0001140361-13-005930.txt : 20130212
0001140361-13-005930.hdr.sgml : 20130212
20130212112014
ACCESSION NUMBER: 0001140361-13-005930
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130212
DATE AS OF CHANGE: 20130212
EFFECTIVENESS DATE: 20130212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Point Lobos Capital, LLC
CENTRAL INDEX KEY: 0001512314
IRS NUMBER: 800406181
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14148
FILM NUMBER: 13595355
BUSINESS ADDRESS:
STREET 1: 456 MONTGOMERY ST.
STREET 2: 22ND FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-962-1800
MAIL ADDRESS:
STREET 1: 456 MONTGOMERY ST.
STREET 2: 22ND FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2012
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Point Lobos Capital, LLC
Address: 456 Montgomery Street, 22nd Floor
San Francisco, CA 94104
Form 13F File Number: 028-14148
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: William E. Todebush
Title: Chief Operating Officer
Phone: 415-962-1802
Signature, Place, and Date of Signing:
/s/ William E. Todebush San Francisco, CA 1/30/2013
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 20
Form 13F Information Table Value Total: $ 142,726
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------- -------------- --------- -------- --------------------- ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------------- -------------- --------- -------- ------------ --- ---- ---------- -------- --------- ------ ----
AMARIN CORPORATION PLC -ADR SPON ADR 023111206 11,754 1,452,919.00 SH SOLE 1,452,919 0 0
EQUITY ADR 0.0
AMERICAN REALTY CAPITAL TRUS REIT COM 02917L101 4,877 422,600.00 SH SOLE 422,600 0 0
0.0
COMMONWEALTH REIT 0.0 COM SH BEN INT 203233101 5,260 332,100.00 SH SOLE 332,100 0 0
EDGEN GROUP INC CL A 28014Q107 2,115 299,637.00 SH SOLE 299,637 0 0
FERRO CORP COM 315405100 5,734 1,371,783.00 SH SOLE 1,371,783 0 0
GLEACHER & CO INC COM 377341102 477 635,705.00 SH SOLE 635,705 0 0
HEALTH NET INC COM 42222G108 9,351 384,825.00 SH SOLE 384,825 0 0
IMATION CORP COM 45245A107 5,731 1,227,244.00 SH SOLE 1,227,244 0 0
INVACARE CORP COM 461203101 12,856 788,689.00 SH SOLE 788,689 0 0
LONE PINE RESOURCES INC COM 54222A106 1,362 1,107,579.00 SH SOLE 1,107,579 0 0
MEDCATH CORPORATION COM 58404W109 2,016 1,409,881.00 SH SOLE 1,409,881 0 0
MSCI INC COM 55354G100 6,322 204,000.00 SH SOLE 204,000 0 0
MYREXIS INC COM 62856H107 1,124 397,297.00 SH SOLE 397,297 0 0
NORDION INC COM 65563C105 14,160 2,195,273.00 SH SOLE 2,195,273 0 0
ORASURE TECHNOLOGIES INC COM 68554V108 6,737 938,309.00 SH SOLE 938,309 0 0
RESOLUTE ENERGY CORP COM 76116A108 1,656 203,636.00 SH SOLE 203,636 0 0
SEMGROUP CORP-CLASS A CL A 81663A105 22,762 582,434.00 SH SOLE 582,434 0 0
SIGMA DESIGNS INC COM 826565103 2,370 460,200.00 SH SOLE 460,200 0 0
TIMKEN CO COM 887389104 5,156 107,797.00 SH SOLE 107,797 0 0
VERINT SYSTEMS INC COM 92343X100 20,906 712,070.00 SH SOLE 712,070 0 0