The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 18,877 | 81,111 | SH | DFND | 2 | 59,667 | 0 | 21,444 | |
| ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 6,029 | 25,904 | SH | DFND | 1 | 25,904 | 0 | 0 | |
| ANGLOGOLD ASHANTI-SPON ADR | ADR | 035128206 | 8,935 | 395,000 | SH | DFND | 2 | 0 | 0 | 395,000 | |
| BAIDU INC - SPON ADR | ADR | 056752108 | 26,710 | 123,519 | SH | DFND | 2 | 84,494 | 0 | 39,025 | |
| BAIDU INC - SPON ADR | ADR | 056752108 | 2,646 | 12,238 | SH | DFND | 1 | 12,238 | 0 | 0 | |
| BANCO BRADESCO-ADR | ADR | 059460303 | 404 | 76,752 | SH | DFND | 2 | 76,752 | 0 | 0 | |
| BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 146,277 | 221,037 | SH | DFND | 2 | 19,930 | 0 | 201,107 | |
| BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 514 | 12,795 | SH | DFND | 1 | 12,795 | 0 | 0 | |
| ENEL AMERICAS SA-ADR | ADR | 29274F104 | 1,078,882 | 1,993,734 | SH | DFND | 2 | 37,800 | 0 | 1,955,934 | |
| FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 1,725 | 22,762 | SH | DFND | 1 | 22,762 | 0 | 1,955,934 | |
| FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 770 | 10,167 | SH | DFND | 2 | 10,167 | 0 | 0 | |
| GOLD FIELDS LTD-SPONS ADR | ADR | 38059T106 | 7,787 | 840,000 | SH | DFND | 2 | 0 | 0 | 840,000 | |
| GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 222 | 4,300 | SH | DFND | 1 | 4,300 | 0 | 0 | |
| GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 749 | 14,500 | SH | DFND | 2 | 14,500 | 0 | 0 | |
| HDFC BANK LTD-ADR | ADR | 40415F101 | 5,545 | 76,742 | SH | DFND | 1 | 76,742 | 0 | 0 | |
| HDFC BANK LTD-ADR | ADR | 40415F101 | 17,850 | 247,027 | SH | DFND | 2 | 175,877 | 0 | 71,150 | |
| HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 1,688 | 55,808 | SH | DFND | 2 | 55,808 | 0 | 0 | |
| HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 1,564 | 51,713 | SH | DFND | 1 | 51,713 | 0 | 0 | |
| HUDBAY MINERALS INC | EQUITY | 443628102 | 3,322 | 475,000 | SH | DFND | 2 | 0 | 0 | 475,000 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 9,832 | 661,611 | SH | DFND | 1 | 661,611 | 0 | 0 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 68,780 | 4,628,531 | SH | DFND | 2 | 3,182,414 | 0 | 1,446,117 | |
| INFOSYS LTD-SP ADR | ADR | 456788108 | 34,580 | 2,040,102 | SH | DFND | 2 | 1,506,895 | 0 | 533,207 | |
| INFOSYS LTD-SP ADR | ADR | 456788108 | 2,810 | 165,791 | SH | DFND | 1 | 165,791 | 0 | 0 | |
| ITAU UNIBANCO H-SPON PRF ADR | ADR | 465562106 | 7,863 | 1,291,149 | SH | DFND | 2 | 882,182 | 0 | 408,967 | |
| ITAU UNIBANCO H-SPON PRF ADR | ADR | 465562106 | 2,245 | 368,623 | SH | DFND | 1 | 368,623 | 0 | 0 | |
| JD.COM INC-ADR | ADR | 47215P106 | 2,778 | 31,600 | SH | DFND | 2 | 31,600 | 0 | 0 | |
| NETEASE INC-ADR | ADR | 64110W102 | 759 | 7,923 | SH | DFND | 2 | 7,923 | 0 | 0 | |
| NETEASE INC-ADR | ADR | 64110W102 | 1,776 | 18,545 | SH | DFND | 1 | 18,545 | 0 | 0 | |
| NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 2,806 | 15,104 | SH | DFND | 1 | 15,104 | 0 | 0 | |
| NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 1,227 | 6,603 | SH | DFND | 2 | 6,603 | 0 | 0 | |
| NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 703 | 14,700 | SH | DFND | 2 | 14,700 | 0 | 0 | |
| NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 210 | 4,400 | SH | DFND | 1 | 4,400 | 0 | 0 | |
| PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 808,328 | 1,195,700 | SH | DFND | 2 | 20,700 | 0 | 1,175,000 | |
| SOUTHERN COPPER CORP | EQUITY | 84265V105 | 65,954 | 1,012,807 | SH | DFND | 2 | 196,802 | 0 | 816,005 | |
| SOUTHERN COPPER CORP | EQUITY | 84265V105 | 5,810 | 89,227 | SH | DFND | 1 | 89,227 | 0 | 0 | |
| TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 3,837 | 35,191 | SH | DFND | 1 | 35,191 | 0 | 0 | |
| TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 6,646 | 60,946 | SH | DFND | 2 | 16,901 | 0 | 44,045 | |
| VALE SA-SP ADR | ADR | 91912E105 | 52,887 | 3,155,571 | SH | DFND | 2 | 3,155,571 | 0 | 0 | |
| VALE SA-SP ADR | ADR | 91912E105 | 6,388 | 381,149 | SH | DFND | 1 | 381,149 | 0 | 0 | |
| WHEATON PRECIOUS METALS CORP | EQUITY | 962879102 | 32,029 | 767,597 | SH | DFND | 2 | 0 | 0 | 767,597 | |
| ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 774 | 3,325 | SH | DFND | 3 | 0 | 0 | 3,325 | |
| BAIDU INC - SPON ADR | ADR | 056752108 | 1,784 | 8,249 | SH | DFND | 3 | 0 | 0 | 8,249 | |
| HDFC BANK LTD-ADR | ADR | 40415F101 | 1,087 | 15,039 | SH | DFND | 3 | 0 | 0 | 15,039 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 4,506 | 303,227 | SH | DFND | 3 | 0 | 0 | 303,227 | |
| INFOSYS LTD-SP ADR | ADR | 456788108 | 966 | 56,982 | SH | DFND | 3 | 0 | 0 | 56,982 | |
| ITAU UNIBANCO H-SPON PRF ADR | ADR | 465562106 | 526 | 86,424 | SH | DFND | 3 | 0 | 0 | 86,424 | |
| SOUTHERN COPPER CORP | EQUITY | 84265V105 | 2,921 | 44,856 | SH | DFND | 3 | 0 | 0 | 44,856 | |
| VALE SA-SP ADR | ADR | 91912E105 | 4,335 | 258,651 | SH | DFND | 3 | 0 | 0 | 258,651 | |