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Filing Detail
Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
SEC Accession No. 0001445546-12-002527
Filing Date
2012-06-01
Accepted
2012-06-01 13:25:20
Documents
1

Document Format Files

Seq Description Document Type Size
1 APPLICATION application.txt 40-APP 131939
  Complete submission text file 0001445546-12-002527.txt   137252
Mailing Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ADVISORS LP (Filer) CIK: 0001125816 (see all company filings)

IRS No.: 363788904 | State of Incorp.: IL | Fiscal Year End: 1231
Type: 40-APP | Act: 40 | File No.: 812-14038-02 | Film No.: 12882564

Mailing Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST PORTFOLIOS LP (Filer) CIK: 0001184765 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-14038-01 | Film No.: 12882563

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND (Filer) CIK: 0001329377 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-14038 | Film No.: 12882562

Mailing Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND II (Filer) CIK: 0001364608 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP | Act: 40 | File No.: 812-14038-08 | Film No.: 12882570

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP | Act: 40 | File No.: 812-14038-04 | Film No.: 12882566

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Exchange Traded Fund III (Filer) CIK: 0001424212 (see all company filings)

IRS No.: 000000000
Type: 40-APP | Act: 40 | File No.: 812-14038-07 | Film No.: 12882569

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Filer) CIK: 0001510337 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP | Act: 40 | File No.: 812-14038-03 | Film No.: 12882565

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND IV (Filer) CIK: 0001517936 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP | Act: 40 | File No.: 812-14038-06 | Film No.: 12882568

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND V (Filer) CIK: 0001549548 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP | Act: 40 | File No.: 812-14038-05 | Film No.: 12882567