The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 58.COM INC-ADR | ADR | 31680Q104 | 92 | 1,707 | SH | DFND | 1 | 1,707 | 0 | 0 | |
| 58.COM INC-ADR | ADR | 31680Q104 | 287 | 5,316 | SH | DFND | 2 | 5,316 | 0 | 0 | |
| ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 7,254 | 33,631 | SH | DFND | 1 | 33,631 | 0 | 0 | |
| ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 23,022 | 106,733 | SH | DFND | 2 | 77,919 | 0 | 28,814 | |
| ANGLOGOLD ASHANTI-SPON ADR | ADR | 035128206 | 4,424 | 150,000 | SH | DFND | 2 | 0 | 0 | 150,000 | |
| B2GOLD CORP | EQUITY | 11777Q209 | 7,397 | 1,300,000 | SH | DFND | 2 | 0 | 0 | 1,300,000 | |
| BANCO BRADESCO-ADR | ADR | 059460303 | 651 | 170,764 | SH | DFND | 1 | 170,764 | 0 | 0 | |
| BANCO BRADESCO-ADR | ADR | 059460303 | 185 | 48,660 | SH | DFND | 2 | 48,660 | 0 | 0 | |
| BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 809 | 30,765 | SH | DFND | 1 | 30,765 | 0 | 0 | |
| BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 20,948 | 796,199 | SH | DFND | 2 | 83,269 | 0 | 11,588 | |
| ENEL AMERICAS SA-ADR | ADR | 29274F104 | 7,510 | 1,000,000 | SH | DFND | 2 | 0 | 0 | 1,000,000 | |
| FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 3,121 | 50,337 | SH | DFND | 1 | 50,337 | 0 | 0 | |
| FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 10,047 | 162,030 | SH | DFND | 2 | 114,095 | 0 | 47,935 | |
| GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 160 | 4,300 | SH | DFND | 1 | 4,300 | 0 | 0 | |
| GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 513 | 13,800 | SH | DFND | 2 | 13,800 | 0 | 0 | |
| HDFC BANK LTD-ADR | ADR | 40415F101 | 4,859 | 106,884 | SH | DFND | 1 | 106,884 | 0 | 0 | |
| HDFC BANK LTD-ADR | ADR | 40415F101 | 22,979 | 505,476 | SH | DFND | 2 | 360,598 | 0 | 144,878 | |
| HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 1,199 | 51,289 | SH | DFND | 1 | 51,289 | 0 | 0 | |
| HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 1,313 | 56,153 | SH | DFND | 2 | 56,153 | 0 | 0 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 2,469 | 265,800 | SH | DFND | 1 | 265,800 | 0 | 0 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 6,217 | 669,256 | SH | DFND | 2 | 492,658 | 0 | 176,598 | |
| JD.COM INC-ADR | ADR | 47215P106 | 16,273 | 270,400 | SH | DFND | 2 | 188,400 | 0 | 82,000 | |
| JD.COM INC-ADR | ADR | 47215P106 | 1,739 | 28,900 | SH | DFND | 1 | 28,900 | 0 | 0 | |
| NETEASE INC-ADR | ADR | 64110W102 | 17,690 | 41,198 | SH | DFND | 2 | 29,066 | 0 | 12,132 | |
| NETEASE INC-ADR | ADR | 64110W102 | 2,826 | 6,581 | SH | DFND | 1 | 6,581 | 0 | 0 | |
| NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 988 | 7,588 | SH | DFND | 2 | 7,588 | 0 | 0 | |
| NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 2,240 | 17,202 | SH | DFND | 1 | 17,202 | 0 | 0 | |
| PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 33,207 | 4,166,525 | SH | DFND | 2 | 2,884,903 | 0 | 1,281,622 | |
| PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 4,646 | 582,954 | SH | DFND | 1 | 582,954 | 0 | 0 | |
| SOUTHERN COPPER CORP | EQUITY | 84265V105 | 58,027 | 1,459,065 | SH | DFND | 2 | 230,029 | 0 | 412,700 | |
| SOUTHERN COPPER CORP | EQUITY | 84265V105 | 6,912 | 173,800 | SH | DFND | 1 | 173,800 | 0 | 0 | |
| TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 16,940 | 298,390 | SH | DFND | 2 | 194,766 | 0 | 103,624 | |
| TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 3,258 | 57,397 | SH | DFND | 1 | 57,397 | 0 | 0 | |
| VALE SA-SP ADR | ADR | 91912E105 | 17,634 | 1,710,339 | SH | DFND | 2 | 1,710,339 | 0 | 0 | |
| VALE SA-SP ADR | ADR | 91912E105 | 5,193 | 503,650 | SH | DFND | 1 | 503,650 | 0 | 0 | |
| WHEATON PRECIOUS METALS CORP | EQUITY | 962879102 | 47,023 | 1,072,597 | SH | DFND | 2 | 0 | 0 | 1,072,597 | |
| ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 2,675 | 12,402 | SH | DFND | 3 | 0 | 0 | 12,402 | |
| BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 79 | 3,021 | SH | DFND | 3 | 0 | 0 | 3,021 | |
| FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 732 | 11,805 | SH | DFND | 3 | 0 | 0 | 11,805 | |
| HDFC BANK LTD-ADR | ADR | 40415F101 | 1,655 | 36,402 | SH | DFND | 3 | 0 | 0 | 36,402 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 419 | 45,065 | SH | DFND | 3 | 0 | 0 | 45,065 | |
| JD.COM INC-ADR | ADR | 47215P106 | 1,240 | 20,600 | SH | DFND | 3 | 0 | 0 | 20,600 | |
| NETEASE INC-ADR | ADR | 64110W102 | 1,297 | 3,020 | SH | DFND | 3 | 0 | 0 | 3,020 | |
| PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 2,499 | 313,515 | SH | DFND | 3 | 0 | 0 | 313,515 | |
| SOUTHERN COPPER CORP | EQUITY | 84265V105 | 2,277 | 57,260 | SH | DFND | 3 | 0 | 0 | 57,260 | |
| TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 2,173 | 38,281 | SH | DFND | 3 | 0 | 0 | 38,281 | |
| VALE SA-SP ADR | ADR | 91912E105 | 1,882 | 182,582 | SH | DFND | 3 | 0 | 0 | 182,582 | |