0001615774-18-013970.txt : 20181206 0001615774-18-013970.hdr.sgml : 20181206 20181206175301 ACCESSION NUMBER: 0001615774-18-013970 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shah Neal S. CENTRAL INDEX KEY: 0001688494 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55710 FILM NUMBER: 181221760 MAIL ADDRESS: STREET 1: C/O NIOCORP DEVELOPMENTS LTD. STREET 2: 7000 YOSEMITE STREET, SUITE 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NIOCORP DEVELOPMENTS LTD CENTRAL INDEX KEY: 0001512228 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 BUSINESS PHONE: 720-639-4647 MAIL ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: QUANTUM RARE EARTH DEVELOPMENTS CORP. DATE OF NAME CHANGE: 20110204 4 1 ownership.xml X0306 4 2018-11-15 0 0001512228 NIOCORP DEVELOPMENTS LTD NIOBF 0001688494 Shah Neal S. C/O NIOCORP DEVELOPMENTS LTD. 7000 YOSEMITE STREET, SUITE 115 CENTENNIAL CO 80112 0 1 0 0 Chief Financial Officer Employee Stock Option (Right to Buy) 0.423 2018-11-15 4 A 0 350000 0 A 2023-11-15 Common Shares 350000 350000 D Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.2773=US$1.00 as reported by the Bank of Canada on November 15, 2018. The option vests as follows: 50% on 05/15/2019; 25% on 11/15/2019; 25% on 05/15/2020. /s/ Neal S. Shah 2018-12-06