0001172661-23-002777.txt : 20230807
0001172661-23-002777.hdr.sgml : 20230807
20230807161210
ACCESSION NUMBER: 0001172661-23-002777
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230807
DATE AS OF CHANGE: 20230807
EFFECTIVENESS DATE: 20230807
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shaker Financial Services, LLC
CENTRAL INDEX KEY: 0001511794
IRS NUMBER: 841723449
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14234
FILM NUMBER: 231147751
BUSINESS ADDRESS:
STREET 1: 1100 N. GLEBE RD.
STREET 2: SUITE 1010
CITY: ARLINGTON
STATE: VA
ZIP: 22201
BUSINESS PHONE: (703) 258-0090
MAIL ADDRESS:
STREET 1: 1100 N. GLEBE RD.
STREET 2: SUITE 1010
CITY: ARLINGTON
STATE: VA
ZIP: 22201
13F-HR
1
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06-30-2023
06-30-2023
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Shaker Financial Services, LLC
1100 N. Glebe Rd.
Suite 1010
Arlington
VA
22201
13F HOLDINGS REPORT
028-14234
000121534
801-62679
N
Kathryn S. Baummer
Managing Partner, Performance Analytics & Reporting
410-224-0572
/s/ Kathryn S. Baummer
Arlington
VA
08-07-2023
0
159
228942809
INFORMATION TABLE
2
infotable.xml
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SH
SOLE
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0
ABRDN AUSTRALIA EQUITY FD IN
COM
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287021
66594
SH
SOLE
66594
0
0
ABRDN EMRG MKTS EQTY INCM FD
COM
00301W105
382493
73698
SH
SOLE
73698
0
0
ABRDN GLOBAL DYNAMIC DIVIDEN
COM
00302M106
1612623
169038
SH
SOLE
169038
0
0
ABRDN JAPAN EQUITY FUND INC
COM
00306J109
403492
66473
SH
SOLE
66473
0
0
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
2772104
164908
SH
SOLE
164908
0
0
ADVENT CONV & INCOME FD
COM
00764C109
1649708
140760
SH
SOLE
139364
0
1396
ALLSPRING GLOBAL DIVIDEND OP
COM
94987C103
1754474
394154
SH
SOLE
391804
0
2350
ALLSPRING INCOME OPPORTUNIT
INC OPPTY FD
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3506006
539661
SH
SOLE
539661
0
0
ALLSPRING MULTI SECTOR INCOM
COM
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1397969
149947
SH
SOLE
149224
0
723
ANGEL OAK FINL STRATEGIES IN
COM BEN INT
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SH
SOLE
69302
0
0
APOLLO TACTICAL INCOME FD IN
COM
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1915505
150946
SH
SOLE
148210
0
2736
APPLE INC
COM
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213367
1100
SH
SOLE
1100
0
0
ARES DYNAMIC CR ALLOCATION F
COM
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SOLE
66749
0
0
BANCROFT FD LTD
COM
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SOLE
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0
1064
BLACKROCK CORPOR HI YLD FD I
COM
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SOLE
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0
1129
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COM
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10415
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SOLE
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COM NEW
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4010078
409610
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SOLE
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534
BLACKROCK ENHANCD CAP & INM
COM
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48528
SH
SOLE
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0
747
BLACKROCK ENHANCED EQUITY DI
COM
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SH
SOLE
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0
2156
BLACKROCK ENHANCED INTL DIV
COM BENE INTER
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SH
SOLE
57100
0
0
BLACKROCK HEALTH SCIENCES TE
COM SHS
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SOLE
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0
BLACKROCK INNOVATION AND GRW
SHS BEN INT
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235500
30000
SH
SOLE
30000
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COM SHS
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120680
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SOLE
118727
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COM SHS BN INT
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153064
SH
SOLE
152555
0
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BLACKSTONE SENI FLTN RAT 202
COM
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76265
SH
SOLE
74791
0
1474
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COM
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0
BNY MELLON HIGH YIELD STRATE
SH BEN INT
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SH
SOLE
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0
0
BRANDYWINEGBL GBL INCM OPP F
COM
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SH
SOLE
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0
0
CALAMOS GBL DYN INCOME FUND
COM
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2717182
451359
SH
SOLE
449901
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1458
CALAMOS GLOBAL TOTAL RETURN
COM SH BEN INT
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361422
37260
SH
SOLE
37260
0
0
CALAMOS LNG SHR EQT DYNAMIC
COM
12812C106
3249582
210057
SH
SOLE
208078
0
1979
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
1803498
122271
SH
SOLE
121494
0
777
CENTRAL SECS CORP
COM
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7094717
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SH
SOLE
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CHINA FD INC
COM
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591404
53424
SH
SOLE
53424
0
0
CLOUGH GLOBAL DIVID & INCOME
COM
18913Y103
431408
77731
SH
SOLE
77731
0
0
CLOUGH GLOBAL EQUITY FD
COM
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80870
SH
SOLE
80870
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
1826827
364636
SH
SOLE
361934
0
2702
COHEN & STEERS CLOSED-END OP
COM
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108816
SH
SOLE
108816
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COHEN & STEERS LTD DURATION
COM
19248C105
1121730
61633
SH
SOLE
61633
0
0
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COM
278274105
491633
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SH
SOLE
29814
0
0
EATON VANCE ENHANCED EQUITY
COM
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1767908
98821
SH
SOLE
98821
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EATON VANCE FLTING RATE INC
COM
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SH
SOLE
173336
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2099
EATON VANCE LTD DURATION INC
COM
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SH
SOLE
226029
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EATON VANCE SHORT DURATION D
COM
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SH
SOLE
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COM
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SOLE
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SH BEN INT
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SOLE
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EATON VANCE TAX ADVT DIV INC
COM
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SOLE
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EATON VANCE TAX MNGED BUY WR
COM
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SOLE
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COM
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SOLE
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COM
27828Y108
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SOLE
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COM
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SOLE
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739
EATON VANCE TAX-MANAGED GLOB
COM
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SOLE
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COM
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SOLE
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EATON VANCE TX ADV GLBL DIV
COM
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SOLE
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ECOFIN SUSTAINABLE AND SOCIA
COM SH BEN INT
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SOLE
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0
ELLSWORTH GROWTH & INCOME FD
COM
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SOLE
22059
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EUROPEAN EQUITY FD INC
COM
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SH
SOLE
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276
FIRST TR DYNAMIC EUROPE EQUI
COM SHS
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433160
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SH
SOLE
33053
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0
FIRST TR ENERGY INFRASTRCTR
COM
33738C103
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SOLE
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FIRST TR ENHANCED EQUITY INC
COM
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SOLE
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FIRST TR HIGH INCOME LONG /
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SH
SOLE
127676
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FIRST TR HIGH YIELD OPPRT 20
COM
33741Q107
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SH
SOLE
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FIRST TR INTER DURATN PFD &
COM
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SOLE
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SOLE
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FRANKLIN LTD DURATION INCOME
COM
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SOLE
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FRANKLIN UNVL TR
SH BEN INT
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SOLE
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GABELLI DIVID & INCOME TR
COM
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SOLE
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GENERAL AMERN INVS CO INC
COM
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SOLE
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TAX ADV GLB SH
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SOLE
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SOLE
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HANCOCK JOHN PFD INCOME FD I
COM
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SOLE
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HIGHLAND GLOBAL ALLOCATION F
COM
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SOLE
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INVESCO BD FD
COM
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SOLE
11810
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INVESCO HIG INCM 2023 TARG T
COM
46135X108
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SH
SOLE
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0
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INVESCO HIGH INCOME TR II
COM
46131F101
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SOLE
106664
0
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INVESCO QQQ TR
UNIT SER 1
46090E103
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626
SH
SOLE
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33
INVESCO SR INCOME TR
COM
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SOLE
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JAPAN SMALLER CAPITALIZATION
COM
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SOLE
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JOHN HANCOCK HEDGED EQUITY &
COM
47804L102
1464216
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SH
SOLE
134887
0
940
KOREA FD INC
COM NEW
500634209
294943
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SH
SOLE
12746
0
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LAZARD GLOBAL TOTAL RETURN &
COM
52106W103
281948
18062
SH
SOLE
18062
0
0
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
3044310
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SH
SOLE
560777
0
1942
MACQUARIE / FIRST TR GLOBAL
COM
55607W100
175259
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SH
SOLE
22469
0
0
MEXICO EQUITY & INCOME FD
COM
592834105
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88775
SH
SOLE
88775
0
0
MEXICO FD INC
COM
592835102
477056
28430
SH
SOLE
28430
0
0
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SH BEN INT
552727109
662494
104991
SH
SOLE
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0
5559
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
366753
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SH
SOLE
81320
0
0
MFS SPL VALUE TR
SH BEN INT
55274E102
567000
138971
SH
SOLE
138971
0
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MORGAN STANLEY CHINA A SH FD
COM
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SH
SOLE
40329
0
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MORGAN STANLEY EMERGING MKTS
COM
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126744
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SH
SOLE
26571
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0
1758
NEUBERGER BERMAN REAL ESTATE
COM
64190A103
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103485
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0
4480
NEW GERMANY FD INC
COM
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SH
SOLE
220862
0
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NUVEEN CORE EQUITY ALPHA FD
COM
67090X107
2121257
164508
SH
SOLE
164264
0
244
NUVEEN CORE PLUS IMPACT FUND
COM BEN INT
67080D103
142773
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SH
SOLE
14202
0
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NUVEEN CR STRATEGIES INCOME
COM SHS
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SH
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NUVEEN FLOATING RATE INCOME
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COM SHS
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SH
SOLE
83333
0
0
NUVEEN GLOBAL HIGH INCOME FD
SHS
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637889
56583
SH
SOLE
56583
0
0
NUVEEN MULTI ASSET INCOME FU
COM
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1874723
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SH
SOLE
166631
0
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COM
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2143872
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SH
SOLE
332995
0
1229
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COM
67074Y105
941319
81804
SH
SOLE
81804
0
0
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
215878
28405
SH
SOLE
27083
0
1322
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
3274203
242230
SH
SOLE
242230
0
0
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COM
6706EW100
2412101
151233
SH
SOLE
150042
0
1191
NUVEEN SHORT DURATION CR OPP
COM
67074X107
865841
74251
SH
SOLE
72185
0
2066
NUVEEN SR INCOME FD
COM
67067Y104
2632322
569336
SH
SOLE
564607
0
4729
NUVEEN TAXABLE MUNICPAL INM
COM
67074C103
550238
34918
SH
SOLE
34918
0
0
PGIM GLOBAL HIGH YIELD FD FO
COM
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70111
SH
SOLE
70111
0
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COM
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524500
42230
SH
SOLE
42230
0
0
PGIM SHORT DUR HIG YLD OPP F
COM
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SH
SOLE
79823
0
0
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COM BEN SHS
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84046
SH
SOLE
84046
0
0
PIMCO INCOME STRATEGY FD
COM
72201H108
1786273
215945
SH
SOLE
215945
0
0
PIMCO INCOME STRATEGY FD II
COM
72201J104
1609148
221045
SH
SOLE
220826
0
219
PIONEER DIVERSIFIED HIGH INC
COM
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2394367
237066
SH
SOLE
236181
0
885
PIONEER FLOATING RATE FUND I
COM
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748963
86286
SH
SOLE
86286
0
0
PIONEER HIGH INCOME FUND INC
COM
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2339179
348092
SH
SOLE
347010
0
1082
PRINCIPAL REAL ESTATE INCOME
SHS BEN INT
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107040
11315
SH
SOLE
11315
0
0
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
314654
98987
SH
SOLE
98987
0
0
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
621120
175514
SH
SOLE
174123
0
1391
RIVERNORTH CAP AND INCM FD I
COM
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299349
19413
SH
SOLE
19413
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
2414566
282736
SH
SOLE
281691
0
1045
RIVERNORTH OPPORTUNITIES FD
COM
76881Y109
1838580
160715
SH
SOLE
158866
0
1849
ROYCE GLOBAL VALUE TR INC
COM
78081T104
796137
86162
SH
SOLE
86162
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
1247514
142573
SH
SOLE
142573
0
0
ROYCE VALUE TR INC
COM
780910105
4598768
333244
SH
SOLE
332969
0
275
SOURCE CAP INC
COM
836144105
4277739
111632
SH
SOLE
111632
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
864396
1950
SH
SOLE
1920
0
30
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
2537256
226137
SH
SOLE
223050
0
3087
SPROTT FOCUS TR INC
COM
85208J109
4379131
550834
SH
SOLE
547521
0
3313
SRH TOTAL RETURN FUND INC
COM
101507101
7880692
593426
SH
SOLE
592548
0
878
SWISS HELVETIA FD INC
COM
870875101
2376872
289157
SH
SOLE
283821
0
5336
TAIWAN FD INC
COM
874036106
1062915
33921
SH
SOLE
33543
0
378
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
288851
16941
SH
SOLE
16941
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
882619
65186
SH
SOLE
63569
0
1617
TEMPLETON DRAGON FD INC
COM
88018T101
1080892
118649
SH
SOLE
118649
0
0
TEMPLETON EMERGING MKTS FD
COM
880191101
316744
26752
SH
SOLE
26752
0
0
TEMPLETON EMERGING MKTS INCO
COM
880192109
645136
125269
SH
SOLE
125269
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
493965
119315
SH
SOLE
117032
0
2283
THORNBURG INCM BUILDER OPP T
COM
885213108
266525
17500
SH
SOLE
17268
0
232
TRI CONTL CORP
COM
895436103
1939856
70746
SH
SOLE
70044
0
702
VIRTUS CONVERTIBLE & INC FD
COM
92838U108
387480
123401
SH
SOLE
123401
0
0
VIRTUS CONVERTIBLE & INCOME
COM
92838X102
246683
70200
SH
SOLE
70200
0
0
VIRTUS DIVERSIFIED INCM & CO
COM
92840N100
758822
37650
SH
SOLE
37650
0
0
VIRTUS DIVIDEND INTEREST & P
COM
92840R101
337631
27652
SH
SOLE
27652
0
0
VIRTUS GLOBAL MULTI-SECTOR I
COM
92829B101
3076163
411802
SH
SOLE
411802
0
0
VIRTUS TOTAL RETURN FD INC
COM
92835W107
103689
17054
SH
SOLE
17054
0
0
VOYA ASIA PAC HIGH DIV EQT I
COM
92912J102
1132761
184489
SH
SOLE
180740
0
3749
VOYA EMERGING MKTS HIGH DIVI
COM
92912P108
336268
64419
SH
SOLE
64419
0
0
VOYA GLBL ADV & PREM OPP FD
COM
92912R104
2808710
328889
SH
SOLE
328889
0
0
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
139613
27162
SH
SOLE
27162
0
0
WESTERN ASSET DIVERSIFIED IN
COM SHS BEN INT
95790K109
769483
56562
SH
SOLE
56562
0
0
WESTERN ASSET EMERGING MKTS
COM
95766A101
1272092
146883
SH
SOLE
146883
0
0
WESTERN ASSET HIGH INCOME OP
COM
95766K109
418116
110200
SH
SOLE
110200
0
0