EX-99.M 12B-1 PLAN 7 exhibit_m3.txt EXTENSION LETTER AGREEMENT REGARDING 12B-1 SERVICE PLAN April 17, 2018 First Trust Exchange-Traded AlphaDEX(R) Fund II 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 Re: 12b-1 Plan Extension Letter for First Trust Exchange-Traded AlphaDEX(R) Fund II (the "Trust"). Ladies and Gentlemen: It is hereby acknowledged that First Trust Portfolios L.P. serves as the distributor of the shares of each series of the Trust. The Trust is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), comprised of various exchange-traded funds (each, a "Fund," and, collectively, the "Funds") set forth on Exhibit A attached hereto, which may be supplemented to add new Funds. It is further acknowledged that the Trust has adopted a Distribution and Service Plan (the "Plan") pursuant to Rule l2b-1 under the 1940 Act with respect to the shares of beneficial interest ("Shares") of the Funds. Pursuant to the Plan, each Fund may bear a fee not to exceed 0.25% per annum of such Fund's average daily net assets. The purpose of this letter agreement is to agree and acknowledge that the Funds shall not pay, and we shall not collect, any fees pursuant to the Plan any time before the date set forth on Exhibit A attached hereto for each Fund. Very Truly Yours, FIRST TRUST PORTFOLIOS L.P. /s/ James M. Dykas ---------------------------- James M. Dykas Chief Financial Officer AGREED AND ACKNOWLEDGED: ------------------------ First Trust Exchange-Traded AlphaDEX(R) Fund II /s/ Donald P. Swade ---------------------------- Donald P. Swade Treasurer, Chief Financial Officer and Chief Accounting Officer EXHIBIT A --------------------------------------------------------------- ---------------- FUNDS DATES --------------------------------------------------------------- ---------------- First Trust Exchange-Traded AlphaDEX(R) Fund II --------------------------------------------------------------- ---------------- First Trust Developed Markets ex-US AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Emerging Markets AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Asia Pacific ex-Japan AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Europe AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Latin America AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Brazil AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust China AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Japan AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust South Korea AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Germany AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Canada AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Australia AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust United Kingdom AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Hong Kong AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Switzerland AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Developed Markets ex-US Small Cap AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Emerging Markets Small Cap AlphaDEX(R) Fund April 30, 2019 --------------------------------------------------------------- ---------------- First Trust Eurozone AlphaDEX(R) ETF April 30, 2019 --------------------------------------------------------------- ---------------- First Trust India NIFTY 50 Equal Weight ETF April 30, 2019 (formerly, First Trust Taiwan AlphaDEX(R) Fund) --------------------------------------------------------------- ----------------