13F-HR 1 submission_file.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Quarter Ended: June 30th, 2012 ------------------ Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Herald Investment Management Limited --------------------- Address: 10-11 Chartetrhouse Square --------------------- London, EC1M 6EE, United Kingdom --------------------- Form 13F File Number: ----- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Andrew Miller --------------------- Title: Chief Finance Officer --------------------- Phone: 0207 553 6308 --------------------- Signature, Place, and Date of Signing: /s/ Andrew Miller London,UK 08-14-2012 ------------------ --------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- _______________ ______________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 77 ---------- Form 13F Information Table Value Total: $208,558 (x$1000) ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ____ 28-________________ _________________________ FORM 13F INFORMATION TABLE --------------------------
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY -------------- -------- ------- ------- --------- ---------- ---------- --------- ------ ----------- CLASS (x$1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------- ------- ------- --------- ---------- ---------- --------- ------ ----------- 51Job Inc Sp Rep ADR 316827104 911 20000 SH SOLE 20000 Abovenet Inc COM 00374N107 9240 110000 SH SOLE 110000 Actuate Corp COM 00508B102 11047 1594100 SH SOLE 1594100 Acxiom Corp COM 005125109 725 48000 SH SOLE 48000 Advent Software Inc COM 007974108 13013 480000 SH SOLE 480000 Akamai Technologies Inc COM 00971T101 641 20200 SH SOLE 20200 Alliance Fiber Optic Prods I New COM 018680306 1685 188474 SH SOLE 188474 Altera Corp COM 021441100 426 12600 SH SOLE 12600 Amdocs Ltd Ord COM G02602103 788 26500 SH SOLE 26500 Anadigics Inc COM 032515108 1548 860000 SH SOLE 860000 Apple Inc COM 037833100 2336 4000 SH SOLE 4000 Atmi Inc COM 00207R101 12342 600000 SH SOLE 600000 Aviat Networks Inc COM 05366Y102 587 209800 SH SOLE 209800 Cadence Design System Inc COM 127387108 550 50000 SH SOLE 50000 Cavium Inc COM 14964U108 2100 75000 SH SOLE 75000 Ceragon Networks Ltd Ord COM M22013102 477 55700 SH SOLE 55700 Ceva Inc COM 157210105 5607 318382 SH SOLE 318382 Cisco Sys Inc COM 17275R102 584 34000 SH SOLE 34000 Descartes Sys Group Inc COM 249906108 4604 550000 SH SOLE 550000 E M C Corp Mass COM 268648102 402 15700 SH SOLE 15700 Emulex Corp New COM 292475209 2160 300000 SH SOLE 300000 Epiq Sys Inc COM 26882D109 3675 300000 SH SOLE 300000 Extreme Networks Inc COM 30226D106 4231 1230000 SH SOLE 1230000 F5 Networks Inc COM 315616102 747 7500 SH SOLE 7500 Falconstor Software Inc COM 306137100 783 300000 SH SOLE 300000 Google Inc Cl A COM 38259P508 940 1620 SH SOLE 1620 Integrated Device Technology COM 458118106 1349 240000 SH SOLE 240000 Intel Corp COM 458140100 1013 38000 SH SOLE 38000 Jabil Circuit Inc COM 466313103 407 20000 SH SOLE 20000 Keynote Sys Inc COM 493308100 4010 270000 SH SOLE 270000 Keyw Hldg Corp COM 493723100 1004 100000 SH SOLE 100000 Lantronix Inc New COM 516548203 1156 566666 SH SOLE 566666 Mellanox Technologies Ltd Shs COM M51363113 18159 256400 SH SOLE 256400 Mentor Graphics Corp COM 587200106 3750 250000 SH SOLE 250000 Microchip Technology Inc COM 595017104 490 14800 SH SOLE 14800 Micros Sys Inc COM 594901100 5120 100000 SH SOLE 100000 Microsoft Corp COM 594918104 642 21000 SH SOLE 21000 Mindspeed Technologies Inc New COM 602682205 2189 889800 SH SOLE 889800 Mips Technologies Inc COM 604567107 2668 400000 SH SOLE 400000 Mosys Inc COM 619718109 1620 500000 SH SOLE 500000 Netscout Sys Inc COM 64115T104 3239 150000 SH SOLE 150000 Nice Sys Ltd Sponsored ADR 653656108 659 18000 SH SOLE 18000 Nq Mobile Inc Repstg Cl A ADR 64118U108 205 25000 SH SOLE 25000 Parametric Technology Corp New COM 699173209 503 24000 SH SOLE 24000 Pegasystems Inc COM 705573103 6283 190500 SH SOLE 190500 Plx Technology Inc COM 693417107 3175 500000 SH SOLE 500000 Pmc-Sierra Inc COM 69344F106 986 160600 SH SOLE 160600 Power Integrations Inc COM 739276103 1306 35000 SH SOLE 35000 Qualm Inc COM 747525103 1125 20200 SH SOLE 20200 Radisys Corp COM 750459109 663 105500 SH SOLE 105500 Radware Ltd Ord COM M81873107 8041 210000 SH SOLE 210000 Retalix Ltd Ord COM M8215W109 2243 113700 SH SOLE 113700 Rf Monolithics Inc COM 74955F106 356 200000 SH SOLE 200000 Saic Inc COM 78390X101 199 16450 SH SOLE 16450 Silicom Ltd Ord COM M84116108 693 50000 SH SOLE 50000 Silicon Image Inc COM 82705T102 289 70000 SH SOLE 70000 Silicon Motion Technology Co SponsoreADR 82706C108 9877 700000 SH SOLE 700000 Skyworks Solutions Inc COM 83088M102 601 22000 SH SOLE 22000 Spansion Inc Cl A New COM 84649R200 1331 121200 SH SOLE 121200 Splunk Inc Added COM 848637104 28 1000 SH SOLE 1000 Sps M Inc COM 78463M107 1519 50000 SH SOLE 50000 Standard Microsystems Corp COM 853626109 3689 100000 SH SOLE 100000 Stec Inc COM 784774101 780 100000 SH SOLE 100000 Supertex Inc COM 868532102 2451 130000 SH SOLE 130000 Support Inc COM 86858W101 3340 1047100 SH SOLE 1047100 Symantec Corp COM 871503108 438 30000 SH SOLE 30000 Synaptics Inc COM 87157D109 2863 100000 SH SOLE 100000 Taiwan Semiconductor Mfg Ltd SponsoreADR 874039100 670 48000 SH SOLE 48000 Techtarget Inc COM 87874R100 61 12200 SH SOLE 12200 Tessera Technologies Inc COM 88164L100 5136 334200 SH SOLE 334200 Trunkbow Intl Hldgs Ltd COM 89818A102 60 50000 SH SOLE 50000 Vasco Data Sec Intl Inc COM 92230Y104 1636 200000 SH SOLE 200000 Viasat Inc COM 92552V100 3777 100000 SH SOLE 100000 Web Group Inc COM 94733A104 4568 250000 SH SOLE 250000 Websense Inc COM 947684106 9365 500000 SH SOLE 500000 Western Digital Corp COM 958102105 274 9000 SH SOLE 9000 Xilinx Inc COM 983919101 403 12000 SH SOLE 12000