0001085146-16-003500.txt : 20160421 0001085146-16-003500.hdr.sgml : 20160421 20160421103737 ACCESSION NUMBER: 0001085146-16-003500 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160421 DATE AS OF CHANGE: 20160421 EFFECTIVENESS DATE: 20160421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Empirical Financial Services, LLC CENTRAL INDEX KEY: 0001510434 IRS NUMBER: 272114998 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14067 FILM NUMBER: 161583142 BUSINESS ADDRESS: STREET 1: 1420 5TH AVE SUITE 3150 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2069233474 MAIL ADDRESS: STREET 1: 1420 5TH AVE SUITE 3150 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001510434 XXXXXXXX 03-31-2016 03-31-2016 Empirical Financial Services, LLC
1420 5TH AVE SUITE 3150 SEATTLE WA 98101
13F HOLDINGS REPORT 028-14067 N
Julia B. Sipple Chief Compliance Officer 206 923-3474 /s/ Julia B Sipple Seatlle WA 04-18-2016 0 104 413469 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1013452071SHSOLE 002071AMAZON COM INCCOM023135106496835SHSOLE 00835AMGEN INCCOM0311621004603067SHSOLE 003067APPLE INCCOM037833100252023122SHSOLE 0023122AT&T INCCOM00206R1022085307SHSOLE 005307BANK AMER CORPCOM06050510440429846SHSOLE 0029846BERKSHIRE HATHAWAY INC DELCL A0846701082131SHSOLE 001CAMDEN NATL CORPCOM133034108187044513SHSOLE 0044513CHEVRON CORP NEWCOM166764100103310828SHSOLE 0010828CISCO SYS INCCOM17275R1022779732SHSOLE 009732CLAYMORE EXCHANGE TRD FD TR2021 HG YLD CB18383M22577733232SHSOLE 0033232CLAYMORE EXCHANGE TRD FD TRGUGG BULSH 202218383M258133563393SHSOLE 0063393CLAYMORE EXCHANGE TRD FD TRGUGG BULSH 202118383M266138265465SHSOLE 0065465CLAYMORE EXCHANGE TRD FD TRGUG BUL 2020 HY18383M36581835833SHSOLE 0035833CLAYMORE EXCHANGE TRD FD TRGUG BUL 2019 HY18383M37382235538SHSOLE 0035538CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M38191738004SHSOLE 0038004CLAYMORE EXCHANGE TRD FD TRGUG BLT2017 HY18383M39990435447SHSOLE 0035447CLAYMORE EXCHANGE TRD FD TRGUG BLT2016 HY18383M41592135673SHSOLE 0035673CLAYMORE EXCHANGE TRD FD TRGUG BULL2020 E18383M514184986394SHSOLE 0086394CLAYMORE EXCHANGE TRD FD TRGUG BULL2019 E18383M522190289611SHSOLE 0089611CLAYMORE EXCHANGE TRD FD TRGUG BULL2018 E18383M530202996070SHSOLE 0096070CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201718383M548202689482SHSOLE 0089482CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201618383M555202091629SHSOLE 0091629COCA COLA COCOM1912161003347192SHSOLE 007192CONOCOPHILLIPSCOM20825C1043238019SHSOLE 008019COSTCO WHSL CORP NEWCOM22160K1053882460SHSOLE 002460DANAHER CORP DELCOM2358511022512646SHSOLE 002646DISNEY WALT COCOM DISNEY2546871063633652SHSOLE 003652EXXON MOBIL CORPCOM30231G1025676781SHSOLE 006781FACEBOOK INCCL A30303M1022372076SHSOLE 002076FIRST TR EXCH TRD ALPHA FD IEMERG MKT ALPH33737J18279041044SHSOLE 0041044FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D1012129701SHSOLE 009701FIRST TR EXCHANGE-TRADED FDPFD SECS INC 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DEVPPTY ETF46428842258315949SHSOLE 0015949ISHARES TR1-3 YR CR BD ETF464288646118911281SHSOLE 0011281ISHARES TR3-7 YR TR BD ETF4642886615614456SHSOLE 004456ISHARES TRMICRO-CAP ETF464288869109216074SHSOLE 0016074ISHARES TRCORE MSCI EAFE46432F842201737951SHSOLE 0037951JOHNSON & JOHNSONCOM4781601042982754SHSOLE 002754MARKET VECTORS ETF TRAMT FREE INT ETF57060U845111546036SHSOLE 0046036MARKET VECTORS ETF TRHG YLD MUN ETF57060U878126340298SHSOLE 0040298MICROSOFT CORPCOM594918104230741778SHSOLE 0041778NIKE INCCL B6541061033275324SHSOLE 005324OPKO HEALTH INCCOM68375N10320820000SHSOLE 0020000PEPSICO INCCOM7134481082052005SHSOLE 002005PIMCO ETF TR0-5 HIGH YIELD72201R7835065447SHSOLE 005447POWERSHARES ETF TR IIWK VRDO TX FR73936T43334613901SHSOLE 0013901POWERSHARES QQQ TRUSTUNIT SER 173935A1043082821SHSOLE 002821PROCTER & GAMBLE COCOM7427181097469063SHSOLE 009063SCHWAB STRATEGIC TRUS LRG CAP ETF80852420134658709618SHSOLE 00709618SCHWAB STRATEGIC TREMRG MKTEQ ETF808524706191792319SHSOLE 0092319SCHWAB STRATEGIC TRINTL EQTY ETF808524805111441099SHSOLE 0041099SCHWAB STRATEGIC TRUS AGGREGATE B808524839408577331SHSOLE 0077331SCHWAB STRATEGIC TRUS TIPS ETF808524870193834902SHSOLE 0034902SCHWAB STRATEGIC TRINTL SCEQT ETF80852488848416729SHSOLE 0016729SOUTHWEST AIRLS COCOM8447411082896460SHSOLE 006460SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X74953710960SHSOLE 0010960SPDR INDEX SHS FDSS&P EMKTSC ETF78463X75639310095SHSOLE 0010095SPDR INDEX SHS FDSS&P INTL ETF78463X77257916498SHSOLE 0016498SPDR S&P 500 ETF TRTR UNIT78462F10312125897SHSOLE 005897SPDR SER TRSHT TRM HGH YLD78468R40817335671392SHSOLE 00671392SPDR SER TRNUVN BR SHT MUNI78468R739183937670SHSOLE 0037670SPDR SERIES TRUSTNUV HGHYLD MUN78464A284566798251SHSOLE 0098251SPDR SERIES TRUSTINTR TRM CORP BD78464A375113633141SHSOLE 0033141SPDR SERIES TRUSTBRCLY EM LOCL78464A3912669879SHSOLE 009879SPDR SERIES TRUSTBARC SHT TR CP78464A474154950559SHSOLE 0050559SPDR SERIES TRUSTDJ REIT ETF78464A607119912603SHSOLE 0012603STARBUCKS CORPCOM85524410986414471SHSOLE 0014471TWITTER INCCOM90184L10228517209SHSOLE 0017209US BANCORP DELCOM NEW9029733044009846SHSOLE 009846VANGUARD BD INDEX FD INCSHORT TRM BOND921937827114714224SHSOLE 0014224VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378353874668SHSOLE 004668VANGUARD INDEX FDSREIT ETF92290855314910177927SHSOLE 00177927VANGUARD INDEX FDSLARGE CAP ETF92290863710275109295SHSOLE 00109295VANGUARD INDEX FDSVALUE ETF9229087447849511SHSOLE 009511VANGUARD INDEX FDSTOTAL STK MKT922908769413039399SHSOLE 0039399VANGUARD INTL EQUITY INDEX FGLB EX US ETF922042676135925391SHSOLE 0025391VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742117520361SHSOLE 0020361VANGUARD MALVERN FDSSTRM INFPROIDX92202080536732747652SHSOLE 00747652VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409811381013845SHSOLE 001013845VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C87051650594160SHSOLE 00594160VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088445446693SHSOLE 006693VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385817120477140SHSOLE 00477140VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406109215812SHSOLE 0015812WISDOMTREE TREMER MKT HIGH FD97717W3153199159SHSOLE 009159WISDOMTREE TRSMALLCAP DIVID97717W6044226146SHSOLE 006146WISDOMTREE TRINTL SMCAP DIV97717W7603115278SHSOLE 005278