0001085146-16-003500.txt : 20160421
0001085146-16-003500.hdr.sgml : 20160421
20160421103737
ACCESSION NUMBER: 0001085146-16-003500
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160421
DATE AS OF CHANGE: 20160421
EFFECTIVENESS DATE: 20160421
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empirical Financial Services, LLC
CENTRAL INDEX KEY: 0001510434
IRS NUMBER: 272114998
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14067
FILM NUMBER: 161583142
BUSINESS ADDRESS:
STREET 1: 1420 5TH AVE SUITE 3150
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 2069233474
MAIL ADDRESS:
STREET 1: 1420 5TH AVE SUITE 3150
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001510434
XXXXXXXX
03-31-2016
03-31-2016
Empirical Financial Services, LLC
1420 5TH AVE SUITE 3150
SEATTLE
WA
98101
13F HOLDINGS REPORT
028-14067
N
Julia B. Sipple
Chief Compliance Officer
206 923-3474
/s/ Julia B Sipple
Seatlle
WA
04-18-2016
0
104
413469
false
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M COCOM88579Y1013452071SHSOLE
002071AMAZON COM INCCOM023135106496835SHSOLE
00835AMGEN INCCOM0311621004603067SHSOLE
003067APPLE INCCOM037833100252023122SHSOLE
0023122AT&T INCCOM00206R1022085307SHSOLE
005307BANK AMER CORPCOM06050510440429846SHSOLE
0029846BERKSHIRE HATHAWAY INC DELCL A0846701082131SHSOLE
001CAMDEN NATL CORPCOM133034108187044513SHSOLE
0044513CHEVRON CORP NEWCOM166764100103310828SHSOLE
0010828CISCO SYS INCCOM17275R1022779732SHSOLE
009732CLAYMORE EXCHANGE TRD FD TR2021 HG YLD CB18383M22577733232SHSOLE
0033232CLAYMORE EXCHANGE TRD FD TRGUGG BULSH 202218383M258133563393SHSOLE
0063393CLAYMORE EXCHANGE TRD FD TRGUGG BULSH 202118383M266138265465SHSOLE
0065465CLAYMORE EXCHANGE TRD FD TRGUG BUL 2020 HY18383M36581835833SHSOLE
0035833CLAYMORE EXCHANGE TRD FD TRGUG BUL 2019 HY18383M37382235538SHSOLE
0035538CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M38191738004SHSOLE
0038004CLAYMORE EXCHANGE TRD FD TRGUG BLT2017 HY18383M39990435447SHSOLE
0035447CLAYMORE EXCHANGE TRD FD TRGUG BLT2016 HY18383M41592135673SHSOLE
0035673CLAYMORE EXCHANGE TRD FD TRGUG BULL2020 E18383M514184986394SHSOLE
0086394CLAYMORE EXCHANGE TRD FD TRGUG BULL2019 E18383M522190289611SHSOLE
0089611CLAYMORE EXCHANGE TRD FD TRGUG BULL2018 E18383M530202996070SHSOLE
0096070CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201718383M548202689482SHSOLE
0089482CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201618383M555202091629SHSOLE
0091629COCA COLA COCOM1912161003347192SHSOLE
007192CONOCOPHILLIPSCOM20825C1043238019SHSOLE
008019COSTCO WHSL CORP NEWCOM22160K1053882460SHSOLE
002460DANAHER CORP DELCOM2358511022512646SHSOLE
002646DISNEY WALT COCOM DISNEY2546871063633652SHSOLE
003652EXXON MOBIL CORPCOM30231G1025676781SHSOLE
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003946ISHARES TR1-3 YR TR BD ETF46428745728573336039SHSOLE
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0024496ISHARES TRJP MOR EM MK ETF464288281420938145SHSOLE
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0011281ISHARES TR3-7 YR TR BD ETF4642886615614456SHSOLE
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0016074ISHARES TRCORE MSCI EAFE46432F842201737951SHSOLE
0037951JOHNSON & JOHNSONCOM4781601042982754SHSOLE
002754MARKET VECTORS ETF TRAMT FREE INT ETF57060U845111546036SHSOLE
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005447POWERSHARES ETF TR IIWK VRDO TX FR73936T43334613901SHSOLE
0013901POWERSHARES QQQ TRUSTUNIT SER 173935A1043082821SHSOLE
002821PROCTER & GAMBLE COCOM7427181097469063SHSOLE
009063SCHWAB STRATEGIC TRUS LRG CAP ETF80852420134658709618SHSOLE
00709618SCHWAB STRATEGIC TREMRG MKTEQ ETF808524706191792319SHSOLE
0092319SCHWAB STRATEGIC TRINTL EQTY ETF808524805111441099SHSOLE
0041099SCHWAB STRATEGIC TRUS AGGREGATE B808524839408577331SHSOLE
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0034902SCHWAB STRATEGIC TRINTL SCEQT ETF80852488848416729SHSOLE
0016729SOUTHWEST AIRLS COCOM8447411082896460SHSOLE
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0033141SPDR SERIES TRUSTBRCLY EM LOCL78464A3912669879SHSOLE
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0050559SPDR SERIES TRUSTDJ REIT ETF78464A607119912603SHSOLE
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009511VANGUARD INDEX FDSTOTAL STK MKT922908769413039399SHSOLE
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0025391VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742117520361SHSOLE
0020361VANGUARD MALVERN FDSSTRM INFPROIDX92202080536732747652SHSOLE
00747652VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409811381013845SHSOLE
001013845VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C87051650594160SHSOLE
00594160VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088445446693SHSOLE
006693VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385817120477140SHSOLE
00477140VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406109215812SHSOLE
0015812WISDOMTREE TREMER MKT HIGH FD97717W3153199159SHSOLE
009159WISDOMTREE TRSMALLCAP DIVID97717W6044226146SHSOLE
006146WISDOMTREE TRINTL SMCAP DIV97717W7603115278SHSOLE
005278