0001445546-12-003325.txt : 20120727
0001445546-12-003325.hdr.sgml : 20120727
20120727110039
ACCESSION NUMBER: 0001445546-12-003325
CONFORMED SUBMISSION TYPE: 485BXT
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120727
DATE AS OF CHANGE: 20120727
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
CENTRAL INDEX KEY: 0001510337
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: 485BXT
SEC ACT: 1933 Act
SEC FILE NUMBER: 333-171759
FILM NUMBER: 12989304
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
CENTRAL INDEX KEY: 0001510337
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: 485BXT
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22519
FILM NUMBER: 12989305
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
0001510337
S000036974
First Trust Dividend AlphaDEX Fund
C000113135
First Trust Dividend AlphaDEX Fund
0001510337
S000036975
First Trust Emerging Markets Dividend AlphaDEX Fund
C000113136
First Trust Emerging Markets Dividend AlphaDEX Fund
0001510337
S000036976
First Trust Global Commodity AlphaDEX Fund
C000113137
First Trust Global Commodity AlphaDEX Fund
0001510337
S000036977
First Trust International Dividend AlphaDEX Fund
C000113138
First Trust International Dividend AlphaDEX Fund
485BXT
1
adex2_bxt.txt
POST-EFFECTIVE AMENDMENT
As filed with the Securities and Exchange Commission on July 27, 2012
================================================================================
1933 Act Registration No. 333-171759
1940 Act Registration No. 811-22519
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ]
Pre-Effective Amendment No. __ [ ]
Post-Effective Amendment No. 16 [X]
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [ ]
Amendment No. 17 [X]
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
(Exact name of registrant as specified in charter)
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
(Address of Principal Executive Offices) (Zip Code)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (800) 621-1675
W. Scott Jardine, Esq., Secretary
First Trust Exchange-Traded AlphaDEX Fund II
First Trust Advisors L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
(Name and Address of Agent for Service)
Copy to:
Eric F. Fess, Esq.
Chapman and Cutler LLP
111 West Monroe Street
Chicago, Illinois 60603
It is proposed that this filing will become effective (check appropriate box):
[ ] immediately upon filing pursuant to paragraph (b)
[X] on August 26, 2012 pursuant to paragraph (b)
[ ] 60 days after filing pursuant to paragraph (a)(1)
[ ] on (date) pursuant to paragraph (a)(1)
[ ] 75 days after filing pursuant to paragraph (a)(2)
[ ] on (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
[X] this post-effective amendment designates a new effective date for a
previously filed post-effective amendment.
CONTENTS OF POST-EFFECTIVE AMENDMENT NO. 16
This Post-Effective Amendment to the Registration Statement comprises the
following papers and contents:
The Facing Sheet
The sole purpose of this filing is to delay the effectiveness of the
Registrant's Post-Effective Amendment No. 7, as it relates to First Trust
Dividend AlphaDEX(R) Fund, First Trust Emerging Markets Dividend AlphaDEX(R)
Fund, First Trust International Dividend AlphaDEX(R) Fund and First Trust Global
Commodity AlphaDEX(R) Fund, each a series of the Registrant, until August 26,
2012. Parts A, B and C of the Registrant's Post-Effective Amendment No. 7 under
the Securities Act of 1933 as it relates to First Trust Dividend AlphaDEX(R)
Fund, First Trust Emerging Markets Dividend AlphaDEX(R) Fund, First Trust
International Dividend AlphaDEX(R) Fund and First Trust Global Commodity
AlphaDEX(R) Fund, each a series of the Registrant, filed on February 17, 2012,
are incorporated by reference herein.
Signatures
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant certifies that it meets all of
the requirements for effectiveness of this Registration Statement under rule
485(b) under the Securities Act and has duly caused this Registration Statement
to be signed on its behalf by the undersigned, duly authorized, in the City of
Wheaton, and State of Illinois, on the 27th day of July, 2012.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
By: /s/ Mark R. Bradley
-----------------------------------------
Mark R. Bradley, President and Chief
Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed below by the following persons in the
capacities and on the date indicated:
SIGNATURE TITLE DATE
President and Chief Executive July 27, 2012
/s/ Mark R. Bradley Officer
-------------------------------------
Mark R. Bradley
Treasurer, Chief Financial Officer July 27, 2012
/s/ James M. Dykas and Chief Accounting Officer
-------------------------------------
James M. Dykas
)
James A. Bowen* Trustee )
)
)
Richard E. Erickson* Trustee )
)
)
Thomas R. Kadlec* Trustee ) BY: /s/ W. Scott Jardine
) -------------------------------
) W. Scott Jardine
Robert F. Keith* Trustee ) Attorney-In-Fact
) July 27, 2012
)
Niel B. Nielson* Trustee )
)
* Original powers of attorney authorizing James A. Bowen, W. Scott Jardine and
Eric F. Fess, to execute Registrant's Registration Statement, and Amendments
thereto, for each of the trustees of the Registrant on whose behalf this
Registration Statement is filed, were previously executed, filed as an
exhibit and are incorporated by reference herein.