Chief Operating Officer Phone: 415-962-1802 Signature, Place, and Date of Signing: /s/ William E. Todebush San Francisco, CA 5/8/2013 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 14 Form 13F Information Table Value Total: $ 114,248 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- AMARIN CORP PLC SPONS ADR NEW 023111206 10842 1463219 SH SOLE 1463219 0 0 CINCINNATI BELL INC COM 171871106 11207 3437591 SH SOLE 3437591 0 0 EDGEN GROUP INC CL A 28014Q107 3587 496181 SH SOLE 496181 0 0 EHEALTH INC COM 28238P109 4449 248803 SH SOLE 248803 0 0 GLEACHER & CO INC COM 377341102 381 635705 SH SOLE 635705 0 0 HEALTH NET INC COM 42222G108 2876 100500 SH SOLE 100500 0 0 IMATION CORP COM 45245A107 1167 305432 SH SOLE 305432 0 0 INVACARE CORP COM 461203101 9534 730540 SH SOLE 730540 0 0 LONE PINE RESOURCES INC COM 54222A106 1302 1085138 SH SOLE 1085138 0 0 NORDION INC COM 65563C105 16081 2432808 SH SOLE 2432808 0 0 ORASURE TECHNOLOGIES INC COM 68554V108 2302 426267 SH SOLE 426267 0 0 RESOLUTE ENERGY CORP COM 76116A108 2304 200172 SH SOLE 200172 0 0 SEMGROUP CORP-CLASS A CL A 81663A105 24884 481124 SH SOLE 481124 0 0 VERINT SYSTEMS INC COM 92343X100 23332 638356 SH SOLE 638356 0 0