0001085146-17-001706.txt : 20170810 0001085146-17-001706.hdr.sgml : 20170810 20170809214237 ACCESSION NUMBER: 0001085146-17-001706 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170809 EFFECTIVENESS DATE: 20170810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empirical Financial Services, LLC CENTRAL INDEX KEY: 0001510434 IRS NUMBER: 272114998 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14067 FILM NUMBER: 171019515 BUSINESS ADDRESS: STREET 1: 1420 5TH AVE SUITE 3150 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2069233474 MAIL ADDRESS: STREET 1: 1420 5TH AVE SUITE 3150 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001510434 XXXXXXXX 06-30-2017 06-30-2017 Empirical Financial Services, LLC

1420 5TH AVE SUITE 3150 SEATTLE WA 98101

13F HOLDINGS REPORT 028-14067 N James A. Jones II 206 923-3474 /s/ James A. Jones II Seatlle WA 08-09-2017 0 130 410813 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALASKA AIR GROUP INCCOM0116591092292550SHSOLE 255000ALPHABET INCCAP STK CL C02079K107475523SHSOLE 508015ALPHABET INCCAP STK CL A02079K305439472SHSOLE 449023ALTRIA GROUP INCCOM02209S1032603493SHSOLE 349300AMAZON COM INCCOM02313510613441388SHSOLE 7470641AMGEN INCCOM0311621005243042SHSOLE 26670375APPLE INCCOM037833100310521558SHSOLE 1780803750AT&T INCCOM00206R10264517083SHSOLE 1482902254AUTOMATIC DATA PROCESSING INCOM0530151032252200SHSOLE 220000BANK AMER CORPCOM06050510442517518SHSOLE 1751800BERKSHIRE HATHAWAY INC DELCL B NEW0846707022031199SHSOLE 8150384BOEING COCOM0970231056123094SHSOLE 309301CAMDEN NATL CORPCOM133034108201847019SHSOLE 0047019CHEVRON CORP NEWCOM166764100111710708SHSOLE 778202926CLAYMORE EXCHANGE TRD FD TR2022 HG YLD CB18383M21777330470SHSOLE 2439106079CLAYMORE EXCHANGE TRD FD TR2021 HG YLD CB18383M22578731270SHSOLE 2511206158CLAYMORE EXCHANGE TRD FD TR2023 CORP BOND18383M241125859944SHSOLE 42352017592CLAYMORE EXCHANGE TRD FD TRGUGG BULSH 202218383M258135663581SHSOLE 42311021270CLAYMORE EXCHANGE TRD FD TRGUGG BULSH 202118383M266167978825SHSOLE 46892031933CLAYMORE EXCHANGE TRD FD TRGUG BUL 2020 HY18383M36582133052SHSOLE 2697306078CLAYMORE EXCHANGE TRD FD TRGUG BUL 2019 HY18383M37386535079SHSOLE 3009204987CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M38183032679SHSOLE 2780404876CLAYMORE EXCHANGE TRD FD TRGUG BLT2017 HY18383M39969827138SHSOLE 2239004748CLAYMORE EXCHANGE TRD FD TRGUG BULL2020 E18383M514185086120SHSOLE 58042028078CLAYMORE EXCHANGE TRD FD TRGUG BULL2019 E18383M522190789721SHSOLE 60073029648CLAYMORE EXCHANGE TRD FD TRGUG BULL2018 E18383M530195592005SHSOLE 60858031147CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201718383M548189583795SHSOLE 55490028305COCA COLA COCOM1912161003457691SHSOLE 73880302COSTCO WHSL CORP NEWCOM22160K1055193243SHSOLE 27380505CSX CORPCOM1264081032033724SHSOLE 132402400DANAHER CORP DELCOM2358511022953490SHSOLE 9803392DISNEY WALT COCOM DISNEY2546871064764480SHSOLE 39630517EXXON MOBIL CORPCOM30231G1024795928SHSOLE 419801730FACEBOOK INCCL A30303M1025453610SHSOLE 32080402FIRST TR EXCH TRD ALPHA FD IEMERG MKT ALPH33737J18241217605SHSOLE 1184605759FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D3094208687SHSOLE 8597090FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E1082165108182SHSOLE 93645014537GENERAL ELECTRIC COCOM36960410384031107SHSOLE 2844502662GILEAD SCIENCES INCCOM3755581033014248SHSOLE 34480800IMPINJ INCCOM4532041094018249SHSOLE 824900INTEL CORPCOM458140100132739342SHSOLE 3472004622INTERNATIONAL BUSINESS MACHSCOM4592001013532294SHSOLE 20940200ISHARESMSCI FRNTR100ETF464286145255789460SHSOLE 69232020229ISHARES INCCORE MSCI EMKT46434G10320946418581SHSOLE 3072580111323ISHARES SILVER TRUSTISHARES46428Q10936923485SHSOLE 1450008985ISHARES TRTIPS BD ETF464287176325628707SHSOLE 2512803579ISHARES TRCORE S&P500 ETF46428720012815262SHSOLE 526200ISHARES TRCORE US AGGBD ET464287226116810667SHSOLE 886201805ISHARES TRIBOXX INV CP ETF4642872422121760SHSOLE 176000ISHARES TRS&P 500 GRWT ETF4642873092842075SHSOLE 207500ISHARES TRS&P 500 VAL ETF4642874086486175SHSOLE 617500ISHARES TR1-3 YR TR BD ETF46428745730178357176SHSOLE 261254095923ISHARES TRMSCI EAFE ETF4642874655899033SHSOLE 569003343ISHARES TRCORE S&P MCP ETF4642875072051179SHSOLE 1136043ISHARES TRRUSSELL 2000 ETF4642876553912774SHSOLE 277400ISHARES TRCORE S&P SCP ETF4642878042904143SHSOLE 414300ISHARES TREAFE SML CP ETF464288273159927652SHSOLE 2002607625ISHARES TRJP MOR EM MK ETF464288281456239891SHSOLE 3018909701ISHARES TRNATIONAL MUN ETF464288414495745014SHSOLE 27387017627ISHARES TRINTL DEVPPTY ETF46428842240510952SHSOLE 696903983ISHARES TR1-3 YR CR BD ETF464288646108910342SHSOLE 1034200ISHARES TR3-7 YR TR BD ETF4642886614043271SHSOLE 3178093ISHARES TRMICRO-CAP ETF4642888696937795SHSOLE 442703368ISHARES TRCORE MSCI EAFE46432F84264610602SHSOLE 610504497ISHARES U S ETF TRCOMMOD SEL STG46431W853165450762SHSOLE 4874002022JOHNSON & JOHNSONCOM4781601047335541SHSOLE 554100JPMORGAN CHASE & COCOM46625H1003193485SHSOLE 32700215MATTHEWS INTL CORPCL A57712810184613806SHSOLE 1380600MCDONALDS CORPCOM5801351012541656SHSOLE 165600MERCK & CO INCCOM58933Y1052714222SHSOLE 39220300MICROSOFT CORPCOM594918104327647525SHSOLE 23652023873NIKE INCCL B6541061033265521SHSOLE 48420678OPKO HEALTH INCCOM68375N10314622200SHSOLE 2200020000ORACLE CORPCOM68389X1054098157SHSOLE 815700PATTERSON COMPANIES INCCOM70339510370415000SHSOLE 1500000PEPSICO INCCOM7134481082872489SHSOLE 19250564PFIZER INCCOM7170811032407137SHSOLE 713700PHILIP MORRIS INTL INCCOM7181721092201873SHSOLE 187300PIMCO ETF TR0-5 HIGH YIELD72201R7835125049SHSOLE 45180531POWERSHARES QQQ TRUSTUNIT SER 173935A1046834963SHSOLE 47630200PROCTER AND GAMBLE COCOM7427181097718848SHSOLE 84480400SCHWAB STRATEGIC TRUS LRG CAP ETF8085242018825152756SHSOLE 118117034639SCHWAB STRATEGIC TRUS LCAP VA ETF8085244092204377SHSOLE 437700SCHWAB STRATEGIC TREMRG MKTEQ ETF808524706209084124SHSOLE 54573029551SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247972285047SHSOLE 49270120SCHWAB STRATEGIC TRINTL EQTY ETF80852480538212023SHSOLE 1202300SCHWAB STRATEGIC TRUS AGGREGATE B808524839463288655SHSOLE 68895019760SCHWAB STRATEGIC TRUS TIPS ETF808524870176932132SHSOLE 2309009042SCHWAB STRATEGIC TRINTL SCEQT ETF80852488855316435SHSOLE 1081005625SOUTHWEST AIRLS COCOM8447411083135033SHSOLE 503300SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7493316936SHSOLE 66020335SPDR INDEX SHS FDSS&P EMKTSC ETF78463X7564339269SHSOLE 645902810SPDR INDEX SHS FDSS&P INTL ETF78463X772160340985SHSOLE 26143014843SPDR S&P 500 ETF TRTR UNIT78462F10312755271SHSOLE 339501876SPDR SER TRBLOOMBERG SRT TR78468R40818033644714SHSOLE 4438860200828SPDR SER TRNUVEEN BLMBRG SR78468R7398168168407SHSOLE 117597050810SPDR SERIES TRUSTS&P 600 SMCP GRW78464A2016493000SHSOLE 300000SPDR SERIES TRUSTNUV HGHYLD MUN78464A2845954104737SHSOLE 87493017244SPDR SERIES TRUSTBLOMBRG BRC INTR78464A37575922050SHSOLE 6385015665SPDR SERIES TRUSTBLOMBRG BRC EMRG78464A39129710241SHSOLE 507305168SPDR SERIES TRUSTBLOMBERG BRC SRT78464A47475724705SHSOLE 8605016100SPDR SERIES TRUSTDJ REIT ETF78464A607132614265SHSOLE 1063703628SPDR SERIES TRUSTS&P DIVID ETF78464A7633283686SHSOLE 33280358STARBUCKS CORPCOM85524410998516894SHSOLE 1083306061US BANCORP DELCOM NEW90297330458811317SHSOLE 107130604VANECK VECTORS ETF TRHIGH YLD MUN ETF92189F361260384224SHSOLE 52143032081VANECK VECTORS ETF TRAMT FREE INT ETF92189F544101242306SHSOLE 30096012210VANGUARD BD INDEX FD INCSHORT TRM BOND9219378276478103SHSOLE 616401938VANGUARD INDEX FDSREIT ETF92290855310729128904SHSOLE 93316035587VANGUARD INDEX FDSSM CP VAL ETF9229086112932380SHSOLE 2330050VANGUARD INDEX FDSLARGE CAP ETF922908637967087102SHSOLE 42255044847VANGUARD INDEX FDSGROWTH ETF9229087366945465SHSOLE 546500VANGUARD INDEX FDSVALUE ETF922908744163216905SHSOLE 1025806646VANGUARD INDEX FDSSMALL CP ETF9229087515373962SHSOLE 36850277VANGUARD INDEX FDSTOTAL STK MKT922908769475538205SHSOLE 25981012224VANGUARD INTL EQUITY INDEX FGLB EX US ETF922042676170830367SHSOLE 2562104746VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742123518294SHSOLE 6944011350VANGUARD MALVERN FDSSTRM INFPROIDX92202080536886749255SHSOLE 5380820211173VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409872481090057SHSOLE 7546830335374VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C87055016628536SHSOLE 4358820192654VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088446486993SHSOLE 63910602VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858313275798SHSOLE 43377032421VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406256532822SHSOLE 21417011405VISA INCCOM CL A92826C8392152292SHSOLE 229200WISDOMTREE TREMG MKTS SMCAP97717W2812485413SHSOLE 342001993WISDOMTREE TREMER MKT HIGH FD97717W31562415211SHSOLE 1247902732WISDOMTREE TRUS SMALLCAP DIVD97717W604124215437SHSOLE 1084504592WISDOMTREE TRINTL SMCAP DIV97717W76078111238SHSOLE 795603282WISDOMTREE TRITL HIGH DIV FD97717W8022125070SHSOLE 507000XCEL ENERGY INCCOM98389B1002274957SHSOLE 87004087