0001172661-16-004096.txt : 20161102 0001172661-16-004096.hdr.sgml : 20161102 20161102155947 ACCESSION NUMBER: 0001172661-16-004096 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 EFFECTIVENESS DATE: 20161102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Shaker Financial Services, LLC CENTRAL INDEX KEY: 0001511794 IRS NUMBER: 841723449 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14234 FILM NUMBER: 161967751 BUSINESS ADDRESS: STREET 1: 1220 N. FILLMORE ST. STREET 2: SUITE 400 CITY: ARLINGTON STATE: VA ZIP: 22201 BUSINESS PHONE: (703) 258-0090 MAIL ADDRESS: STREET 1: 1220 N. FILLMORE ST. STREET 2: SUITE 400 CITY: ARLINGTON STATE: VA ZIP: 22201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001511794 XXXXXXXX 09-30-2016 09-30-2016 false Shaker Financial Services, LLC

1220 N. Fillmore St. Suite 400 Arlington VA 22201

13F HOLDINGS REPORT 028-14234 N Kathryn S. Baummer 410-224-0572 /s/ Kathryn S. Baummer Arlington VA 11-02-2016 0 112 152485 INFORMATION TABLE 2 infotable.xml ABERDEEN ASIA PACIFIC INCOM COM 003009107 261 51000 SH SOLE 51000 0 0 ABERDEEN GLOBAL INCOME FD IN COM 003013109 692 78639 SH SOLE 75220 0 3419 ADAMS DIVERSIFIED EQUITY FD COM 006212104 7577 576183 SH SOLE 541238 0 34945 ADVENT CLAYMORE CV SECS & IN COM 00764C109 367 25140 SH SOLE 25140 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 885 105945 SH SOLE 95995 0 9950 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 142 11216 SH SOLE 11216 0 0 ALPINE GLOBAL DYNAMIC DIVD F COM NEW 02082E205 129 14800 SH SOLE 14800 0 0 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 617 80897 SH SOLE 80897 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 577 34075 SH SOLE 27414 0 6661 APOLLO TACTICAL INCOME FD IN COM 037638103 1092 70651 SH SOLE 69000 0 1651 ARES DYNAMIC CR ALLOCATION F COM 04014F102 2209 148745 SH SOLE 136396 0 12349 AVENUE INCOME CR STRATEGIES COM 05358E106 2229 171847 SH SOLE 155294 0 16553 BLACKROCK CORPOR HI YLD FD I COM 09255P107 590 54545 SH SOLE 50542 0 4003 BLACKROCK DEBT STRAT FD INC COM 09255R103 1782 488225 SH SOLE 433379 0 54846 BLACKROCK FLOAT RATE OME STR COM 09255X100 1496 107949 SH SOLE 105736 0 2213 BLACKROCK FLOATING RATE INCO COM 091941104 712 52697 SH SOLE 46596 0 6101 BLACKROCK GLOBAL OPP EQTY TR COM 092501105 1121 91482 SH SOLE 88094 0 3388 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 1419 239212 SH SOLE 235008 0 4204 BLACKROCK LTD DURATION INC T COM SHS 09249W101 1158 74645 SH SOLE 70019 0 4626 BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 803 51685 SH SOLE 45136 0 6549 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 666 44622 SH SOLE 40873 0 3749 BOULDER GROWTH & INCOME FD I COM 101507101 4860 579931 SH SOLE 556527 0 23404 BROOKFIELD HIGH INCOME FD IN COM 11272P102 2958 404080 SH SOLE 377969 0 26111 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 289 26283 SH SOLE 24388 0 1895 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 658 63666 SH SOLE 59933 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