The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 8,008 | 27,240 | SH | DFND | 1 | 27,240 | 0 | 0 | |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 18,283 | 62,193 | SH | DFND | 2 | 46,271 | 0 | 15,922 | |
ANGLOGOLD ASHANTI-SPON ADR | ADR | 035128206 | 10,024 | 380,000 | SH | DFND | 2 | 0 | 0 | 380,000 | |
BANCO BRADESCO-ADR | ADR | 059460303 | 599 | 174,586 | SH | DFND | 1 | 174,586 | 0 | 0 | |
BANCO BRADESCO-ADR | ADR | 059460303 | 167 | 48,660 | SH | DFND | 2 | 48,660 | 0 | 0 | |
BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 9,770 | 382,403 | SH | DFND | 2 | 32,403 | 0 | 350,000 | |
BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 594 | 23,229 | SH | DFND | 1 | 23,229 | 0 | 0 | |
ENEL AMERICAS SA-ADR | ADR | 29274F104 | 12,965 | 2,006,927 | SH | DFND | 2 | 0 | 0 | 2,006,927 | |
FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 802 | 14,280 | SH | DFND | 1 | 14,280 | 0 | 0 | |
FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 354 | 6,293 | SH | DFND | 2 | 6,293 | 0 | 0 | |
GOLD FIELDS LTD-SPONS ADR | ADR | 38059T106 | 9,525 | 775,000 | SH | DFND | 2 | 0 | 0 | 775,000 | |
GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 158 | 4,300 | SH | DFND | 1 | 4,300 | 0 | 0 | |
GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 522 | 14,200 | SH | DFND | 2 | 14,200 | 0 | 0 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 28,163 | 563,720 | SH | DFND | 2 | 386,698 | 0 | 177,022 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 6,230 | 124,705 | SH | DFND | 1 | 124,705 | 0 | 0 | |
HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 1,797 | 73,408 | SH | DFND | 1 | 73,408 | 0 | 0 | |
HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 1,816 | 74,193 | SH | DFND | 2 | 74,193 | 0 | 0 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 26,307 | 2,676,189 | SH | DFND | 2 | 1,804,722 | 0 | 871,467 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 4,340 | 441,477 | SH | DFND | 1 | 441,477 | 0 | 0 | |
INFOSYS LTD-SP ADR | ADR | 456788108 | 57,388 | 4,155,548 | SH | DFND | 2 | 2,957,740 | 0 | 1,197,808 | |
INFOSYS LTD-SP ADR | ADR | 456788108 | 4,689 | 339,559 | SH | DFND | 1 | 339,559 | 0 | 0 | |
JD.COM INC-ADR | ADR | 47215P106 | 1,226 | 15,800 | SH | DFND | 1 | 15,800 | 0 | 0 | |
JD.COM INC-ADR | ADR | 47215P106 | 20,373 | 262,500 | SH | DFND | 2 | 206,400 | 0 | 56,100 | |
NETEASE INC-ADR | ADR | 64110W102 | 558 | 1,227 | SH | DFND | 2 | 1,227 | 0 | 0 | |
NETEASE INC-ADR | ADR | 64110W102 | 1,071 | 2,355 | SH | DFND | 1 | 2,355 | 0 | 0 | |
NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 1,224 | 8,184 | SH | DFND | 2 | 8,184 | 0 | 0 | |
NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 2,866 | 19,173 | SH | DFND | 1 | 19,173 | 0 | 0 | |
NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 96 | 3,700 | SH | DFND | 1 | 3,700 | 0 | 0 | |
NOAH HOLDINGS LTD-SPON ADS | ADR | 65487X102 | 315 | 12,100 | SH | DFND | 2 | 12,100 | 0 | 0 | |
PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 23,649 | 3,359,303 | SH | DFND | 2 | 2,211,691 | 0 | 1,147,612 | |
PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 3,397 | 482,484 | SH | DFND | 1 | 482,484 | 0 | 0 | |
SOUTHERN COPPER CORP | EQUITY | 84265V105 | 8,717 | 192,565 | SH | DFND | 1 | 192,565 | 0 | 0 | |
SOUTHERN COPPER CORP | EQUITY | 84265V105 | 56,441 | 1,246,771 | SH | DFND | 2 | 282,356 | 0 | 964,415 | |
TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 3,049 | 37,609 | SH | DFND | 1 | 37,609 | 0 | 0 | |
TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 5,559 | 68,570 | SH | DFND | 2 | 18,316 | 0 | 50,254 | |
VALE SA-SP ADR | ADR | 91912E105 | 7,154 | 676,183 | SH | DFND | 1 | 676,183 | 0 | 0 | |
VALE SA-SP ADR | ADR | 91912E105 | 29,770 | 2,813,814 | SH | DFND | 2 | 2,813,814 | 0 | 0 | |
WHEATON PRECIOUS METALS CORP | EQUITY | 962879102 | 52,949 | 1,082,597 | SH | DFND | 2 | 0 | 0 | 1,082,597 | |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 950 | 3,232 | SH | DFND | 3 | 0 | 0 | 3,232 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 1,887 | 37,767 | SH | DFND | 3 | 0 | 0 | 37,767 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 1,820 | 185,117 | SH | DFND | 3 | 0 | 0 | 185,117 | |
INFOSYS LTD-SP ADR | ADR | 456788108 | 2,552 | 184,801 | SH | DFND | 3 | 0 | 0 | 184,801 | |
JD.COM INC-ADR | ADR | 47215P106 | 947 | 12,200 | SH | DFND | 3 | 0 | 0 | 12,200 | |
PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 1,651 | 234,504 | SH | DFND | 3 | 0 | 0 | 234,504 | |
SOUTHERN COPPER CORP | EQUITY | 84265V105 | 3,646 | 80,542 | SH | DFND | 3 | 0 | 0 | 80,542 | |
VALE SA-SP ADR | ADR | 91912E105 | 2,729 | 257,932 | SH | DFND | 3 | 0 | 0 | 257,932 |