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Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001445546-13-001009
Filing Date
2013-02-19
Accepted
2013-02-19 15:17:20
Documents
1

Document Format Files

Seq Description Document Type Size
1 EXEMPTIVE RELIEF APPLICATION application.txt 40-APP/A 112124
  Complete submission text file 0001445546-13-001009.txt   119921
Mailing Address C/O FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address C/O FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST DEFINED PORTFOLIO FUND LLC (Filer) CIK: 0001076487 (see all company filings)

IRS No.: 000000000 | State of Incorp.: IL | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14070-01 | Film No.: 13623084

Mailing Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ADVISORS LP (Filer) CIK: 0001125816 (see all company filings)

IRS No.: 363788904 | State of Incorp.: IL | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14070-02 | Film No.: 13623085

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND (Filer) CIK: 0001329377 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-14070 | Film No.: 13623082

Mailing Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND II (Filer) CIK: 0001364608 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-14070-11 | Film No.: 13623092

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-14070-06 | Film No.: 13623089

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Exchange Traded Fund III (Filer) CIK: 0001424212 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-14070-10 | Film No.: 13623081

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SERIES FUND (Filer) CIK: 0001497778 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-14070-04 | Film No.: 13623087

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Filer) CIK: 0001510337 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-14070-05 | Film No.: 13623088

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND IV (Filer) CIK: 0001517936 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-14070-09 | Film No.: 13623080

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST VARIABLE INSURANCE TRUST (Filer) CIK: 0001537395 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-14070-03 | Film No.: 13623086

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND V (Filer) CIK: 0001549548 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-14070-08 | Film No.: 13623091

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VI (Filer) CIK: 0001552740 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-14070-07 | Film No.: 13623090

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND VII (Filer) CIK: 0001561785 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-14070-12 | Film No.: 13623083