0001512022-12-000003.txt : 20120814
0001512022-12-000003.hdr.sgml : 20120814
20120814145506
ACCESSION NUMBER: 0001512022-12-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Herald Investment Management Ltd
CENTRAL INDEX KEY: 0001512022
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14180
FILM NUMBER: 121032100
BUSINESS ADDRESS:
STREET 1: 10-11 CHARTERHOUSE SQUARE
CITY: LONDON
STATE: X0
ZIP: EC1M 6EE
BUSINESS PHONE: 0207 553 6308
MAIL ADDRESS:
STREET 1: 10-11 CHARTERHOUSE SQUARE
CITY: LONDON
STATE: X0
ZIP: EC1M 6EE
13F-HR
1
submission_file.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: June 30th, 2012
------------------
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Herald Investment Management Limited
---------------------
Address: 10-11 Chartetrhouse Square
---------------------
London, EC1M 6EE, United Kingdom
---------------------
Form 13F File Number:
-----
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Andrew Miller
---------------------
Title: Chief Finance Officer
---------------------
Phone: 0207 553 6308
---------------------
Signature, Place, and Date of Signing:
/s/ Andrew Miller London,UK 08-14-2012
------------------ --------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- _______________ ______________________________
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------
Form 13F Information Table Entry Total: 77
----------
Form 13F Information Table Value Total: $208,558 (x$1000)
----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
____ 28-________________ _________________________
FORM 13F INFORMATION TABLE
--------------------------
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
-------------- -------- ------- ------- --------- ---------- ---------- --------- ------ -----------
CLASS (x$1000 PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------- ------- ------- --------- ---------- ---------- --------- ------ -----------
51Job Inc Sp Rep ADR 316827104 911 20000 SH SOLE 20000
Abovenet Inc COM 00374N107 9240 110000 SH SOLE 110000
Actuate Corp COM 00508B102 11047 1594100 SH SOLE 1594100
Acxiom Corp COM 005125109 725 48000 SH SOLE 48000
Advent Software Inc COM 007974108 13013 480000 SH SOLE 480000
Akamai Technologies Inc COM 00971T101 641 20200 SH SOLE 20200
Alliance Fiber Optic Prods I New COM 018680306 1685 188474 SH SOLE 188474
Altera Corp COM 021441100 426 12600 SH SOLE 12600
Amdocs Ltd Ord COM G02602103 788 26500 SH SOLE 26500
Anadigics Inc COM 032515108 1548 860000 SH SOLE 860000
Apple Inc COM 037833100 2336 4000 SH SOLE 4000
Atmi Inc COM 00207R101 12342 600000 SH SOLE 600000
Aviat Networks Inc COM 05366Y102 587 209800 SH SOLE 209800
Cadence Design System Inc COM 127387108 550 50000 SH SOLE 50000
Cavium Inc COM 14964U108 2100 75000 SH SOLE 75000
Ceragon Networks Ltd Ord COM M22013102 477 55700 SH SOLE 55700
Ceva Inc COM 157210105 5607 318382 SH SOLE 318382
Cisco Sys Inc COM 17275R102 584 34000 SH SOLE 34000
Descartes Sys Group Inc COM 249906108 4604 550000 SH SOLE 550000
E M C Corp Mass COM 268648102 402 15700 SH SOLE 15700
Emulex Corp New COM 292475209 2160 300000 SH SOLE 300000
Epiq Sys Inc COM 26882D109 3675 300000 SH SOLE 300000
Extreme Networks Inc COM 30226D106 4231 1230000 SH SOLE 1230000
F5 Networks Inc COM 315616102 747 7500 SH SOLE 7500
Falconstor Software Inc COM 306137100 783 300000 SH SOLE 300000
Google Inc Cl A COM 38259P508 940 1620 SH SOLE 1620
Integrated Device Technology COM 458118106 1349 240000 SH SOLE 240000
Intel Corp COM 458140100 1013 38000 SH SOLE 38000
Jabil Circuit Inc COM 466313103 407 20000 SH SOLE 20000
Keynote Sys Inc COM 493308100 4010 270000 SH SOLE 270000
Keyw Hldg Corp COM 493723100 1004 100000 SH SOLE 100000
Lantronix Inc New COM 516548203 1156 566666 SH SOLE 566666
Mellanox Technologies Ltd Shs COM M51363113 18159 256400 SH SOLE 256400
Mentor Graphics Corp COM 587200106 3750 250000 SH SOLE 250000
Microchip Technology Inc COM 595017104 490 14800 SH SOLE 14800
Micros Sys Inc COM 594901100 5120 100000 SH SOLE 100000
Microsoft Corp COM 594918104 642 21000 SH SOLE 21000
Mindspeed Technologies Inc New COM 602682205 2189 889800 SH SOLE 889800
Mips Technologies Inc COM 604567107 2668 400000 SH SOLE 400000
Mosys Inc COM 619718109 1620 500000 SH SOLE 500000
Netscout Sys Inc COM 64115T104 3239 150000 SH SOLE 150000
Nice Sys Ltd Sponsored ADR 653656108 659 18000 SH SOLE 18000
Nq Mobile Inc Repstg Cl A ADR 64118U108 205 25000 SH SOLE 25000
Parametric Technology Corp New COM 699173209 503 24000 SH SOLE 24000
Pegasystems Inc COM 705573103 6283 190500 SH SOLE 190500
Plx Technology Inc COM 693417107 3175 500000 SH SOLE 500000
Pmc-Sierra Inc COM 69344F106 986 160600 SH SOLE 160600
Power Integrations Inc COM 739276103 1306 35000 SH SOLE 35000
Qualm Inc COM 747525103 1125 20200 SH SOLE 20200
Radisys Corp COM 750459109 663 105500 SH SOLE 105500
Radware Ltd Ord COM M81873107 8041 210000 SH SOLE 210000
Retalix Ltd Ord COM M8215W109 2243 113700 SH SOLE 113700
Rf Monolithics Inc COM 74955F106 356 200000 SH SOLE 200000
Saic Inc COM 78390X101 199 16450 SH SOLE 16450
Silicom Ltd Ord COM M84116108 693 50000 SH SOLE 50000
Silicon Image Inc COM 82705T102 289 70000 SH SOLE 70000
Silicon Motion Technology Co SponsoreADR 82706C108 9877 700000 SH SOLE 700000
Skyworks Solutions Inc COM 83088M102 601 22000 SH SOLE 22000
Spansion Inc Cl A New COM 84649R200 1331 121200 SH SOLE 121200
Splunk Inc Added COM 848637104 28 1000 SH SOLE 1000
Sps M Inc COM 78463M107 1519 50000 SH SOLE 50000
Standard Microsystems Corp COM 853626109 3689 100000 SH SOLE 100000
Stec Inc COM 784774101 780 100000 SH SOLE 100000
Supertex Inc COM 868532102 2451 130000 SH SOLE 130000
Support Inc COM 86858W101 3340 1047100 SH SOLE 1047100
Symantec Corp COM 871503108 438 30000 SH SOLE 30000
Synaptics Inc COM 87157D109 2863 100000 SH SOLE 100000
Taiwan Semiconductor Mfg Ltd SponsoreADR 874039100 670 48000 SH SOLE 48000
Techtarget Inc COM 87874R100 61 12200 SH SOLE 12200
Tessera Technologies Inc COM 88164L100 5136 334200 SH SOLE 334200
Trunkbow Intl Hldgs Ltd COM 89818A102 60 50000 SH SOLE 50000
Vasco Data Sec Intl Inc COM 92230Y104 1636 200000 SH SOLE 200000
Viasat Inc COM 92552V100 3777 100000 SH SOLE 100000
Web Group Inc COM 94733A104 4568 250000 SH SOLE 250000
Websense Inc COM 947684106 9365 500000 SH SOLE 500000
Western Digital Corp COM 958102105 274 9000 SH SOLE 9000
Xilinx Inc COM 983919101 403 12000 SH SOLE 12000