0001511901-19-000001.txt : 20190214 0001511901-19-000001.hdr.sgml : 20190214 20190214074543 ACCESSION NUMBER: 0001511901-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Broadfin Capital, LLC CENTRAL INDEX KEY: 0001511901 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14251 FILM NUMBER: 19600771 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-808-2463 MAIL ADDRESS: STREET 1: 300 PARK AVENUE, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false false 0001511901 XXXXXXXX 12-31-2018 12-31-2018 false Broadfin Capital, LLC
300 PARK AVENUE, 25th FLOOR New York NY 10022
13F HOLDINGS REPORT 028-14251 N
Kevin Kotler Managing Member 212-808-2460 Kevin Kotler New York NY 02-14-2019 1 50 760541 false 1 28-14254 Broadfin Healthcare Master Fund Ltd
INFORMATION TABLE 2 Form13fInfoTable.xml ADMA BIOLOGICS INC COM 000899104 10100 4226077 SH DFND 1 4226077 0 0 ACLARIS THERAPEUTICS INC COM 00461U105 13875 1877502 SH DFND 1 1877502 0 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 22328 2614468 SH DFND 1 2614468 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 5715 58700 SH DFND 1 58700 0 0 ALPHATEC HOLDINGS INC COM NEW 02081G201 1030 449585 SH DFND 1 449585 0 0 ANTARES PHARMA INC COM 036642106 9368 3444147 SH DFND 1 3444147 0 0 ARATANA THERAPEUTICS INC COM 03874P101 25030 4083135 SH DFND 1 4083135 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 8005 3102673 SH DFND 1 3102673 0 0 BIODELIVERY SCIENCES INTL IN COM 09060J106 16188 4375066 SH DFND 1 4375066 0 0 CATALYST PHARMACEUTICALS INC COM 14888U101 12035 6268298 SH DFND 1 6268298 0 0 DEXCOM INC COM 252131107 21552 179900 SH DFND 1 179900 0 0 DOVA PHARMACEUTICALS INC COM 25985T102 2667 351800 SH DFND 1 351800 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 1456 143300 SH DFND 1 143300 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 9889 240909 SH DFND 1 240909 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 14368 350000 SH Call DFND 1 350000 0 0 HERON THERAPEUTICS INC COM 427746102 3094 119294 SH DFND 1 119294 0 0 IDERA PHARMACEUTICALS INC COM PAR 45168K405 1348 486604 SH DFND 1 486604 0 0 INCYTE CORP COM 45337C102 11656 183300 SH DFND 1 183300 0 0 INTEGRA LIFESCIENCES HLDGS C COM NEW 457985208 8865 196572 SH DFND 1 196572 0 0 INTERSECT ENT INC COM 46071F103 8113 287900 SH DFND 1 287900 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 52668 5951153 SH DFND 1 5951153 0 0 KALA PHARMACEUTICALS INC COM 483119103 1658 339119 SH DFND 1 339119 0 0 KALVISTA PHARMACEUTICALS INC COM 483497103 2827 143129 SH DFND 1 143129 0 0 LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 18365 1947541 SH DFND 1 1947541 0 0 MIRATI THERAPEUTICS INC COM 60468T105 8484 200000 SH DFND 1 200000 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 10686 720600 SH DFND 1 720600 0 0 NEOS THERAPEUTICS INC COM 64052L106 4321 2618819 SH DFND 1 2618819 0 0 NEVRO CORP COM 64157F103 28950 744415 SH DFND 1 744415 0 0 NEVRO CORP COM 64157F103 11667 300000 SH Call DFND 1 300000 0 0 NOVELION THERAPEUTICS INC COM NEW 67001K202 1033 1229301 SH DFND 1 1229301 0 0 OPTINOSE INC COM 68404V100 4406 710600 SH DFND 1 710600 0 0 RECRO PHARMA INC COM 75629F109 14541 2048025 SH DFND 1 2048025 0 0 RETROPHIN INC COM 761299106 22995 1016114 SH DFND 1 1016114 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 174944 700000 SH Put DFND 1 700000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 50225 700000 SH Put DFND 1 700000 0 0 SIERRA ONCOLOGY INC COM 82640U107 6442 4880327 SH DFND 1 4880327 0 0 STRATA SKIN SCIENCES INC COM NEW 86272A206 5646 2171363 SH DFND 1 2171363 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 3383 89100 SH DFND 1 89100 0 0 TELIGENT INC NEW COM 87960W104 3868 2823383 SH DFND 1 2823383 0 0 TESARO INC COM 881569107 32835 442219 SH DFND 1 442219 0 0 TESARO INC COM 881569107 24131 325000 SH Call DFND 1 325000 0 0 VERICEL CORP COM 92346J108 3306 190000 SH DFND 1 190000 0 0 VIEWRAY INC COM 92672L107 5260 866500 SH DFND 1 866500 0 0 ZOGENIX INC COM NEW 98978L204 19542 535998 SH DFND 535998 0 0 BIOHAVEN PHARMACTL HLDG CO L COM G11196105 4782 129300 SH DFND 1 129300 0 0 LIVANOVA PLC SHS G5509L101 4665 51000 SH DFND 1 51000 0 0 OSMOTICA PHARMACEUTICALS PLC SHS G6S41R101 4096 528571 SH DFND 1 528571 0 0 QUOTIENT LTD SHS G73268107 10389 1697582 SH DFND 1 1697582 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 12641 2821722 SH DFND 1 2821722 0 0 SOL GEL TECHNOLOGIES SHS M8694L103 5103 847700 SH DFND 1 847700 0 0