0001140361-13-005930.txt : 20130212 0001140361-13-005930.hdr.sgml : 20130212 20130212112014 ACCESSION NUMBER: 0001140361-13-005930 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 EFFECTIVENESS DATE: 20130212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Point Lobos Capital, LLC CENTRAL INDEX KEY: 0001512314 IRS NUMBER: 800406181 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14148 FILM NUMBER: 13595355 BUSINESS ADDRESS: STREET 1: 456 MONTGOMERY ST. STREET 2: 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-962-1800 MAIL ADDRESS: STREET 1: 456 MONTGOMERY ST. STREET 2: 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Point Lobos Capital, LLC Address: 456 Montgomery Street, 22nd Floor San Francisco, CA 94104 Form 13F File Number: 028-14148 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: William E. Todebush Title: Chief Operating Officer Phone: 415-962-1802 Signature, Place, and Date of Signing: /s/ William E. Todebush San Francisco, CA 1/30/2013 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 20 Form 13F Information Table Value Total: $ 142,726 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- --------------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- ------------ --- ---- ---------- -------- --------- ------ ---- AMARIN CORPORATION PLC -ADR SPON ADR 023111206 11,754 1,452,919.00 SH SOLE 1,452,919 0 0 EQUITY ADR 0.0 AMERICAN REALTY CAPITAL TRUS REIT COM 02917L101 4,877 422,600.00 SH SOLE 422,600 0 0 0.0 COMMONWEALTH REIT 0.0 COM SH BEN INT 203233101 5,260 332,100.00 SH SOLE 332,100 0 0 EDGEN GROUP INC CL A 28014Q107 2,115 299,637.00 SH SOLE 299,637 0 0 FERRO CORP COM 315405100 5,734 1,371,783.00 SH SOLE 1,371,783 0 0 GLEACHER & CO INC COM 377341102 477 635,705.00 SH SOLE 635,705 0 0 HEALTH NET INC COM 42222G108 9,351 384,825.00 SH SOLE 384,825 0 0 IMATION CORP COM 45245A107 5,731 1,227,244.00 SH SOLE 1,227,244 0 0 INVACARE CORP COM 461203101 12,856 788,689.00 SH SOLE 788,689 0 0 LONE PINE RESOURCES INC COM 54222A106 1,362 1,107,579.00 SH SOLE 1,107,579 0 0 MEDCATH CORPORATION COM 58404W109 2,016 1,409,881.00 SH SOLE 1,409,881 0 0 MSCI INC COM 55354G100 6,322 204,000.00 SH SOLE 204,000 0 0 MYREXIS INC COM 62856H107 1,124 397,297.00 SH SOLE 397,297 0 0 NORDION INC COM 65563C105 14,160 2,195,273.00 SH SOLE 2,195,273 0 0 ORASURE TECHNOLOGIES INC COM 68554V108 6,737 938,309.00 SH SOLE 938,309 0 0 RESOLUTE ENERGY CORP COM 76116A108 1,656 203,636.00 SH SOLE 203,636 0 0 SEMGROUP CORP-CLASS A CL A 81663A105 22,762 582,434.00 SH SOLE 582,434 0 0 SIGMA DESIGNS INC COM 826565103 2,370 460,200.00 SH SOLE 460,200 0 0 TIMKEN CO COM 887389104 5,156 107,797.00 SH SOLE 107,797 0 0 VERINT SYSTEMS INC COM 92343X100 20,906 712,070.00 SH SOLE 712,070 0 0