0001539497-22-001882.txt : 20221129
0001539497-22-001882.hdr.sgml : 20221129
20221129172710
ACCESSION NUMBER: 0001539497-22-001882
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221128
FILED AS OF DATE: 20221129
DATE AS OF CHANGE: 20221129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sims James T.
CENTRAL INDEX KEY: 0001688496
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55710
FILM NUMBER: 221433751
MAIL ADDRESS:
STREET 1: C/O NIOCORP DEVELOPMENTS LTD.
STREET 2: 7000 YOSEMITE STREET, SUITE 115
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NIOCORP DEVELOPMENTS LTD
CENTRAL INDEX KEY: 0001512228
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 7000 S. YOSEMITE STREET
STREET 2: STE. 115
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
BUSINESS PHONE: 720-639-4647
MAIL ADDRESS:
STREET 1: 7000 S. YOSEMITE STREET
STREET 2: STE. 115
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: QUANTUM RARE EARTH DEVELOPMENTS CORP.
DATE OF NAME CHANGE: 20110204
4
1
ownership.xml
X0306
4
2022-11-28
0
0001512228
NIOCORP DEVELOPMENTS LTD
NIOBF
0001688496
Sims James T.
C/O NIOCORP DEVELOPMENTS LTD.
7000 YOSEMITE STREET, SUITE 115
CENTENNIAL
CO
80112
0
1
0
0
VP - External Affairs
Common Shares
2022-11-28
4
M
0
350000
0.4037
A
740826
D
Common Shares
2022-11-28
4
F
0
161539
0.8746
D
579287
D
Employee Stock Option (Right to Buy)
0.4037
2022-11-28
4
M
0
350000
0
D
2023-11-15
Common Shares
350000
0
D
Option exercise price reflected was converted from Canadian exercise price of C$0.54 using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022.
Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on November 25, 2022 of C$1.17, which was converted using an exchange rate of C$1.3377 = US$1.00 as reported by the Bank of Canada on November 25, 2022.
The option, representing a right to purchase a total of 350,000 Common Shares, became exercisable in installments as follows: 50% on May 15, 2019; 25% on November 15, 2019; and 25% on May 15, 2020.
/s/ James T. Sims
2022-11-29