0001062993-17-004807.txt : 20171113 0001062993-17-004807.hdr.sgml : 20171110 20171113095812 ACCESSION NUMBER: 0001062993-17-004807 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPTRUST FINANCIAL ADVISORS CENTRAL INDEX KEY: 0001512024 IRS NUMBER: 260058143 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14079 FILM NUMBER: 171193773 BUSINESS ADDRESS: STREET 1: 4208 SIX FORKS ROAD, SUITE 1700 CITY: RALEIGH STATE: NC ZIP: 27609 BUSINESS PHONE: (919) 870-6822 MAIL ADDRESS: STREET 1: 4208 SIX FORKS ROAD, SUITE 1700 CITY: RALEIGH STATE: NC ZIP: 27609 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001512024 XXXXXXXX 09-30-2017 09-30-2017 CAPTRUST FINANCIAL ADVISORS

4208 SIX FORKS ROAD, SUITE 1700 RALEIGH NC 27609

13F HOLDINGS REPORT 028-14079 N Denise M Buchanan 919-870-6822 /s/ Denise M Buchanan Raleigh NC 11-09-2017 0 363 1035296 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AGILENT TECHNOLOGIES INC COM Common Stock 00846U101 1068 16629 SH SOLE 16629 0 0 ISHARES MSCI ACWI INDEX FUND ETF 464288257 16 237 SH SOLE 237 0 0 ISHARES MSCI ACWI EX US INDEX FUND ETF 464288240 21 439 SH SOLE 439 0 0 ANALOG DEVICES INC COM Common Stock 032654105 1 12 SH SOLE 12 0 0 AETNA INC NEW COM Common Stock 00817Y108 1041 6549 SH SOLE 6549 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 36118 329577 SH SOLE 329577 0 0 ISHARES AGENCY BOND ETF ETF 464288166 5 42 SH SOLE 42 0 0 ALBEMARLE CORP COM Common Stock 012653101 0 0 SH SOLE 0 0 0 ALASKA AIR GROUP INC COM Common Stock 011659109 706 9263 SH SOLE 9263 0 0 JPMORGAN ALERIAN MLP INDEX ETN ETF 46625H365 1683 59656 SH SOLE 59656 0 0 ALERIAN MLP ETF ETF 00162Q866 825 73540 SH SOLE 73540 0 0 BARCLAYS ETN SELECT MLP ETN ETF 06742C723 3 153 SH SOLE 153 0 0 BEST BUY INC COM Common Stock 086516101 1077 18796 SH SOLE 18796 0 0 PROSHARES ULTRA NASDAQ BIOTECHNOLOGY ETF 74347R214 6 100 SH SOLE 100 0 0 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND ETF 921937819 1908 22539 SH SOLE 22539 0 0 ISHARES MSCI BRIC ETF ETF 464286657 2 35 SH SOLE 35 0 0 POWERSHARES SENIOR LOAN PORTFOLIO ETF 73936Q769 56 2425 SH SOLE 2425 0 0 VANGUARD LONG-TERM BOND INDEX FUND ETF 921937793 15 163 SH SOLE 163 0 0 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 3766 45948 SH SOLE 45948 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 109 1992 SH SOLE 1992 0 0 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 72201R775 1153 10796 SH SOLE 10796 0 0 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 8152 102129 SH SOLE 102129 0 0 SPDR BLOOMBERG BARCLAYS INTERNATIONAL TREASURY BOND ETF ETF 78464A516 42 1502 SH SOLE 1502 0 0 CONAGRA BRANDS INC COM Common Stock 205887102 801 23744 SH SOLE 23744 0 0 CARDINAL HEALTH INC COM Common Stock 14149Y108 773 11470 SH SOLE 11470 0 0 CARNIVAL CORP PAIRED CTF Common Stock 143658300 836 12941 SH SOLE 12941 0 0 SABA CLOSED-END FUNDS ETF ETF 30151E806 11 500 SH SOLE 500 0 0 GUGGENHEIM S&P GLOBAL WATER INDEX ETF ETF 18383Q507 10 300 SH SOLE 300 0 0 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 29 259 SH SOLE 259 0 0 COMCAST CORP NEW CL A Common Stock 20030N101 791 20563 SH SOLE 20563 0 0 CONDUENT INC COM Common Stock 206787103 0 1 SH SOLE 1 0 0 CENTERPOINT ENERGY INC COM Common Stock 15189T107 984 33697 SH SOLE 33697 0 0 ISHARES U.S. CREDIT BOND ETF ETF 464288620 34 300 SH SOLE 300 0 0 IQ GLOBAL AGRIBUSINESS SMALL CAP ETF ETF 45409B834 22 630 SH SOLE 630 0 0 GUGGENHEIM S&P SPIN-OFF ETF ETF 18383M605 2 35 SH SOLE 35 0 0 ISHARES 1-3 YEAR CREDIT BOND ETF ETF 464288646 102 969 SH SOLE 969 0 0 CENTURYLINK INC COM Common Stock 156700106 705 37296 SH SOLE 37296 0 0 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF ETF 78464A359 13 255 SH SOLE 255 0 0 SPDR MSCI ACWI EX-US ETF ETF 78463X848 309 8157 SH SOLE 8157 0 0 POWERSHARES DB COMMODITY INDEX TRACKING FUND ETF 73935S105 78 5040 SH SOLE 5040 0 0 X-TRACKERS MSCI EAFE HEDGED EQUITY ETF ETF 233051200 46 1470 SH SOLE 1470 0 0 X-TRACKERS MSCI EUROPE HEDGED EQUITY ETF ETF 233051853 14 492 SH SOLE 492 0 0 PROSHARES ULTRA DOW 30 ETF 74347R305 173 1600 SH SOLE 1600 0 0 WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND ETF 97717W315 23 525 SH SOLE 525 0 0 WISDOMTREE U.S. SMALLCAP DIVIDEND FUND ETF 97717W604 410 4875 SH SOLE 4875 0 0 WISDOMTREE EUROPE SMALLCAP DIVIDEND FUND ETF 97717W869 21 307 SH SOLE 307 0 0 WISDOMTREE U.S. HIGH DIVIDEND FUND ETF 97717W208 329 4700 SH SOLE 4700 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 293 1308 SH SOLE 1308 0 0 WISDOMTREE INTERNATIONAL MIDCAP DIVIDEND FUND ETF 97717W778 3 51 SH SOLE 51 0 0 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN ETF 06738C778 405 17396 SH SOLE 17396 0 0 WISDOMTREE U.S. LARGECAP DIVIDEND FUND ETF 97717W307 17 196 SH SOLE 196 0 0 PROSHARES SHORT DOW 30 ETF 74347R701 14 850 SH SOLE 850 0 0 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF 97717W505 525 5251 SH SOLE 5251 0 0 DOVER CORP COM Common Stock 260003108 1 14 SH SOLE 14 0 0 ISHARES MSCI KLD 400 SOCIAL ETF ETF 464288570 46 500 SH SOLE 500 0 0 WISDOMTREE U.S. TOTAL DIVIDEND FUND ETF 97717W109 455 5183 SH SOLE 5183 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 6942 74123 SH SOLE 74123 0 0 WISDOMTREE INTERNATIONAL EQUITY FUND ETF 97717W703 8 155 SH SOLE 155 0 0 DXC TECHNOLOGY CO COM Common Stock 23355L106 1114 12940 SH SOLE 12940 0 0 ISHARES MSCI CHILE CAPPED ETF ETF 464286640 18 370 SH SOLE 370 0 0 VANGUARD EXTENDED DURATION TREASURY INDEX FUND ETF 921910709 0 3 SH SOLE 3 0 0 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 1775 39620 SH SOLE 39620 0 0 ISHARES MSCI EAFE ETF ETF 464287465 107264 1566358 SH SOLE 1566358 0 0 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 12492 175800 SH SOLE 175800 0 0 ISHARES MSCI EAFE VALUE ETF ETF 464288877 9 160 SH SOLE 160 0 0 ISHARES MSCI IRELAND CAPPED ETF ETF 46429B507 3 65 SH SOLE 65 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 9 74 SH SOLE 74 0 0 VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF ETF 92189F494 7 339 SH SOLE 339 0 0 EMERSON ELEC CO COM Common Stock 291011104 970 15443 SH SOLE 15443 0 0 ISHARES MSCI PACIFIC EX JAPAN ETF ETF 464286665 3 70 SH SOLE 70 0 0 ISHARES MSCI EUROPE FINANCIAL SECTOR INDEX FUND ETF 464289180 48 2052 SH SOLE 2052 0 0 ISHARES MSCI AUSTRALIA ETF ETF 464286103 15 680 SH SOLE 680 0 0 ISHARES MSCI GERMANY ETF ETF 464286806 35 1075 SH SOLE 1075 0 0 ISHARES MSCI HONG KONG ETF ETF 464286871 12 500 SH SOLE 500 0 0 ISHARES MSCI AUSTRIA CAPPED ETF ETF 464286202 20 845 SH SOLE 845 0 0 ISHARES MSCI SPAIN CAPPED ETF ETF 464286764 18 530 SH SOLE 530 0 0 ISHARES MSCI FRANCE ETF ETF 464286707 18 590 SH SOLE 590 0 0 ISHARES MSCI MEXICO CAPPED ETF ETF 464286822 17 310 SH SOLE 310 0 0 ISHARES MSCI BRAZIL CAPPED ETF ETF 464286400 16 390 SH SOLE 390 0 0 ISHARES MSCI SOUTH AFRICA ETF ETF 464286780 16 265 SH SOLE 265 0 0 WISDOMTREE U.S. MIDCAP EARNINGS FUND ETF 97717W570 107 2880 SH SOLE 2880 0 0 ISHARES MSCI EUROZONE ETF ETF 464286608 26 600 SH SOLE 600 0 0 FIRST TRUST DOW JONES INTERNET INDEX FUND ETF 33733E302 111 1080 SH SOLE 1080 0 0 FIDELITY MSCI ENERGY INDEX ETF ETF 316092402 31 1650 SH SOLE 1650 0 0 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 33734K109 3 50 SH SOLE 50 0 0 FIRST TRUST HONG KONG ALPHADEX FUND ETF 33737J240 12 280 SH SOLE 280 0 0 FLIR SYS INC COM Common Stock 302445101 1063 27329 SH SOLE 27329 0 0 ISHARES FLOATING RATE BOND ETF ETF 46429B655 26 519 SH SOLE 519 0 0 FIRST TRUST MANAGED MUNICIPAL ETF ETF 33739N108 402 7531 SH SOLE 7531 0 0 SCHWAB FUNDAMENTAL U.S. BROAD MARKET INDEX ETF ETF 808524789 26 750 SH SOLE 750 0 0 VANECK VECTORS UNCONVENTIONAL OIL & GAS ETF ETF 92189F668 16 1073 SH SOLE 1073 0 0 GUGGENHEIM FRONTIER MARKETS ETF ETF 18383Q838 17 1180 SH SOLE 1180 0 0 FIRST TRUST LARGE CAP GROWTH OPPORTUNITIES ALPHADEX FUND ETF 33735K108 9 148 SH SOLE 148 0 0 FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND ETF 33739H101 3 164 SH SOLE 164 0 0 FIRST TRUST LONG/SHORT EQUITY ETF ETF 33739P103 9 241 SH SOLE 241 0 0 FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF ETF 33738R605 39 1500 SH SOLE 1500 0 0 ISHARES CHINA LARGE-CAP ETF ETF 464287184 18 400 SH SOLE 400 0 0 FIRST TRUST TECHNOLOGY ALPHADEX FUND ETF 33734X176 725 15120 SH SOLE 15120 0 0 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 6 280 SH SOLE 280 0 0 GENERAL ELECTRIC CO COM Common Stock 369604103 21 855 SH SOLE 855 0 0 SPDR GOLD SHARES ETF 78463V107 5665 46595 SH SOLE 46595 0 0 ISHARES U.S. TREASURY BOND ETF ETF 46429B267 26 1024 SH SOLE 1024 0 0 GAP INC DEL COM Common Stock 364760108 1131 38293 SH SOLE 38293 0 0 ISHARES GSCI COMMODITY-INDEXED TRUST ETF 46428R107 657 44121 SH SOLE 44121 0 0 ISHARES INTERMEDIATE GOVERNMENT/CREDIT BOND ETF ETF 464288612 215 1941 SH SOLE 1941 0 0 ETFMG PRIME CYBER SECURITY ETF ETF 26924G201 6 200 SH SOLE 200 0 0 WISDOMTREE EUROPE HEDGED EQUITY FUND ETF 97717X701 14 220 SH SOLE 220 0 0 HARTFORD FINL SVCS GROUP INC COM Common Stock 416515104 1019 18307 SH SOLE 18307 0 0 HELMERICH & PAYNE INC COM Common Stock 423452101 844 16202 SH SOLE 16202 0 0 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF ETF 464288513 245 2762 SH SOLE 2762 0 0 PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX EXCHANGE-TRADED FUND ETF 72201R783 13 124 SH SOLE 124 0 0 ISHARES U.S. BROKER-DEALERS & SECURITIES EXCHANGES ETF ETF 464288794 25 440 SH SOLE 440 0 0 ISHARES COMEX GOLD TRUST ETF 464285105 1313 106695 SH SOLE 106695 0 0 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 1404 4208 SH SOLE 4208 0 0 ISHARES IBONDS DEC 2019 TERM CORPORATE ETF ETF 46434VAU4 16 650 SH SOLE 650 0 0 ISHARES IBONDS DEC 2020 TERM CORPORATE ETF ETF 46434VAQ3 17 650 SH SOLE 650 0 0 ISHARES IBONDS DEC 2021 TERM CORPORATE ETF ETF 46434VBK5 16 650 SH SOLE 650 0 0 SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF ETF 78464A151 73 2123 SH SOLE 2123 0 0 ISHARES COHEN & STEERS REIT ETF ETF 464287564 1666 16556 SH SOLE 16556 0 0 ISHARES S&P GLOBAL CLEAN ENERGY INDEX FUND ETF 464288224 4 500 SH SOLE 500 0 0 ISHARES U.S. UTILITIES ETF ETF 464287697 113 847 SH SOLE 847 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF ETF 464287440 24507 230071 SH SOLE 230071 0 0 ISHARES CORE MSCI EAFE ETF ETF 46432F842 10 150 SH SOLE 150 0 0 ISHARES 3-7 YEAR TREASURY BOND ETF ETF 464288661 191 1544 SH SOLE 1544 0 0 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 203 3760 SH SOLE 3760 0 0 ISHARES GLOBAL INFRASTRUCTURE ETF ETF 464288372 70 1541 SH SOLE 1541 0 0 ISHARES S&P/CITIGROUP INTERNATIONAL TREASURY BOND FUND EX-US ETF 464288117 1 20 SH SOLE 20 0 0 ISHARES NORTH AMERICAN TECH-SOFTWARE ETF ETF 464287515 37 250 SH SOLE 250 0 0 ISHARES U.S. HEALTHCARE PROVIDERS ETF ETF 464288828 63 425 SH SOLE 425 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 17300 96696 SH SOLE 96696 0 0 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 108 706 SH SOLE 706 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 18 91 SH SOLE 91 0 0 ISHARES CORE S&P SMALL-CAP ETF ETF 464287804 11655 157036 SH SOLE 157036 0 0 ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 464287879 124 834 SH SOLE 834 0 0 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 344 2090 SH SOLE 2090 0 0 ISHARES LATIN AMERICA 40 ETF ETF 464287390 4 100 SH SOLE 100 0 0 INTEL CORP COM Common Stock 458140100 961 25236 SH SOLE 25236 0 0 EGSHARES INDIA INFRASTRUCTURE ETF ETF 19762B806 4 300 SH SOLE 300 0 0 SPDR BLOOMBERG BARCLAYS TIPS ETF ETF 78464A656 28 500 SH SOLE 500 0 0 ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 464288760 57 320 SH SOLE 320 0 0 ISHARES U.S. HOME CONSTRUCTION ETF ETF 464288752 15 415 SH SOLE 415 0 0 VANECK VECTORS AMT-FREE INTERMEDIATE MUNICIPAL INDEX ETF ETF 92189F544 52 2156 SH SOLE 2156 0 0 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 69 1195 SH SOLE 1195 0 0 ISHARES S&P 500 VALUE ETF ETF 464287408 389 3603 SH SOLE 3603 0 0 VANGUARD S&P MID-CAP 400 GROWTH ETF ETF 921932869 0 1 SH SOLE 1 0 0 VANGUARD S&P MID-CAP 400 ETF ETF 921932885 842 6942 SH SOLE 6942 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 65784 260087 SH SOLE 260087 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 2617 18240 SH SOLE 18240 0 0 ISHARES RUSSELL 1000 ETF ETF 464287622 9729 69550 SH SOLE 69550 0 0 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 753 6354 SH SOLE 6354 0 0 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 1350 10798 SH SOLE 10798 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 11003 74252 SH SOLE 74252 0 0 ISHARES RUSSELL 2000 VALUE ETF ETF 464287630 134 1079 SH SOLE 1079 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 1110 6200 SH SOLE 6200 0 0 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 575 5081 SH SOLE 5081 0 0 ISHARES RUSSELL MID-CAP ETF ETF 464287499 1818 9221 SH SOLE 9221 0 0 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 154 1818 SH SOLE 1818 0 0 ISHARES RUSSELL 3000 ETF ETF 464287689 16502 110505 SH SOLE 110505 0 0 ISHARES RUSSELL TOP 200 VALUE ETF ETF 464289420 91 1823 SH SOLE 1823 0 0 ISHARES RUSSELL TOP 200 GROWTH ETF ETF 464289438 54 789 SH SOLE 789 0 0 ISHARES GLOBAL HEALTHCARE ETF ETF 464287325 62 550 SH SOLE 550 0 0 ISHARES U.S. ENERGY ETF ETF 464287796 2 50 SH SOLE 50 0 0 ISHARES U.S. HEALTHCARE ETF ETF 464287762 174 1012 SH SOLE 1012 0 0 ISHARES U.S. INDUSTRIALS ETF ETF 464287754 7 50 SH SOLE 50 0 0 ISHARES U.S. BASIC MATERIALS ETF ETF 464287838 298 3110 SH SOLE 3110 0 0 ISHARES U.S. REAL ESTATE ETF ETF 464287739 25574 319895 SH SOLE 319895 0 0 ISHARES TRANSPORTATION AVERAGE ETF ETF 464287192 9 50 SH SOLE 50 0 0 ISHARES U.S. TECHNOLOGY ETF ETF 464287721 477 3180 SH SOLE 3180 0 0 ISHARES U.S. TELECOMMUNICATIONS ETF ETF 464287713 5 163 SH SOLE 163 0 0 ISHARES MORNINGSTAR LARGE-CAP ETF ETF 464287127 90 595 SH SOLE 595 0 0 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78464A417 219 5877 SH SOLE 5877 0 0 DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X SHARES ETF 25460E851 4 250 SH SOLE 250 0 0 POWERSHARES KBW PROPERTY & CASUALTY INSURANCE PORTFOLIO ETF 73936Q777 3 50 SH SOLE 50 0 0 KINDER MORGAN INC DEL COM Common Stock 49456B101 844 43990 SH SOLE 43990 0 0 SPDR S&P REGIONAL BANKING ETF ETF 78464A698 209 3685 SH SOLE 3685 0 0 KOHLS CORP COM Common Stock 500255104 1049 22984 SH SOLE 22984 0 0 KANSAS CITY SOUTHERN COM NEW Common Stock 485170302 1091 10002 SH SOLE 10002 0 0 KRANESHARES CSI CHINA INTERNET ETF ETF 500767306 6 100 SH SOLE 100 0 0 DIREXION DAILY S&P BIOTECH BULL 3X SHARES ETF 25490K323 8 90 SH SOLE 90 0 0 ISHARES J.P. MORGAN EM LOCAL CURRENCY BOND ETF ETF 464286517 12 244 SH SOLE 244 0 0 SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETF ETF 78468R804 9 100 SH SOLE 100 0 0 GLOBAL X LITHIUM & BATTERY TECH ETF ETF 37954Y855 7 200 SH SOLE 200 0 0 LINCOLN NATL CORP IND COM Common Stock 534187109 1050 14294 SH SOLE 14294 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF ETF 464287242 156 1290 SH SOLE 1290 0 0 ISHARES MBS ETF ETF 464288588 107 1000 SH SOLE 1000 0 0 SPDR S&P MIDCAP 400 ETF ETF 78467Y107 71520 219166 SH SOLE 219166 0 0 SPDR S&P 400 MID CAP GROWTH ETF ETF 78464A821 115 780 SH SOLE 780 0 0 SPDR S&P 400 MID CAP VALUE ETF ETF 78464A839 102 1028 SH SOLE 1028 0 0 METLIFE INC COM Common Stock 59156R108 1006 19367 SH SOLE 19367 0 0 VANGUARD MEGA CAP GROWTH ETF ETF 921910816 11 100 SH SOLE 100 0 0 UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN ETF 902641646 6 250 SH SOLE 250 0 0 MICROSOFT CORP COM Common Stock 594918104 1092 14655 SH SOLE 14655 0 0 ISHARES NATIONAL MUNI BOND ETF ETF 464288414 2430 21919 SH SOLE 21919 0 0 DIREXION DAILY GOLD MINERS BULL 3X SHARES ETF 25460E844 8 250 SH SOLE 250 0 0 ISHARES S&P 100 ETF ETF 464287101 590 5301 SH SOLE 5301 0 0 VANECK VECTORS OIL SERVICES ETF ETF 92189F718 177 6791 SH SOLE 6791 0 0 FIDELITY NASDAQ COMPOSITE INDEX TRACKING STOCK FUND ETF 315912808 52 202 SH SOLE 202 0 0 ORACLE CORP COM Common Stock 68389X105 1027 21232 SH SOLE 21232 0 0 POWERSHARES FTSE RAFI ASIA PACIFIC EX-JAPAN PORTFOLIO ETF 73936T854 8 138 SH SOLE 138 0 0 POWERSHARES DYNAMIC BIOTECHNOLOGY & GENOME PORTFOLIO ETF 73935X856 12 250 SH SOLE 250 0 0 POWERSHARES WILDERHILL CLEAN ENERGY PORTFOLIO ETF 73935X112 12 2600 SH SOLE 2600 0 0 POWERSHARES HIGH YIELD EQUITY DIVIDEND ACHIEVERS PORTFOLIO ETF 73935X302 69 4000 SH SOLE 4000 0 0 PFIZER INC COM Common Stock 717081103 941 26360 SH SOLE 26360 0 0 ISHARES U.S. PREFERRED STOCK ETF ETF 464288687 13469 347052 SH SOLE 347052 0 0 PROCTER AND GAMBLE CO COM Common Stock 742718109 921 10121 SH SOLE 10121 0 0 POWERSHARES FINANCIAL PREFERRED PORTFOLIO ETF 73935X229 356 18769 SH SOLE 18769 0 0 PROGRESSIVE CORP OHIO COM Common Stock 743315103 1086 22430 SH SOLE 22430 0 0 POWERSHARES PREFERRED PORTFOLIO ETF 73936T565 237 15769 SH SOLE 15769 0 0 POWERSHARES WATER RESOURCES PORTFOLIO ETF 73935X575 98 3446 SH SOLE 3446 0 0 POWERSHARES INTERNATIONAL DIVIDEND ACHIEVERS PORTFOLIO ETF 73935X716 98 6074 SH SOLE 6074 0 0 POWERSHARES DYNAMIC PHARMACEUTICALS PORTFOLIO ETF 73935X799 3 50 SH SOLE 50 0 0 POWERSHARES BUYBACK ACHIEVERS PORTFOLIO ETF 73935X286 8 150 SH SOLE 150 0 0 POWERSHARES AEROSPACE & DEFENSE PORTFOLIO ETF 73935X690 10 200 SH SOLE 200 0 0 POWERSHARES FTSE RAFI US 1000 PORTFOLIO ETF 73935X583 30 276 SH SOLE 276 0 0 PRUDENTIAL FINL INC COM Common Stock 744320102 957 9003 SH SOLE 9003 0 0 POWERSHARES DYNAMIC SOFTWARE PORTFOLIO ETF 73935X773 49 800 SH SOLE 800 0 0 POWERSHARES DYNAMIC OIL & GAS SERVICES PORTFOLIO ETF 73935X625 1 130 SH SOLE 130 0 0 POWERSHARES NATIONAL AMT-FREE MUNICIPAL BOND PORTFOLIO ETF 73936T474 71 2785 SH SOLE 2785 0 0 POWERSHARES CLEANTECH PORTFOLIO ETF 73935X278 1 31 SH SOLE 31 0 0 IQ HEDGE MULTI-STRATEGY TRACKER ETF ETF 45409B107 60 2000 SH SOLE 2000 0 0 FLEXSHARES QUALITY DIVIDEND INDEX FUND ETF 33939L860 23 540 SH SOLE 540 0 0 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 1566 10767 SH SOLE 10767 0 0 ISHARES MORTGAGE REAL ESTATE CAPPED ETF ETF 46435G342 33 700 SH SOLE 700 0 0 GUGGENHEIM S&P MIDCAP 400 PURE GROWTH ETF ETF 78355W601 103 715 SH SOLE 715 0 0 ROBERT HALF INTL INC COM Common Stock 770323103 930 18465 SH SOLE 18465 0 0 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF ETF 78355W106 2399 25112 SH SOLE 25112 0 0 VANECK VECTORS RUSSIA ETF ETF 92189F403 16 735 SH SOLE 735 0 0 SPDR DOW JONES GLOBAL REAL ESTATE ETF ETF 78463X749 24 509 SH SOLE 509 0 0 SPDR DOW JONES REIT ETF ETF 78464A607 12 130 SH SOLE 130 0 0 SPDR DOW JONES INTERNATIONAL REAL ESTATE ETF ETF 78463X863 2171 56554 SH SOLE 56554 0 0 PROSHARES ULTRA HEALTH CARE ETF 74347R735 9 100 SH SOLE 100 0 0 SCHWAB U.S. SMALL-CAP ETF ETF 808524607 904 13421 SH SOLE 13421 0 0 SCHWAB U.S. BROAD MARKET ETF ETF 808524102 14620 240019 SH SOLE 240019 0 0 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 1374 29362 SH SOLE 29362 0 0 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 93 3472 SH SOLE 3472 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 308 9204 SH SOLE 9204 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 1944 29417 SH SOLE 29417 0 0 SCHWAB U.S. REIT ETF ETF 808524847 78 1889 SH SOLE 1889 0 0 SCHWAB U.S. MID-CAP ETF ETF 808524508 381 7607 SH SOLE 7607 0 0 SCHWAB SHORT-TERM U.S. TREASURY ETF ETF 808524862 72 1430 SH SOLE 1430 0 0 SCHWAB U.S. TIPS ETF ETF 808524870 69 1257 SH SOLE 1257 0 0 SCHWAB INTERMEDIATE-TERM U.S. TREASURY ETF ETF 808524854 648 12017 SH SOLE 12017 0 0 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 545 10516 SH SOLE 10516 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 34 571 SH SOLE 571 0 0 SCHWAB US AGGREGATE BOND ETF ETF 808524839 1205 23013 SH SOLE 23013 0 0 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 146 2357 SH SOLE 2357 0 0 ALPS SECTOR DIVIDEND DOGS ETF ETF 00162Q858 635 14406 SH SOLE 14406 0 0 PROSHARES ULTRASHORT S&P 500 ETF 74347B383 8 162 SH SOLE 162 0 0 SPDR S&P DIVIDEND ETF ETF 78464A763 5107 55916 SH SOLE 55916 0 0 PROSHARES SHORT S&P 500 ETF 74347B425 6 175 SH SOLE 175 0 0 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF ETF 78468R739 2169 44627 SH SOLE 44627 0 0 ISHARES SHORT TREASURY BOND ETF ETF 464288679 73 665 SH SOLE 665 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 10851 128487 SH SOLE 128487 0 0 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF ETF 46434V407 7061 147618 SH SOLE 147618 0 0 GLOBAL X SILVER MINERS ETF ETF 37954Y848 9 285 SH SOLE 285 0 0 SMUCKER J M CO COM NEW Common Stock 832696405 752 7165 SH SOLE 7165 0 0 PROSHARES ULTRASHORT FINANCIALS ETF 74347B748 0 1 SH SOLE 1 0 0 FIRST TRADE ISE CLOUD COMPUTING INDEX ETF 33734X192 10 239 SH SOLE 239 0 0 ISHARES SILVER TRUST ETF 46428Q109 6 397 SH SOLE 397 0 0 VANECK VECTORS AMT-FREE SHORT MUNICIPAL INDEX ETF ETF 92189F528 105 6000 SH SOLE 6000 0 0 DIREXION DAILY SEMICONDUCTOR BULL 3X SHARES ETF 25459W458 6 50 SH SOLE 50 0 0 ISHARES PHLX SOX SEMICONDUCTOR SECTOR INDEX FUND ETF 464287523 22 140 SH SOLE 140 0 0 POWERSHARES S&P 500 HIGH DIVIDEND LOW VOLATILITY PORTFOLIO ETF 73937B654 34 830 SH SOLE 830 0 0 SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF ETF 78464A375 5 143 SH SOLE 143 0 0 SPDR PORTFOLIO LARGE CAP ETF ETF 78464A854 39 329 SH SOLE 329 0 0 POWERSHARES S&P 500 LOW VOLATILITY PORTFOLIO ETF 73937B779 819 17896 SH SOLE 17896 0 0 SPDR PORTFOLIO SHORT TERM CORPORATE BOND ETF ETF 78464A474 100 3258 SH SOLE 3258 0 0 DIREXION DAILY S&P 500 BULL 3X SHARES ETF 25459W862 25 650 SH SOLE 650 0 0 DIREXION DAILY S&P 500 BEAR 3X SHARES ETF 25460E885 25 700 SH SOLE 700 0 0 SPDR S&P 500 ETF ETF 78462F103 294124 1170734 SH SOLE 1170734 0 0 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF ETF 78467V608 12 250 SH SOLE 250 0 0 PROSHARES ULTRASHORT REAL ESTATE ETF 74348A244 1 30 SH SOLE 30 0 0 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND ETF 72201R205 248 4755 SH SOLE 4755 0 0 SEAGATE TECHNOLOGY PLC SHS Common Stock G7945M107 763 22587 SH SOLE 22587 0 0 ISHARES SHORT-TERM NATIONAL MUNI BOND ETF ETF 464288158 30 285 SH SOLE 285 0 0 ISHARES MSCI USA ESG SELECT ETF ETF 464288802 46 440 SH SOLE 440 0 0 CAMBRIA SHAREHOLDER YIELD ETF ETF 132061201 14 380 SH SOLE 380 0 0 PROSHARES SHORT 20 YEAR TREASURY ETF 74347X849 112 5000 SH SOLE 5000 0 0 PROSHARES ULTRASHORT 20 YEAR TREASURY ETF 74347B201 71 2000 SH SOLE 2000 0 0 SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF ETF 78468R721 155 3171 SH SOLE 3171 0 0 ISHARES TIPS BOND ETF ETF 464287176 4480 39443 SH SOLE 39443 0 0 ISHARES 20 YEAR TREASURY BOND ETF ETF 464287432 56 445 SH SOLE 445 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF ETF 78467V848 16 330 SH SOLE 330 0 0 PROSHARES ULTRAPRO QQQ ETF 74347X831 6 50 SH SOLE 50 0 0 ISHARES MSCI TURKEY ETF ETF 464286715 17 415 SH SOLE 415 0 0 PROSHARES ULTRA BLOOMBERG CRUDE OIL ETF 74347W247 23 1318 SH SOLE 1318 0 0 UNIVERSAL HLTH SVCS INC CL B Common Stock 913903100 825 7433 SH SOLE 7433 0 0 UNITED STATES NATURAL GAS FUND, LP ETF 912318201 17 2575 SH SOLE 2575 0 0 UNITEDHEALTH GROUP INC COM Common Stock 91324P102 1045 5337 SH SOLE 5337 0 0 UNUM GROUP COM Common Stock 91529Y106 1049 20509 SH SOLE 20509 0 0 MARKET VECTORS DOUBLE LONG EURO ETN ETF 617480272 28 1500 SH SOLE 1500 0 0 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 874 17355 SH SOLE 17355 0 0 UNITED STATES OIL FUND, LP ETF 91232N108 209 20000 SH SOLE 20000 0 0 PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF ETF 74347W163 0 3 SH SOLE 3 0 0 VANGUARD MATERIALS INDEX FUND ETF 92204A801 28 214 SH SOLE 214 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 482 3409 SH SOLE 3409 0 0 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 1088 7130 SH SOLE 7130 0 0 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 537 4183 SH SOLE 4183 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 220 2498 SH SOLE 2498 0 0 VANGUARD LONG-TERM CORPORATE BOND ETF ETF 92206C813 33 350 SH SOLE 350 0 0 VANGUARD CONSUMER DISCRETIONARY INDEX FUND ETF 92204A108 64 444 SH SOLE 444 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 11949 149122 SH SOLE 149122 0 0 VANGUARD CONSUMER STAPLES INDEX FUND ETF 92204A207 4 27 SH SOLE 27 0 0 VANGUARD ENERGY INDEX FUND ETF 92204A306 14 145 SH SOLE 145 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 6566 151259 SH SOLE 151259 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 6165 116970 SH SOLE 116970 0 0 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 22 330 SH SOLE 330 0 0 VANGUARD FTSE EUROPE ETF ETF 922042874 319 5471 SH SOLE 5471 0 0 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 1952 12807 SH SOLE 12807 0 0 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 707 4630 SH SOLE 4630 0 0 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 28273 298269 SH SOLE 298269 0 0 VANGUARD S&P SMALL-CAP 600 ETF ETF 921932828 405 2985 SH SOLE 2985 0 0 VANGUARD INDUSTRIALS INDEX FUND ETF 92204A603 9 65 SH SOLE 65 0 0 VALERO ENERGY CORP NEW COM Common Stock 91913Y100 1045 13580 SH SOLE 13580 0 0 VANGUARD MORTGAGE-BACKED SECURITIES ETF ETF 92206C771 30 567 SH SOLE 567 0 0 VANGUARD REIT ETF ETF 922908553 5715 68779 SH SOLE 68779 0 0 VANGUARD GLOBAL EX-U.S. REAL ESTATE INDEX ETF 922042676 1091 18313 SH SOLE 18313 0 0 VANGUARD MID-CAP INDEX FUND ETF 922908629 3284 22269 SH SOLE 22269 0 0 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 510 4826 SH SOLE 4826 0 0 VANGUARD RUSSELL 1000 ETF ETF 92206C730 0 1 SH SOLE 1 0 0 VANGUARD RUSSELL 1000 GROWTH ETF ETF 92206C680 2774 21557 SH SOLE 21557 0 0 VANGUARD RUSSELL 1000 VALUE ETF ETF 92206C714 2745 26320 SH SOLE 26320 0 0 VANGUARD S&P 500 ETF ETF 922908363 2226 9645 SH SOLE 9645 0 0 VANGUARD MID-CAP GROWTH INDEX FUND ETF 922908538 1004 8243 SH SOLE 8243 0 0 VANGUARD TELECOMMUNICATION SERVICES INDEX FUND ETF 92204A884 7 71 SH SOLE 71 0 0 VANGUARD UTILITIES INDEX FUND ETF 92204A876 15 128 SH SOLE 128 0 0 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND ETF 922042718 3 30 SH SOLE 30 0 0 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 224 3149 SH SOLE 3149 0 0 VANGUARD RUSSELL 3000 ETF ETF 92206C599 778 6694 SH SOLE 6694 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 15470 119437 SH SOLE 119437 0 0 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF ETF 922020805 171 3456 SH SOLE 3456 0 0 VANGUARD VALUE INDEX FUND ETF 922908744 1139 11414 SH SOLE 11414 0 0 VANGUARD RUSSELL 2000 GROWTH ETF ETF 92206C623 0 0 SH SOLE 0 0 0 VANGUARD GROWTH INDEX FUND ETF 922908736 3837 28904 SH SOLE 28904 0 0 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 14 125 SH SOLE 125 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 44752 1027120 SH SOLE 1027120 0 0 VANGUARD EXTENDED MARKET INDEX FUND ETF 922908652 209 1950 SH SOLE 1950 0 0 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 564 10296 SH SOLE 10296 0 0 BARCLAYS BK PLC IPATH S&P500 VIX ETF 06746L422 27 687 SH SOLE 687 0 0 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 1924 23734 SH SOLE 23734 0 0 WISDOMTREE MANAGED FUTURES STRATEGY FUND ETF 97717W125 5 124 SH SOLE 124 0 0 WAL-MART STORES INC COM Common Stock 931142103 951 12177 SH SOLE 12177 0 0 WESTROCK CO COM Common Stock 96145D105 961 16945 SH SOLE 16945 0 0 SPDR S&P BIOTECH ETF ETF 78464A870 103 1192 SH SOLE 1192 0 0 SPDR S&P HOMEBUILDERS ETF ETF 78464A888 760 19083 SH SOLE 19083 0 0 MATERIALS SELECT SECTOR SPDR FUND ETF 81369Y100 397 6984 SH SOLE 6984 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 1244 18160 SH SOLE 18160 0 0 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 1306 50513 SH SOLE 50513 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 465 6544 SH SOLE 6544 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 1261 21331 SH SOLE 21331 0 0 XILINX INC COM Common Stock 983919101 1060 14968 SH SOLE 14968 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 756 14007 SH SOLE 14007 0 0 REAL ESTATE SELECT SECTOR SPDR FUND ETF 81369Y860 1142 35425 SH SOLE 35425 0 0 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 511 9632 SH SOLE 9632 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 972 11898 SH SOLE 11898 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 1124 12482 SH SOLE 12482 0 0 POWERSHARES S&P MIDCAP LOW VOLATILITY PORTFOLIO ETF 73937B647 29 650 SH SOLE 650 0 0 SPDR NYSE TECHNOLOGY ETF ETF 78464A102 118 1493 SH SOLE 1493 0 0 SPDR S&P PHARMACEUTICALS ETF ETF 78464A722 6 140 SH SOLE 140 0 0 XEROX CORP COM NEW Common Stock 984121608 1042 31302 SH SOLE 31302 0 0 POWERSHARES S&P SMALLCAP LOW VOLATILITY PORTFOLIO ETF 73937B639 29 630 SH SOLE 630 0 0 SPDR S&P TELECOM ETF ETF 78464A540 4 51 SH SOLE 51 0 0 DIREXION DAILY FTSE CHINA BULL 3X SHARES ETF 25459W771 3 98 SH SOLE 98 0 0