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Filing Detail
Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0001445546-12-002304
Filing Date
2012-05-18
Accepted
2012-05-18 12:19:57
Documents
1

Document Format Files

Seq Description Document Type Size
1 APPLICATION FOR EXEMPTIVE RELIEF application.txt 40-APP/A 120622
  Complete submission text file 0001445546-12-002304.txt   127286
Mailing Address C/O FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address C/O FIRST TRUST PORTFOLIOS LP 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST DEFINED PORTFOLIO FUND LLC (Filer) CIK: 0001076487 (see all company filings)

IRS No.: 000000000 | State of Incorp.: IL | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-13895-06 | Film No.: 12854567

Mailing Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST ADVISORS LP (Filer) CIK: 0001125816 (see all company filings)

IRS No.: 363788904 | State of Incorp.: IL | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-13895-07 | Film No.: 12854568

Mailing Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST PORTFOLIOS LP (Filer) CIK: 0001184765 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-13895-08 | Film No.: 12854569

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND (Filer) CIK: 0001329377 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-13895 | Film No.: 12854561

Mailing Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 12O EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND II (Filer) CIK: 0001364608 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-13895-01 | Film No.: 12854562

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND (Filer) CIK: 0001383496 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-13895-04 | Film No.: 12854565

Mailing Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE SUITE 400 WHEATON IL 60187 630-765-8000
First Trust Exchange Traded Fund III (Filer) CIK: 0001424212 (see all company filings)

IRS No.: 000000000
Type: 40-APP/A | Act: 40 | File No.: 812-13895-02 | Film No.: 12854563

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST SERIES FUND (Filer) CIK: 0001497778 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-13895-09 | Film No.: 12854570

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II (Filer) CIK: 0001510337 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-13895-05 | Film No.: 12854566

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND IV (Filer) CIK: 0001517936 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-13895-03 | Film No.: 12854564

Mailing Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187
Business Address 120 EAST LIBERTY DRIVE, SUITE 400 WHEATON IL 60187 630-765-8000
FIRST TRUST EXCHANGE-TRADED FUND V (Filer) CIK: 0001549548 (see all company filings)

IRS No.: 000000000 | State of Incorp.: MA
Type: 40-APP/A | Act: 40 | File No.: 812-13895-10 | Film No.: 12854560