0001512251-16-000009.txt : 20161114
0001512251-16-000009.hdr.sgml : 20161111
20161114113058
ACCESSION NUMBER: 0001512251-16-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIC CAPITAL INC
CENTRAL INDEX KEY: 0001512251
IRS NUMBER: 133474043
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14113
FILM NUMBER: 161992274
BUSINESS ADDRESS:
STREET 1: 286 MADISON AVENUE- 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-679-2100
MAIL ADDRESS:
STREET 1: 286 MADISON AVENUE- 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001512251
XXXXXXXX
09-30-2016
09-30-2016
FIC CAPITAL INC
286 MADISON AVENUE- 11TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-14113
N
Terrence Emde
Chief Compliance Officer
2126792100
Terrence Emde
New York
NY
11-14-2016
0
117
222741
false
INFORMATION TABLE
2
ficcapital13F093016.xml
FIC 13F
3M CO COM
COM
88579Y101
225
1275
SH
SOLE
0
0
1275
ABBOTT LABS
COM
002824100
416
9840
SH
SOLE
0
0
9840
ABBVIE INC COM
COM
00287Y109
312
4950
SH
SOLE
0
0
4950
ACTIVISION
COM
00507V109
408
9200
SH
SOLE
0
0
9200
ADOBE SYSTEMS
COM
00724F101
14571
134250
SH
SOLE
0
0
134250
AES CORP COM
COM
00130H105
2407
187350
SH
SOLE
0
0
187350
ALIBABA GROUP
COM
01609W102
1219
11520
SH
SOLE
0
0
11520
ALLERGAN PLC COM
COM
G0177J108
1385
6014
SH
SOLE
0
0
6014
ALNYLAM PHARMA
COM
02043Q107
11342
167340
SH
SOLE
0
0
167340
ALPHABET CL A
COM
02079K305
729
907
SH
SOLE
0
0
907
ALPHABET CL C
COM
02079K107
5296
6813
SH
SOLE
0
0
6813
AMERICAN TOWER
COM
03027X100
4088
36069
SH
SOLE
0
0
36069
AMGEN INC
COM
031162100
899
5390
SH
SOLE
0
0
5390
ANADARKO
COM
032511107
3346
52810
SH
SOLE
0
0
52810
ANTHEM
COM
036752103
1811
14449
SH
SOLE
0
0
14449
APACHE CORP
COM
037411105
2275
35614
SH
SOLE
0
0
35614
APPLE INC
COM
037833100
2319
20509
SH
SOLE
0
0
20509
AT&T INC COM
COM
00206R102
2071
51007
SH
SOLE
0
0
51007
BALL CORP
COM
058498106
4437
54144
SH
SOLE
0
0
54144
BANK AMER CORP COM
COM
060505104
324
20680
SH
SOLE
0
0
20680
BNY MELLON CORP COM
COM
064058100
609
15267
SH
SOLE
0
0
15267
BB&T CORP
COM
054937107
2878
76290
SH
SOLE
0
0
76290
BERK HATHAWAY B
COM
084670702
6888
47676
SH
SOLE
0
0
47676
BIOGEN IDEC INC
COM
09062X103
2358
7532
SH
SOLE
0
0
7532
BLACKROCK INC COM
COM
09247X101
1126
3107
SH
SOLE
0
0
3107
BLUEKNIGHT
COM
09625U109
155
25475
SH
SOLE
0
0
25475
BRISTOL MYERS
COM
110122108
807
14965
SH
SOLE
0
0
14965
CAN NATL Rail
COM
136375102
517
7898
SH
SOLE
0
0
7898
CHECK POINT SOFTWARE
COM
M22465104
2736
35250
SH
SOLE
0
0
35250
CHEVRON CORP COM
COM
166764100
357
3471
SH
SOLE
0
0
3471
COCA COLA CO COM
COM
191216100
1875
44314
SH
SOLE
0
0
44314
COLGATE PALMOLIVE
COM
194162103
304
4105
SH
SOLE
0
0
4105
COMCAST CORP A
COM
20030N101
9168
138198
SH
SOLE
0
0
138198
CONSOLIDATED EDISON
COM
209115104
251
3335
SH
SOLE
0
0
3335
COOPER COS INC COM NEW
COM
216648402
1709
9532
SH
SOLE
0
0
9532
CVS CAREMARK CORP
COM
126650100
1545
17360
SH
SOLE
0
0
17360
DISCOVERY COMM C
COM
25470F302
1068
40584
SH
SOLE
0
0
40584
ENERGY TRANSFER L.P.
COM
29273V100
646
38468
SH
SOLE
0
0
38468
EXPEDIA INC
COM
30212P303
757
6489
SH
SOLE
0
0
6489
EXXON MOBIL
COM
30231G102
2568
29424
SH
SOLE
0
0
29424
FACEBOOK INC CL A
COM
30303M102
863
6725
SH
SOLE
0
0
6725
FEDEX CORP
COM
31428X106
2211
12655
SH
SOLE
0
0
12655
FLUIDIGM CORP
COM
34385P108
1511
188700
SH
SOLE
0
0
188700
GE
COM
369604103
250
8452
SH
SOLE
0
0
8452
HANESBRANDS INC
COM
410345102
4733
187440
SH
SOLE
0
0
187440
HENRY SCHEIN
COM
806407102
1214
7446
SH
SOLE
0
0
7446
HOME DEPOT INC COM
COM
437076102
2690
20908
SH
SOLE
0
0
20908
ILLINOIS TOOL WORKS
COM
452308109
278
2320
SH
SOLE
0
0
2320
ILLUMINA INC
COM
452327109
1719
9462
SH
SOLE
0
0
9462
INTEL CORP
COM
458140100
4280
113371
SH
SOLE
0
0
113371
IONIS PHARMACEUTICAL
COM
462222100
979
26730
SH
SOLE
0
0
26730
JOHNSON & JOHNSON
COM
478160104
3101
26247
SH
SOLE
0
0
26247
LBRTY BRDBND A
COM
530307107
5388
76789
SH
SOLE
0
0
76789
LBRTY BRDBND C
COM
530307305
383
5362
SH
SOLE
0
0
5362
LIBERTY GL LILA C
COM
G5480U153
572
20379
SH
SOLE
0
0
20379
LIBERTY GLOBAL A
COM
G5480U104
948
27731
SH
SOLE
0
0
27731
LIBERTY GLOBAL B
COM
G5480U112
468
13481
SH
SOLE
0
0
13481
LIBERTY GLOBAL C
COM
G5480U120
5226
158161
SH
SOLE
0
0
158161
QVC GROUP COM SER
COM
53071M104
360
17987
SH
SOLE
0
0
17987
QVC GROUP COM SER
COM
53071M203
508
25241
SH
SOLE
0
0
25241
LIBERTY MEDIA C SIRIUSXM
COM
531229607
577
17270
SH
SOLE
0
0
17270
LILLY ELI & CO COM
COM
532457108
5100
63540
SH
SOLE
0
0
63540
LINKEDIN CORP CL A
COM
53578A108
1093
5719
SH
SOLE
0
0
5719
LIONS GATE ENTER
COM
535919203
2228
111450
SH
SOLE
0
0
111450
MERCK & CO INC
COM
58933Y105
1580
25318
SH
SOLE
0
0
25318
MICROSEMI CORP COM
COM
595137100
1639
39050
SH
SOLE
0
0
39050
MICROSOFT CORP
COM
594918104
4161
72247
SH
SOLE
0
0
72247
MID-AMERICA APTS
COM
59522J103
3016
32092
SH
SOLE
0
0
32092
MOUNTAIN PROV DIA
COM
62426E402
57
10878
SH
SOLE
0
0
10878
NIKE INC CL B
COM
654106103
869
16509
SH
SOLE
0
0
16509
NOVARTIS AG
COM
66987V109
1717
21741
SH
SOLE
0
0
21741
NRG ENERGY INC NEW
COM
629377508
119
10660
SH
SOLE
0
0
10660
NXP SEMI
COM
N6596X109
5589
54786
SH
SOLE
0
0
54786
OCCIDENTAL PETE
COM
674599105
1398
19165
SH
SOLE
0
0
19165
PANERA BREAD
COM
69840W108
1101
5655
SH
SOLE
0
0
5655
PAYPAL HLDGS
COM
70450Y103
339
8285
SH
SOLE
0
0
8285
PEPSICO INC
COM
713448108
788
7248
SH
SOLE
0
0
7248
PERRIGO CO
COM
G97822103
317
3430
SH
SOLE
0
0
3430
PFIZER INC
COM
717081103
1780
52567
SH
SOLE
0
0
52567
PNC FINL CORP COM
COM
693475105
3513
38997
SH
SOLE
0
0
38997
PROCTER & GAMBLE
COM
742718109
1446
16112
SH
SOLE
0
0
16112
RAMBUS INC
COM
750917106
2250
180000
SH
SOLE
0
0
180000
ROCKWELL COLLINS
COM
774341101
573
6799
SH
SOLE
0
0
6799
S&P GLOBAL
COM
78409V104
205
1620
SH
SOLE
0
0
1620
SANGAMO
COM
800677106
3981
859839
SH
SOLE
0
0
859839
SBA COMM A
COM
78388J106
9189
81924
SH
SOLE
0
0
81924
SCHLUMBERGER
COM
806857108
257
3270
SH
SOLE
0
0
3270
SPECTRA ENERGY PARTNERS LP COM
COM
84756N109
889
20355
SH
SOLE
0
0
20355
TARGET CORP COM
COM
87612E106
2617
38104
SH
SOLE
0
0
38104
TIME WARNER
COM
887317303
540
6788
SH
SOLE
0
0
6788
TORONTO DOMINION
COM
891160509
1794
40400
SH
SOLE
0
0
40400
TRANSDIGM GROUP
COM
893641100
975
3372
SH
SOLE
0
0
3372
TRANSMONTAIGNE PARTNERS LP COM
COM
89376V100
2729
66152
SH
SOLE
0
0
66152
TRIPADVISOR INC COM
COM
896945201
468
7404
SH
SOLE
0
0
7404
UNION PACIFIC CORP
COM
907818108
210
2150
SH
SOLE
0
0
2150
UNITED PARCEL B
COM
911312106
3452
31564
SH
SOLE
0
0
31564
UNITED TECH CORP COM
COM
913017109
561
5519
SH
SOLE
0
0
5519
UNITEDHEALTH GROUP
COM
91324P102
1130
8069
SH
SOLE
0
0
8069
US BANCORP COM (NEW)
COM
902973304
653
15234
SH
SOLE
0
0
15234
VERIFONE SYSTEMS INC
COM
92342Y109
367
23301
SH
SOLE
0
0
23301
WALT DISNEY CO COM
COM
254687106
1838
19789
SH
SOLE
0
0
19789
WELLS FARGO
COM
949746101
1333
30098
SH
SOLE
0
0
30098
ZIMMER BIOMET HLDGS INC COM
COM
98956P102
226
1740
SH
SOLE
0
0
1740
ZOETIS INC CL A
COM
98978V103
277
5327
SH
SOLE
0
0
5327
BLACKROCK MUNIASSETS
COM
09254J102
199
12944
SH
SOLE
0
0
12944
ISHARES TR SELECT DIVID
COM
464287168
493
5748
SH
SOLE
0
0
5748
NUVEEN NY Div Ad
COM
67066X107
188
12260
SH
SOLE
0
0
12260
PIMCO TOT RET
COM
72201R775
677
6274
SH
SOLE
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0
6274
SPDR TR FINANCIAL
COM
81369Y605
378
19575
SH
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0
0
19575
SPDR S&P 500 ETF TR TR UNIT
COM
78462F103
216
998
SH
SOLE
0
0
998
SPDR SER TR S&P BK ETF
COM
78464A797
327
9800
SH
SOLE
0
0
9800
VANGUARD SHORT TERM BD
COM
921937827
3255
40265
SH
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0
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VANGUARD TOTAL BD
COM
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3150
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SH
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VANGUARD MID-CAP
COM
922908629
251
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SH
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1940
VANGUARD TOTAL STK
COM
922908769
645
5796
SH
SOLE
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0
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LINKEDIN CORP SR NT CONV
NOTE
53578AAB4
1236
1248000
SH
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0
1248000
LIBERTY MEDIA CONVERT
NOTE
530715AL5
901
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