0001221073-19-000075.txt : 20190722 0001221073-19-000075.hdr.sgml : 20190722 20190722172541 ACCESSION NUMBER: 0001221073-19-000075 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190722 DATE AS OF CHANGE: 20190722 EFFECTIVENESS DATE: 20190722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Clear Harbor Asset Management, LLC CENTRAL INDEX KEY: 0001511857 IRS NUMBER: 271506486 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14126 FILM NUMBER: 19966432 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2006 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-867-7310 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2006 CITY: NEW YORK STATE: NY ZIP: 10170 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511857 XXXXXXXX 06-30-2019 06-30-2019 Clear Harbor Asset Management, LLC
420 LEXINGTON AVENUE SUITE 2006 NEW YORK NY 10170
13F HOLDINGS REPORT 028-14126 N
Ian Armstrong Chief Compliance Officer 212 867-7310 /s/ Ian Armstrong New York NY 07-18-2019 0 253 496997 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1012781603SHSOLE 160300ABBOTT LABSCOM0028241007498912SHSOLE 891200ABBVIE INCCOM00287Y10973210072SHSOLE 1007200ALASKA AIR GROUP INCCOM0116591094827547SHSOLE 754700ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1026513841SHSOLE 384100ALLERGAN PLCSHSG0177J1088204895SHSOLE 489500ALLSTATE CORPCOM0200021013303246SHSOLE 324600ALPHABET INCCAP STK CL A02079K30527932579SHSOLE 257900ALPHABET INCCAP STK CL C02079K10747004348SHSOLE 434800AMAZON COM INCCOM0231351061326700SHSOLE 70000AMBAC FINL GROUP INCCOM NEW02313988442125000SHSOLE 2500000AMC ENTMT HLDGS INCCL A COM00165C10433335710SHSOLE 3571000AMC NETWORKS INCCL A00164V1033626645SHSOLE 664500AMC NETWORKS INCCL A00164V10343000SHCallSOLE 300000AMERICAN WTR WKS CO INC NEWCOM03042010322871197161SHSOLE 19716100AMERISOURCEBERGEN CORPCOM03073E1054645444SHSOLE 544400AMGEN INCCOM03116210011686336SHSOLE 633600ANTERO RES CORPCOM03674X1062420437655SHSOLE 43765500ANTERO RES CORPCOM03674X10604000SHCallSOLE 400000APOLLO GLOBAL MGMT LLCCL A SHS0376123062567450SHSOLE 745000APPLE INCCOM0378331001503175944SHSOLE 7594400APPLIED MATLS INCCOM03822210568015150SHSOLE 1515000AQUA AMERICA INCCOM03836W103153337058SHSOLE 3705800ARES COML REAL ESTATE CORPCOM04013V10874550117SHSOLE 5011700ASHFORD HOSPITALITY TR INCCOM SHS0441031094615500SHSOLE 1550000ASSURED GUARANTY LTDCOMG0585R1063788987SHSOLE 898700AT&T INCCOM00206R1023420102071SHSOLE 10207100ATLAS FINANCIAL HOLDINGS INCSHS NEWG062071154459985SHSOLE 5998500AUTODESK INCCOM0527691069786005SHSOLE 600500AVIS BUDGET GROUP INCCOM05377410580622920SHSOLE 2292000AXIS CAPITAL HOLDINGS LTDSHSG0692U109362260727SHSOLE 6072700BANK AMER CORPCOM06050510448416679SHSOLE 1667900BED BATH & BEYOND INCCOM07589610012110393SHSOLE 1039300BERKSHIRE HATHAWAY INC DELCL A0846701083181SHSOLE 100BERKSHIRE HATHAWAY INC DELCL B NEW084670702897642106SHSOLE 4210600BG STAFFING INCCOM05544A10924412934SHSOLE 1293400BLACKROCK INCOME TR INCCOM09247F10014023075SHSOLE 2307500BLUE CAP REINS HLDGS LTDCOMG1190F1071868283415SHSOLE 28341500BOEING COCOM09702310517684856SHSOLE 485600BRISTOL MYERS SQUIBB COCOM1101221083748237SHSOLE 823700BROOKDALE SR LIVING INCCOM11246310423933132SHSOLE 3313200CAESARS ENTMT CORPCOM12768610329024550SHSOLE 2455000CALIFORNIA WTR SVC GROUPCOM130788102397478493SHSOLE 7849300CAPSTEAD MTG CORPCOM NO PAR14067E50616720000SHSOLE 2000000CATERPILLAR INC DELCOM149123101661348525SHSOLE 4852500CBS CORP NEWCL B1248572026187123995SHSOLE 12399500CF INDS HLDGS INCCOM12526910067814525SHSOLE 1452500CHEMOURS COCOM16385110831513122SHSOLE 1312200CHERRY HILL MTG INVT CORPCOM16465110139324567SHSOLE 2456700CHESAPEAKE UTILS CORPCOM165303108610764270SHSOLE 6427000CHEVRON CORP NEWCOM166764100142611459SHSOLE 1145900CISCO SYS INCCOM17275R1024267783SHSOLE 778300CITIGROUP INCCOM NEW172967424569381292SHSOLE 8129200CITY OFFICE REIT INCCOM17858710161251032SHSOLE 5103200COCA COLA COCOM1912161004298432SHSOLE 843200COLGATE PALMOLIVE COCOM1941621032573584SHSOLE 358400COMCAST CORP NEWCL A20030N1013849078SHSOLE 907800COMMSCOPE HLDG CO INCCOM20337X109101464478SHSOLE 6447800CONNECTICUT WTR SVC INCCOM207797101443063539SHSOLE 6353900CONOCOPHILLIPSCOM20825C1042393913SHSOLE 391300CONSOLIDATED EDISON INCCOM20911510499511345SHSOLE 1134500CORE LABORATORIES N VCOMN22717107202838796SHSOLE 3879600CSX CORPCOM1264081034355623SHSOLE 562300CUI GLOBAL INCCOM NEW126576206115140115SHSOLE 14011500CVS HEALTH CORPCOM12665010071813181SHSOLE 1318100DANAHER CORPORATIONCOM2358511025754023SHSOLE 402300DEERE & COCOM2441991053372033SHSOLE 203300DIAGEO P L CSPON ADR NEW25243Q20512357168SHSOLE 716800DIAMONDBACK ENERGY INCCOM25278X109745568414SHSOLE 6841400DIME CMNTY BANCSHARESCOM25392210827614536SHSOLE 1453600DISCOVER FINL SVCSCOM2547091083073954SHSOLE 395400DISNEY WALT COCOM DISNEY2546871066664768SHSOLE 476800ECOLAB INCCOM278865100249312629SHSOLE 1262900EMC INS GROUP INCCOM26866410948613500SHSOLE 1350000EMERSON ELEC COCOM2910111043715563SHSOLE 556300ENPHASE ENERGY INCCOM29355A1071825100107SHSOLE 10010700ENTERPRISE PRODS PARTNERS LCOM29379210730410520SHSOLE 1052000EQT CORPCOM26884L10968843532SHSOLE 4353200EQUITRANS MIDSTREAM CORPORATCOM29460010156128475SHSOLE 2847500EVEREST RE GROUP LTDCOMG3223R108478419355SHSOLE 1935500EXTENDED STAY AMER INCUNIT 99/99/9999B30224P200135880429SHSOLE 8042900EXXON MOBIL CORPCOM30231G102347545351SHSOLE 4535100EZCORP INCCL A NON VTG30230110655358406SHSOLE 5840600FACEBOOK INCCL A30303M1028404350SHSOLE 435000FEDEX CORPCOM31428X1065813538SHSOLE 353800FIFTH THIRD BANCORPCOM31677310028110062SHSOLE 1006200FIRST TR SR FLOATING RATE 20COM SHS33740K10141346420SHSOLE 4642000FLEX LTDORDY2573F1029035944144SHSOLE 94414400FS KKR CAPITAL CORPCOM30263510729048641SHSOLE 4864100GALLAGHER ARTHUR J & COCOM363576109316236105SHSOLE 3610500GAP INCCOM3647601081397715SHSOLE 771500GAP INCCOM364760108615000SHCallSOLE 1500000GARRISON CAP INCCOM366554103890129014SHSOLE 12901400GENERAL ELECTRIC COCOM36960410321620569SHSOLE 2056900GENERAL MTRS COCOM37045V10063516475SHSOLE 1647500GILEAD SCIENCES INCCOM3755581036018889SHSOLE 888900GLOBAL SHIP LEASE INC NEWCOM CL AY2718360029640170SHSOLE 4017000GLOBAL WTR RES INCCOM37946310225724577SHSOLE 2457700GRAPHIC PACKAGING HLDG COCOM38868910139228075SHSOLE 2807500GREENLIGHT CAPITAL RE LTDCLASS AG4095J10965877516SHSOLE 7751600HALLIBURTON COCOM40621610136315984SHSOLE 1598400HARRIS CORP DELCOM413875105311716482SHSOLE 1648200HARTFORD FINL SVCS GROUP INCCOM4165151047378132415SHSOLE 13241500HC2 HLDGS INCCOM4041391072410247SHSOLE 1024700HCA HEALTHCARE INCCOM40412C1018356180SHSOLE 618000HEALTH INS INNOVATIONS INCCOM CL A42225K10698137850SHSOLE 3785000HERITAGE INS HLDGS INCCOM42727J10258738095SHSOLE 3809500HERSHEY COCOM4278661082291712SHSOLE 171200HERTZ GLOBAL HLDGS INCCOM42806J10618511600SHSOLE 1160000HERTZ GLOBAL HLDGS INCRIGHT 07/12/201942806J1142311600SHSOLE 1160000HEXCEL CORP NEWCOM428291108266532955SHSOLE 3295500HILL INTERNATIONAL INCCOM43146610119371575SHSOLE 7157500HIMAX TECHNOLOGIES INCSPONSORED ADR43289P10617851160SHSOLE 5116000HOME DEPOT INCCOM4370761027273498SHSOLE 349800HONEYWELL INTL INCCOM438516106916952517SHSOLE 5251700HUNT COS FIN TR INCCOM44558T100637186658SHSOLE 18665800ILLUMINA INCCOM452327109397010785SHSOLE 1078500IMMUNOGEN INCCOM45253H10120092100SHSOLE 9210000INFINITY PHARMACEUTICALS INCCOM45665G30312167380SHSOLE 6738000INFORMATION SERVICES GROUP ICOM45675Y104381120435SHSOLE 12043500INTEL CORPCOM458140100115724171SHSOLE 2417100INTELLICHECK INCCOM NEW45817G20177391336685SHSOLE 133668500INTERNATIONAL BUSINESS MACHSCOM4592001013492529SHSOLE 252900INTL PAPER COCOM4601461033257503SHSOLE 750300INVESCO HIGH INCOME TR IICOM46131F10114910270SHSOLE 1027000INVESCO LTDSHSG491BT10821610548SHSOLE 1054800ISHARES GOLD TRUSTISHARES4642851053051226024SHSOLE 22602400ISHARES INCINTL HIGH YIELD4642862102314487SHSOLE 448700ISHARES TR20 YR TR BD ETF4642874327755833SHSOLE 583300ISHARES TR3 7 YR TREAS BD46428866112469906SHSOLE 990600ISHARES TRBARCLAYS 7 10 YR464287440156614237SHSOLE 1423700ISHARES TRCMBS ETF46429B3664768995SHSOLE 899500ISHARES TRCORE US AGGBD ET4642872262242013SHSOLE 201300ISHARES TRIBONDS DEC19 ETF46434VAU4112145055PRNSOLE 4505500ISHARES TRIBOXX INV CP ETF46428724211549278SHSOLE 927800ISHARES TRMBS ETF4642885883162933SHSOLE 293300ISHARES TRMSCI EMG MKT ETF4642872342155000SHSOLE 500000ISHARES TRSH TR CRPORT ETF46428864653510018SHSOLE 1001800ISHARES TRTRS FLT RT BD46434V86057511425SHSOLE 1142500ISHARES US ETF TRINT RT HDG C B46431W7053293495SHSOLE 349500JOHNSON & JOHNSONCOM478160104520937403SHSOLE 3740300JOHNSON CTLS INTL PLCSHSG51502105341982770SHSOLE 8277000JPMORGAN CHASE & COCOM46625H100530247421SHSOLE 4742100KELLOGG COCOM4878361084859060SHSOLE 906000KIMBERLY CLARK CORPCOM4943681033172381SHSOLE 238100KKR & CO INCCL A48251W10460824075SHSOLE 2407500KONTOOR BRANDS INCCOM50050N10353419053SHSOLE 1905300LABORATORY CORP AMER HLDGSCOM NEW50540R4093972298SHSOLE 229800LENNAR CORPCL A5260571043477167SHSOLE 716700LIQTECH INTL INCCOM53632A2014683472515SHSOLE 47251500LOWES COS INCCOM5486611075945885SHSOLE 588500MACQUARIE INFRASTRUCTURE CORCOM55608B105315177737SHSOLE 7773700MAGNOLIA OIL & GAS CORPCL A55966310946640251SHSOLE 4025100MAIDEN HOLDINGS LTDSHSG5753U112121188684SHSOLE 18868400MARATHON PETE CORPCOM56585A102303054220SHSOLE 5422000MARLIN BUSINESS SVCS CORPCOM5711571062419672SHSOLE 967200MARVELL TECHNOLOGY GROUP LTDORDG5876H10557223965SHSOLE 2396500MATADOR RES COCOM5764852052647133139SHSOLE 13313900MBIA INCCOM55262C10036238913SHSOLE 3891300MCKESSON CORPCOM58155Q1039487056SHSOLE 705600MDC PARTNERS INCCL A SUB VTG55269710422287952SHSOLE 8795200MERCK & CO INCCOM58933Y105233227809SHSOLE 2780900META FINL GROUP INCCOM59100U10829010325SHSOLE 1032500MICRON TECHNOLOGY INCCOM595112103010000SHPutSOLE 1000000MICRON TECHNOLOGY INCCOM595112103326184497SHSOLE 8449700MICROSOFT CORPCOM594918104486436309SHSOLE 3630900MONDELEZ INTL INCCL A6092071052524677SHSOLE 467700MORGAN STANLEYCOM NEW6174464482415500SHSOLE 550000MORGAN STANLEY EM MKTS DM DECOM61747710424235063SHSOLE 3506300MPLX LPCOM UNIT REP LTD55336V100121037600SHSOLE 3760000MYLAN N VSHS EURON5946510926613960SHSOLE 1396000NAVIOS MARITIME CONTAINERS LCOM UNIT RP LPY621511087840000SHSOLE 4000000NET 1 UEPS TECHNOLOGIES INCCOM NEW64107N2069423500SHSOLE 2350000NEW JERSEY RESCOM6460251066611132829SHSOLE 13282900NEWMONT GOLDCORP CORPORATIONCOM6516391062125508SHSOLE 550800NEXTERA ENERGY INCCOM65339F1012051000SHSOLE 100000NORFOLK SOUTHERN CORPCOM6558441084012011SHSOLE 201100NORTHWEST NAT HLDG COCOM66765N105506772905SHSOLE 7290500NUVEEN EMERGING MKTS DEBT 20COM67077P10121223873SHSOLE 2387300NUVEEN INT DUR QUAL MUN TRMCOM67067710344833696SHSOLE 3369600NVIDIA CORPCOM67066G1042341427SHSOLE 142700OAKTREE SPECIALTY LENDING COCOM67401P108739136390SHSOLE 13639000OCCIDENTAL PETE CORPCOM6745991052735428SHSOLE 542800ORACLE CORPCOM68389X1054728277SHSOLE 827700PARKER HANNIFIN CORPCOM701094104986858045SHSOLE 5804500PATTERSON UTI ENERGY INCCOM703481101107393225SHSOLE 9322500PEPSICO INCCOM7134481084603509SHSOLE 350900PERMA-FIX ENVIRONMENTAL SVCSCOM NEW7141572039022930SHSOLE 2293000PFIZER INCCOM717081103151134872SHSOLE 3487200PHILIP MORRIS INTL INCCOM7181721092443106SHSOLE 310600PIERIS PHARMACEUTICALS INCCOM7207951034710000SHSOLE 1000000PIONEER NAT RES COCOM7237871071020466318SHSOLE 6631800PNC FINL SVCS GROUP INCCOM693475105156811424SHSOLE 1142400PROCTER AND GAMBLE COCOM742718109190017330SHSOLE 1733000PURE ACQUISITION CORP*W EXP 04/17/20274621Q1145450000SHSOLE 5000000PURE ACQUISITION CORPCL A74621Q10670068993SHSOLE 6899300PURECYCLE CORPCOM NEW746228303103197221SHSOLE 9722100PUTNAM PREMIER INCOME TRSH BEN INT7468531006312325SHSOLE 1232500PVH CORPCOM6936561005545851SHSOLE 585100QEP RES INCCOM74733V10048166505SHSOLE 6650500QORVO INCCOM74736K101431364750SHSOLE 6475000QUALCOMM INCCOM747525103213028006SHSOLE 2800600RAYTHEON COCOM NEW75511150711246463SHSOLE 646300ROPER TECHNOLOGIES INCCOM77669610687626239244SHSOLE 23924400S&P GLOBAL INCCOM78409V104383316825SHSOLE 1682500SALESFORCE COM INCCOM79466L3028405538SHSOLE 553800SANOFIRIGHT 12/31/202080105N113815635SHSOLE 1563500SAP SESPON ADR8030542049987298SHSOLE 729800SCORPIO TANKERS INCSHSY7542C13069023373SHSOLE 2337300SJW GROUPCOM7843051043395575SHSOLE 557500SMUCKER J M COCOM NEW8326964055134452SHSOLE 445200SOLAR CAP LTDCOM83413U1003777183991SHSOLE 18399100SOUTH JERSEY INDS INCCOM838518108334699189SHSOLE 9918900SPDR GOLD TRUSTGOLD SHS78463V1078166123SHSOLE 612300SPDR S&P 500 ETF TRTR UNIT78462F103363212395SHSOLE 1239500SPIRIT MTA REITCOM SHS BEN IN84861U10543752423SHSOLE 5242300STONECASTLE FINL CORPCOM86178010432214764SHSOLE 1476400STRYKER CORPCOM8636671014912389SHSOLE 238900SUNCOKE ENERGY INCCOM86722A10322825625SHSOLE 2562500TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS8740391008456215888SHSOLE 21588800TECOGEN INC NEWCOM NEW87876P2012200586730SHSOLE 58673000TITAN INTL INC ILLCOM88830M102827169180SHSOLE 16918000TOLL BROTHERS INCCOM889478103107429330SHSOLE 2933000TRAVELERS COMPANIES INCCOM89417E1092781857SHSOLE 185700TRIMBLE INCCOM89623910013577300980SHSOLE 30098000TWO HBRS INVT CORPCOM NEW90187B4081824143981SHSOLE 14398100UNION PACIFIC CORPCOM907818108200711869SHSOLE 1186900UNITED INS HLDGS CORPCOM91071010234023839SHSOLE 2383900UNITED TECHNOLOGIES CORPCOM9130171095414156SHSOLE 415600UNITEDHEALTH GROUP INCCOM91324P10215946533SHSOLE 653300VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835441653163SHSOLE 5316300VANGUARD INDEX FDSMCAP VL IDXVIP9229085126555882SHSOLE 588200VANGUARD INDEX FDSTOTAL STK MKT922908769406927111SHSOLE 2711100VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775472892718SHSOLE 9271800VANGUARD SCOTTSDALE FDSMORTG-BACK SEC92206C77196618280SHSOLE 1828000VERISK ANALYTICS INCCOM92345Y1063562429SHSOLE 242900VERIZON COMMUNICATIONS INCCOM92343V1043546204SHSOLE 620400VERMILION ENERGY INCCOM92372510536216640SHSOLE 1664000VIACOM INC NEWCL B92553P20152717650SHSOLE 1765000WALGREENS BOOTS ALLIANCE INCCOM931427108378369195SHSOLE 6919500WELLS FARGO CO NEWCOM949746101104722117SHSOLE 2211700WESTERN ASSET EMRG MKT DEBTCOM95766A10137125917SHSOLE 2591700WESTERN ASSET GLOBAL CP DEFICOM95790C10774243243SHSOLE 4324300WESTERN ASSET HGH YLD DFNDFDCOM95768B10746531044SHSOLE 3104400WESTERN DIGITAL CORPCOM958102105199942049SHSOLE 4204900WESTROCK COCOM96145D105200254889SHSOLE 5488900WIDEPOINT CORPCOM9675901002150000SHSOLE 5000000WISDOMTREE TREUROPE HEDGED EQ97717X7013274943SHSOLE 494300WISDOMTREE TRJAPN HEDGE EQT97717W8513176505SHSOLE 650500WORLDPAY INCCL A9815581097045744SHSOLE 574400XAI OCTAGON FLOATNG RATE ALTCOM98400T10632435250SHSOLE 3525000YETI HLDGS INCCOM98585X10463221845SHSOLE 2184500YORK WTR COCOM987184108108930475SHSOLE 3047500