<SEC-DOCUMENT>0000950142-18-001949.txt : 20181001 <SEC-HEADER>0000950142-18-001949.hdr.sgml : 20181001 <ACCEPTANCE-DATETIME>20181001092928 ACCESSION NUMBER: 0000950142-18-001949 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181001 FILED AS OF DATE: 20181001 DATE AS OF CHANGE: 20181001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tozier Scott CENTRAL INDEX KEY: 0001511133 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38636 FILM NUMBER: 181096068 MAIL ADDRESS: STREET 1: ALBEMARLE CORP STREET 2: 451 FLORIDA STREET CITY: BATON ROUGE STATE: LA ZIP: 70801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Garrett Motion Inc. CENTRAL INDEX KEY: 0001735707 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 824873189 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LA PIECE 16 CITY: ROLLE STATE: V8 ZIP: 1180 BUSINESS PHONE: 41-21-695-3000 MAIL ADDRESS: STREET 1: LA PIECE 16 CITY: ROLLE STATE: V8 ZIP: 1180 FORMER COMPANY: FORMER CONFORMED NAME: Garrett Transportation Systems Inc. DATE OF NAME CHANGE: 20180327 </SEC-HEADER> <DOCUMENT> <TYPE>3 <SEQUENCE>1 <FILENAME>es1801085_3-tozier.xml <DESCRIPTION>OWNERSHIP DOCUMENT <TEXT> <XML> <?xml version="1.0"?> <ownershipDocument> <schemaVersion>X0206</schemaVersion> <documentType>3</documentType> <periodOfReport>2018-10-01</periodOfReport> <noSecuritiesOwned>1</noSecuritiesOwned> <issuer> <issuerCik>0001735707</issuerCik> <issuerName>Garrett Motion Inc.</issuerName> <issuerTradingSymbol>GTX</issuerTradingSymbol> </issuer> <reportingOwner> <reportingOwnerId> <rptOwnerCik>0001511133</rptOwnerCik> <rptOwnerName>Tozier Scott</rptOwnerName> </reportingOwnerId> <reportingOwnerAddress> <rptOwnerStreet1>C/O ALBEMARLE CORP., 451 FLORIDA STREET</rptOwnerStreet1> <rptOwnerStreet2></rptOwnerStreet2> <rptOwnerCity>BATON ROUGE</rptOwnerCity> <rptOwnerState>LA</rptOwnerState> <rptOwnerZipCode>70801</rptOwnerZipCode> <rptOwnerStateDescription></rptOwnerStateDescription> </reportingOwnerAddress> <reportingOwnerRelationship> <isDirector>1</isDirector> <isOfficer>0</isOfficer> <isTenPercentOwner>0</isTenPercentOwner> <isOther>0</isOther> <officerTitle></officerTitle> <otherText></otherText> </reportingOwnerRelationship> </reportingOwner> <remarks>Exhibit 24.1: Power of Attorney</remarks> <ownerSignature> <signatureName>/s/ Jerome Maironi, as Attorney-in-Fact</signatureName> <signatureDate>2018-10-01</signatureDate> </ownerSignature> </ownershipDocument> </XML> </TEXT> </DOCUMENT> <DOCUMENT> <TYPE>EX-24.1 <SEQUENCE>2 <FILENAME>es1801085_ex2401.htm <DESCRIPTION>EXHIBIT 24.1 <TEXT> <html> <head> <title></title> <!--Licensed to: Paul Weiss Document created using EDGARfilings PROfile 4.3.3.2 Copyright 1995 - 2018 Broadridge--> </head> <body style="FONT-SIZE: 10pt; FONT-FAMILY: Arial" text="#000000" bgcolor="#ffffff"> <div style="TEXT-ALIGN: right"><font style="FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold">EXHIBIT 24.1</font><br> <div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman'; FONT-WEIGHT: bold; TEXT-ALIGN: center; LINE-HEIGHT: 1.25"><u>Power of Attorney</u></div> <div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; LINE-HEIGHT: 1.25; TEXT-INDENT: 36pt">Know all by these presents, that the undersigned hereby constitutes and appoints each of the following officers of Garrett Motion Inc. (the “Company”):</div> <div> <table id="z0c5361349b404f179affbac0a243186a" class="DSPFListTable" style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman'; WIDTH: 100%" cellspacing="0" cellpadding="0"> <tr> <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; MARGIN-LEFT: 36pt; LINE-HEIGHT: 1.25">(i)</div> </td> <td style="WIDTH: auto; VERTICAL-ALIGN: top"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; LINE-HEIGHT: 1.25">Chief Executive Officer,</div> </td> </tr> </table> </div> <div> <table id="z1adf7b96385f4b2d95c5ffe6a193cb01" class="DSPFListTable" style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman'; WIDTH: 100%" cellspacing="0" cellpadding="0"> <tr> <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; MARGIN-LEFT: 36pt; LINE-HEIGHT: 1.25">(ii)</div> </td> <td style="WIDTH: auto; VERTICAL-ALIGN: top"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; LINE-HEIGHT: 1.25">President,</div> </td> </tr> </table> </div> <div> <table id="z03cd6ecad0f4442d95de6c8a85b33bc7" class="DSPFListTable" style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman'; WIDTH: 100%" cellspacing="0" cellpadding="0"> <tr> <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; MARGIN-LEFT: 36pt; LINE-HEIGHT: 1.25">(iii)</div> </td> <td style="WIDTH: auto; VERTICAL-ALIGN: top"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; LINE-HEIGHT: 1.25">General Counsel,</div> </td> </tr> </table> </div> <div> <table id="z65a153a1169048a49b5c3545ad930415" class="DSPFListTable" style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman'; WIDTH: 100%" cellspacing="0" cellpadding="0"> <tr> <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; MARGIN-LEFT: 36pt; LINE-HEIGHT: 1.25">(iv)</div> </td> <td style="WIDTH: auto; VERTICAL-ALIGN: top"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; LINE-HEIGHT: 1.25">Chief Financial Officer,</div> </td> </tr> </table> </div> <div> <table id="z0b8ceea3fd1941c397e58d63b6a5808b" class="DSPFListTable" style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman'; WIDTH: 100%" cellspacing="0" cellpadding="0"> <tr> <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; MARGIN-LEFT: 36pt; LINE-HEIGHT: 1.25">(v)</div> </td> <td style="WIDTH: auto; VERTICAL-ALIGN: top"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; LINE-HEIGHT: 1.25">Senior Legal Counsel, and</div> </td> </tr> </table> </div> <div> <table id="z835ad7c8e37148b1826d8ce5252b498b" class="DSPFListTable" style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman'; WIDTH: 100%" cellspacing="0" cellpadding="0"> <tr> <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; MARGIN-LEFT: 36pt; LINE-HEIGHT: 1.25">(vi)</div> </td> <td style="WIDTH: auto; VERTICAL-ALIGN: top"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; LINE-HEIGHT: 1.25">Controller</div> </td> </tr> </table> </div> <div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; LINE-HEIGHT: 1.25; TEXT-INDENT: 36pt">signing singly, the undersigned’s true and lawful attorney-in-fact to:</div> <div style="MARGIN-BOTTOM: 12pt; TEXT-ALIGN: left; LINE-HEIGHT: 1.25; TEXT-INDENT: 36pt"><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">(1)</font>          <font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer, director or holder of 10% or more of the registered class of securities of the Company, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder;</font></div> <div style="MARGIN-BOTTOM: 12pt; TEXT-ALIGN: left; LINE-HEIGHT: 1.25; TEXT-INDENT: 36pt"><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">(2)</font>          <font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendment or amendments thereto, and timely file such forms or amendments with the United States Securities and Exchange Commission and any stock exchange or similar authority; and</font></div> <div style="MARGIN-BOTTOM: 12pt; TEXT-ALIGN: left; LINE-HEIGHT: 1.25; TEXT-INDENT: 36pt"><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">(3)</font>          <font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'">take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.</font></div> <div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; LINE-HEIGHT: 1.25; TEXT-INDENT: 36pt">The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act.</div> <div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; LINE-HEIGHT: 1.25; TEXT-INDENT: 36pt">This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.</div> <div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; LINE-HEIGHT: 1.25"> </div> <div id="DSPFPageBreakArea" style="MARGIN-BOTTOM: 10pt; MARGIN-TOP: 10pt; CLEAR: both"> <div id="DSPFPageBreak" style="PAGE-BREAK-AFTER: always"> <hr style="BORDER-LEFT-WIDTH: 0px; HEIGHT: 2px; BORDER-RIGHT-WIDTH: 0px; WIDTH: 100%; BORDER-BOTTOM-WIDTH: 0px; COLOR: #000000; CLEAR: both; MARGIN: 4px 0px; BORDER-TOP-WIDTH: 0px; BACKGROUND-COLOR: #000000" noshade> </div> </div> <div style="FONT-SIZE: 10pt; MARGIN-BOTTOM: 12pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; LINE-HEIGHT: 1.25; TEXT-INDENT: 36pt">IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 1<sup style="vertical-align: text-top; line-height: 1; font-size: smaller;FONT-SIZE: smaller; VERTICAL-ALIGN: text-top; LINE-HEIGHT: 1">st</sup> day of October, 2018.</div> <div style="MARGIN-BOTTOM: 12pt; LINE-HEIGHT: 1.25"> <table id="z93f22d61c6cd431eb82425418cf5e106" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; WIDTH: 100%" cellspacing="0" cellpadding="0" border="0"> <tr> <td style="WIDTH: 55%; PADDING-BOTTOM: 2px"> <div> </div> </td> <td style="FONT-SIZE: 10pt; FONT-VARIANT: normal; WIDTH: 30%; BORDER-BOTTOM: #000000 2px solid; FONT-WEIGHT: normal; FONT-STYLE: normal">/s/ Scott Tozier</td> <td style="WIDTH: 15%; PADDING-BOTTOM: 2px"> <div> </div> </td> </tr> <tr> <td style="WIDTH: 55%"> <div> </div> </td> <td style="WIDTH: 30%"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; LINE-HEIGHT: 1.25"> <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left; LINE-HEIGHT: 1.25">Scott Tozier</div> </div> </td> <td style="WIDTH: 15%"> <div> </div> </td> </tr> </table> <br style="LINE-HEIGHT: 1.25"> </div> <div style="MARGIN-BOTTOM: 12pt; LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25">  </div> <div style="MARGIN-BOTTOM: 12pt; LINE-HEIGHT: 1.25"> <hr style="BORDER-TOP: medium none; HEIGHT: 2px; BORDER-RIGHT: medium none; BORDER-BOTTOM: medium none; COLOR: #000000; TEXT-ALIGN: center; MARGIN-LEFT: auto; BORDER-LEFT: medium none; BACKGROUND-COLOR: #000000; MARGIN-RIGHT: auto" align="center" noshade> <br style="LINE-HEIGHT: 1.25"> </div> <div style="MARGIN-BOTTOM: 12pt; LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="MARGIN-BOTTOM: 12pt; LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="MARGIN-BOTTOM: 12pt; LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> <div style="LINE-HEIGHT: 1.25"><br style="LINE-HEIGHT: 1.25"> </div> </div> </body> </html> </TEXT> </DOCUMENT> </SEC-DOCUMENT>