0001445546-12-002950.txt : 20120703
0001445546-12-002950.hdr.sgml : 20120703
20120703124051
ACCESSION NUMBER: 0001445546-12-002950
CONFORMED SUBMISSION TYPE: 485BXT
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120703
DATE AS OF CHANGE: 20120703
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
CENTRAL INDEX KEY: 0001510337
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: 485BXT
SEC ACT: 1933 Act
SEC FILE NUMBER: 333-171759
FILM NUMBER: 12943182
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
CENTRAL INDEX KEY: 0001510337
IRS NUMBER: 000000000
STATE OF INCORPORATION: MA
FILING VALUES:
FORM TYPE: 485BXT
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22519
FILM NUMBER: 12943183
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
0001510337
S000037604
First Trust Global Agriculture AlphaDEX Fund
C000116038
First Trust Global Agriculture AlphaDEX Fund
485BXT
1
adex2_bxt.txt
POST-EFFECTIVE AMENDMENT
As filed with the Securities and Exchange Commission on July 3, 2012
================================================================================
1933 Act Registration No. 333-171759
1940 Act Registration No. 811-22519
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ]
Pre-Effective Amendment No. __ [ ]
Post-Effective Amendment No. 15 [X]
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [ ]
Amendment No. 16 [X]
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
(Exact name of registrant as specified in charter)
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
(Address of Principal Executive Offices) (Zip Code)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (800) 621-1675
W. Scott Jardine, Esq., Secretary
First Trust Exchange-Traded AlphaDEX Fund II
First Trust Advisors L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
(Name and Address of Agent for Service)
Copy to:
Eric F. Fess, Esq.
Chapman and Cutler LLP
111 West Monroe Street
Chicago, Illinois 60603
It is proposed that this filing will become effective (check appropriate box):
[ ] immediately upon filing pursuant to paragraph (b)
[X] on August 2, 2012 pursuant to paragraph (b)
[ ] 60 days after filing pursuant to paragraph (a)(1)
[ ] on (date) pursuant to paragraph (a)(1)
[ ] 75 days after filing pursuant to paragraph (a)(2)
[ ] on (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
[X] this post-effective amendment designates a new effective date for a
previously filed post-effective amendment.
CONTENTS OF POST-EFFECTIVE AMENDMENT NO. 15
This Post-Effective Amendment to the Registration Statement comprises the
following papers and contents:
The Facing Sheet
The sole purpose of this filing is to delay the effectiveness of the
Registrant's Post-Effective Amendment No. 9, as it relates to First Trust Global
Agriculture AlphaDEX(R) Fund, a series of the Registrant, until August 2, 2012.
Parts A, B and C of the Registrant's Post-Effective Amendment No. 9 under the
Securities Act of 1933 as it relates to First Trust Global Agriculture
AlphaDEX(R) Fund, a series of the Registrant, filed on April 20, 2012, are
incorporated by reference herein.
Signatures
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant certifies that it meets all of
the requirements for effectiveness of this Registration Statement under rule
485(b) under the Securities Act and has duly caused this Registration Statement
to be signed on its behalf by the undersigned, duly authorized, in the City of
Wheaton, and State of Illinois, on the 3rd day of July, 2012.
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
By: /s/ Mark R. Bradley
-----------------------------------------
Mark R. Bradley, President and Chief
Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed below by the following persons in the
capacities and on the date indicated:
SIGNATURE TITLE DATE
President and Chief Executive July 3, 2012
/s/ Mark R. Bradley Officer
-------------------------------------
Mark R. Bradley
Treasurer, Chief Financial Officer July 3, 2012
/s/ James M. Dykas and Chief Accounting Officer
-------------------------------------
James M. Dykas
)
James A. Bowen* Trustee )
)
)
Richard E. Erickson* Trustee )
)
)
Thomas R. Kadlec* Trustee ) BY: /s/ W. Scott Jardine
) -------------------------------
) W. Scott Jardine
Robert F. Keith* Trustee ) Attorney-In-Fact
) July 3, 2012
)
Niel B. Nielson* Trustee )
)
* Original powers of attorney authorizing James A. Bowen, W. Scott Jardine and
Eric F. Fess, to execute Registrant's Registration Statement, and Amendments
thereto, for each of the trustees of the Registrant on whose behalf this
Registration Statement is filed, were previously executed, filed as an
exhibit and are incorporated by reference herein.