0001145549-23-007879.txt : 20230222 0001145549-23-007879.hdr.sgml : 20230222 20230222122712 ACCESSION NUMBER: 0001145549-23-007879 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221230 FILED AS OF DATE: 20230222 DATE AS OF CHANGE: 20230222 PERIOD START: 20221231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II CENTRAL INDEX KEY: 0001510337 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22519 FILM NUMBER: 23651882 BUSINESS ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 BUSINESS PHONE: 630-765-8000 MAIL ADDRESS: STREET 1: 120 EAST LIBERTY DRIVE, SUITE 400 CITY: WHEATON STATE: IL ZIP: 60187 0001510337 S000031799 First Trust China AlphaDEX Fund C000099053 First Trust China AlphaDEX Fund FCA NPORT-P 1 primary_doc.xml NPORT-P false 0001510337 XXXXXXXX S000031799 C000099053 First Trust Exchange-Traded AlphaDEX Fund II 811-22519 0001510337 549300HROUDUV84QFV64 120 East Liberty Drive, Suite 400 Wheaton 60187 630-765-8000 First Trust China AlphaDEX Fund S000031799 549300X7CFZMNE2POE32 2022-12-31 2022-12-30 N 7774947.330000000000 215038.500000000000 7559908.830000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 222738.840000000000 N BOE Technology Group Co Ltd. 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N/A Y0137M100 3789.0000 NS 60678.76 0.8026387800 Long EC CORP CN N 1 N N N Anhui Conch Cement Co Ltd. 300300JVKW56SSAEQZ33 Y01373102 54356.0000 NS 190113.16 2.5147546654 Long EC CORP CN N 1 N N N Beijing Enterprises Holdings Ltd. 529900896ODARUEY2V26 Y07702122 66500.0000 NS 212992.20 2.8173911193 Long EC CORP HK N 1 N N N Huaneng Power International Inc. 529900WU0SMVKMPG4V21 Y3744A105 118000.0000 NS 55784.10 0.7378938193 Long EC NUSS CN N 1 N N N Yankuang Energy Group Co Ltd. 3003005N7A6HYZ4Z0K39 Y97417102 74534.0000 NS 227265.46 3.0061931316 Long EC CORP CN N 1 N N N China Overseas Land & Investment Ltd 529900I6W35GYKRIZ151 Y15004107 56272.0000 NS 148512.03 1.9644685318 Long EC CORP HK N 1 N N N China Resources Land Limited 5299001HL0TU7X15HK51 G2108Y105 12200.0000 NS 55877.62 0.7391308712 Long EC CORP HK N 1 N N N Shanghai Fudan Microelectronics Group Company Ltd. 300300MN0B6IF027O317 Y7682H105 45000.0000 NS 170073.47 2.2496762041 Long EC CORP CN N 1 N N N Kunlun Energy Co Ltd. 5299007GRIKP15GM4927 G5320C108 361400.0000 NS 257896.47 3.4113701078 Long EC CORP BM N 1 N N N China Merchants Port Holdings Co Ltd. 529900GA4UH90FUOR048 Y1489Q103 70000.0000 NS 102594.98 1.3570928209 Long EC CORP HK N 1 N N N Inner Mongolia Eerduosi Resources Co Ltd. N/A Y40841119 134467.0000 NS USD 219046.74 2.8974785930 Long EC CORP CN N 1 N N N Kingboard Holdings Ltd. 529900G89MY26MMSDR76 G52562140 77950.0000 NS 248167.31 3.2826759632 Long EC CORP KY N 1 N N N BYD Co Ltd. 5299005557VL7ULJ7A69 Y1023R104 4272.0000 NS 105411.89 1.3943539846 Long EC CORP CN N 1 N N N Sinotrans Ltd. 5299005U1RZLKVFWR249 Y6145J104 412000.0000 NS 134070.43 1.7734397731 Long EC CORP CN N 1 N N N Maanshan Iron & Steel Co Ltd. 529900A75J4LKKIUAJ17 Y5361G109 584000.0000 NS 136171.52 1.8012323040 Long EC CORP CN N 1 N N N China Everbright Environment Group Ltd. N/A Y14226107 300000.0000 NS 134137.05 1.7743210006 Long EC NUSS HK N 1 N N N PICC Property and Casualty Co., Ltd. 300300F1000311000017 Y6975Z103 114068.0000 NS 108288.94 1.4324106604 Long EC NUSS CN N 1 N N N Mmg Ltd 529900XB5IQXFMSWEC48 Y6133Q102 160000.0000 NS 40997.00 0.5422948996 Long EC CORP HK N 1 N N N Cosco Shipping Development Co Ltd 529900CWRQN9ME25NV73 Y17656102 591000.0000 NS 78744.98 1.0416128259 Long EC NUSS CN N 1 N N N China Power International Development Ltd. 529900MDOW3M0UV2ST42 Y1508G102 93000.0000 NS 39318.68 0.5200946319 Long EC NUSS HK N 1 N N N Air China Ltd. 213800I9TWC9K22N4502 Y002A6104 136000.0000 NS 121094.88 1.6018034440 Long EC NUSS CN N 1 N N N COSCO SHIPPING Holdings Co., Ltd. 3003009XI0QGYYA29S17 Y1455B106 211490.0000 NS 215677.56 2.8529121825 Long EC NUSS CN N 1 N N N Dongfeng Motor Group Co Ltd. 3003002JNYOYPX54GE50 Y21042109 311880.0000 NS 179006.00 2.3678327877 Long EC CORP CN N 1 N N N China National Building Material Co Ltd. 52990085PGF8YEPLBZ26 Y15045100 166000.0000 NS 136322.70 1.8032320636 Long EC NUSS CN N 1 N N N Greentown China Holdings Ltd. 529900BLBC6YDNWS8530 G4100M105 142500.0000 NS 208123.81 2.7529936495 Long EC CORP HK N 1 N N N Kingboard Laminates Holdings Ltd. 529900B76JV9QCZINB33 G5257K107 143500.0000 NS 157739.78 2.0865301890 Long EC CORP KY N 1 N N N China Coal Energy Co Ltd. 529900KRC89344UI3Z10 Y1434L100 348836.0000 NS 283789.99 3.7538811166 Long EC CORP CN N 1 N N N Country Garden Holdings Company Limited 549300MGHLPT1EFHGF84 G24524103 95000.0000 NS 32496.52 0.4298533320 Long EC CORP HK N 1 N N N Cmoc Group Ltd. 2549008KG3638J59U652 Y1503Z105 318000.0000 NS 146666.75 1.9400597719 Long EC CORP CN N 1 N N N Fosun International Ltd. 213800Z99WQEXDF82F09 Y2618Y108 128000.0000 NS 104296.36 1.3795981188 Long EC CORP HK N 1 N N N China Railway Group Ltd. 529900TFRLG8UDJ7QA89 Y1509D116 287000.0000 NS 151489.02 2.0038471813 Long EC NUSS CN N 1 N N N Sinopharm Group Co Ltd 529900N54X78YH9JYK92 Y8008N107 48800.0000 NS 124040.51 1.6407672736 Long EC NUSS CN N 1 N N N China Resources Cement Holdings Limited 529900E0EOYXYJ0GHY66 G2113L106 351822.0000 NS 186605.91 2.4683619101 Long EC CORP KY N 1 N N N Guangzhou Automobile Group Co Ltd. 5299005KY9BJO3ZE6A37 Y2R318121 62000.0000 NS 41781.06 0.5526661887 Long EC CORP CN N 1 N N N China Hongqiao Group Limited 3003009Q4IBFSDE24571 G21150100 209265.0000 NS 197590.54 2.6136630010 Long EC CORP KY N 1 N N N Sunac China Holdings Limited 549300OLARYHDXP3WK18 G8569A106 171300.0000 NS 50256.81 0.6647806360 Long EC CORP HK N 3 N N N China Everbright Bank Co Ltd. 549300U6PKQ4H1P34E17 Y1477U124 183000.0000 NS 55799.47 0.7380971286 Long EC CORP CN N 1 N N N Far East Horizon Ltd. 549300S9XRGO1ZPUHE62 Y24286109 70000.0000 NS 54705.37 0.7236247319 Long EC CORP HK N 1 N N N Xinte Energy Co Ltd N/A Y972BC104 78800.0000 NS 145779.17 1.9283191541 Long EC CORP CN N 1 N N N China Tower Corp Ltd 300300T6BNNP0L7O7H91 Y15076105 459403.0000 NS 49439.62 0.6539711141 Long EC NUSS CN N 1 N N N China Cinda Asset Management Co. Ltd. 3003008W60YAHL9CQE51 Y1R34V103 754000.0000 NS 104327.10 1.3800047374 Long EC CORP CN N 1 N N N China Conch Venture Holdings Limited N/A G2116J108 135517.0000 NS 294456.86 3.8949789822 Long EC CORP KY N 1 N N N Seazen Group Limited 5493006M8GRAQRCSCD67 G7956A109 240000.0000 NS 88860.99 1.1754240957 Long EC CORP KY N 1 N N N Yuexiu Property Co Ltd 529900GASK6R1FD08W10 Y9863Z128 230000.0000 NS 278459.28 3.6833682292 Long EC CORP HK N 1 N N N Haichang Ocean Park Holdings Limited N/A G4231A111 466000.0000 NS 95523.00 1.2635469838 Long EC CORP KY N 1 N N N China Resources Pharmaceutical Group Limited 3003004H1KDKMJ8JD874 Y1511B108 435000.0000 NS 352215.44 4.6589905767 Long EC NUSS HK N 1 N N N Yadea Group Holdings Ltd N/A G9830F106 60000.0000 NS 100391.39 1.3279444535 Long EC CORP KY N 1 N N N C&D International Investment Group Ltd. N/A G3165D109 87000.0000 NS 253572.82 3.3541782805 Long EC CORP KY N 1 N N N 2023-01-30 First Trust Exchange-Traded AlphaDEX Fund II Donald P. Swade First Trust Exchange-Traded AlphaDEX Fund II Treasurer, Chief Financial Officer and Chief Accounting Officer