0001209191-20-064164.txt : 20201217
0001209191-20-064164.hdr.sgml : 20201217
20201217173833
ACCESSION NUMBER: 0001209191-20-064164
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201216
FILED AS OF DATE: 20201217
DATE AS OF CHANGE: 20201217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drummond F Ford
CENTRAL INDEX KEY: 0001512301
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23039
FILM NUMBER: 201397230
MAIL ADDRESS:
STREET 1: 101 N. BROADWAY
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AllianzGI Diversified Income & Convertible Fund
CENTRAL INDEX KEY: 0001636289
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
BUSINESS ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-739-3222
MAIL ADDRESS:
STREET 1: 1633 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: AllianzGI Income & Growth Opportunities Fund
DATE OF NAME CHANGE: 20150311
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-16
0
0001636289
AllianzGI Diversified Income & Convertible Fund
ACV
0001512301
Drummond F Ford
1633 BROADWAY
NEW YORK
NY
10019
1
0
0
0
Common Stock
2020-12-16
4
P
0
100
32.35
A
2850
D
/s/ Craig Ruckman, Attorney-in-fact
2020-12-17
EX-24.4_950838
2
poa.txt
POA DOCUMENT
SECTION 16
POWER OF ATTORNEY
F. Ford Drummond
The undersigned hereby constitutes and appoints the individuals named on
Schedule A attached hereto and as may be amended from time to time, or any of
them signing singly, with full power of substitution and resubstitution, the
undersigned's true and lawful attorney-in-fact to:
1. as may be required, prepare, execute in the undersigned's name and on the
undersigned's behalf, and submit to the United States Securities and Exchange
Commission (the "SEC") a Form ID, including amendments thereto, and any other
documents necessary or appropriate to obtain codes and passwords
enabling the undersigned to make electronic filings with the SEC of reports
required by Section 16(a) of the Securities Exchange Act of 1934, as amended
(the "Act"), or any rule or regulation of the SEC;
2. execute Forms 3, 4 and 5 in accordance with the Act and the rules and
regulations thereunder for and on behalf of the undersigned, in the
undersigned's capacity as a Section 16 reporting person of the applicable
registered investment companies (and any successor companies) listed on Schedule
A attached hereto, as amended from time to time, and any other registered
investment company affiliated with or established by, or which is advised by,
Allianz Global Investors U.S. LLC or any successor firm in a similar advisory
capacity, for which the undersigned becomes a Section 16 reporting person (each,
a "Trust"),
3. do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4, or 5,
complete and execute any amendment or amendments thereto, and timely file such
form with the SEC and any stock exchange or similar authority, and
4. take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution and
resubstitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact substitute or substitutes, shall
lawfully do or cause to be done by virtue of this Power of Attorney and the
rights and powers herein granted. The undersigned acknowledges that the
foregoing attorneys in fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is any Trust assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by any Trust,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys in fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 1st day of October, 2019.
/s/ F. Ford Drummond
F. Ford Drummond
SCHEDULE A
FUND NAME AND SYMBOL
1. ALLIANZGI DIVERSIFIED INCOME & CONVERTIBLE FUND ACV
2. ALLIANZGI EQUITY & CONVERTIBLE INCOME FUND NIE
3. ALLIANZGI NFJ DIVIDEND, INTEREST & PREMIUM STRATEGY FUND NFJ
4. ALLIANZGI CONVERTIBLE & INCOME FUND NCV
5. ALLIANZGI CONVERTIBLE & INCOME FUND II NCZ
6. ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND CBH
7. ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY
OPPORTUNITIES FUND AIO
INDIVIDUALS APPOINTED AS ATTORNEY-IN-FACT,
WITH FULL POWER OF SUBSTITUTION AND RESUBSTITUTION
1. Angela Borreggine
2. Debra Rubano
3. Craig Ruckman
4. Emily Picard
5. Kristine Pecunia