0001213900-20-044484.txt : 20201223
0001213900-20-044484.hdr.sgml : 20201223
20201223203538
ACCESSION NUMBER: 0001213900-20-044484
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201222
FILED AS OF DATE: 20201223
DATE AS OF CHANGE: 20201223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cohen & Company, LLC
CENTRAL INDEX KEY: 0001510279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39818
FILM NUMBER: 201414179
BUSINESS ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: 17TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: 215-701-9555
MAIL ADDRESS:
STREET 1: 2929 ARCH STREET
STREET 2: 17TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
FORMER NAME:
FORMER CONFORMED NAME: IFMI, LLC
DATE OF NAME CHANGE: 20111116
FORMER NAME:
FORMER CONFORMED NAME: Cohen Brothers, LLC
DATE OF NAME CHANGE: 20110113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INSU ACQUISITION CORP III
CENTRAL INDEX KEY: 0001829889
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 853356658
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2929 ARCH STREET STE 1703
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
BUSINESS PHONE: 4844593476
MAIL ADDRESS:
STREET 1: 2929 ARCH STREET STE 1703
CITY: PHILADELPHIA
STATE: PA
ZIP: 19104
4
1
ownership.xml
X0306
4
2020-12-22
0
0001829889
INSU ACQUISITION CORP III
IIII
0001510279
Cohen & Company, LLC
C/O INSU ACQUISITION CORP. III
2929 ARCH STREET, SUITE 1703
PHILADELPHIA
PA
19104
0
0
1
0
Class B Common Stock
2020-12-22
4
J
0
23333
D
Class A Common Stock
23333
5865000
I
By Dioptra Advisors III, LLC
Class B Common Stock
Class A Common Stock
2660000
2660000
I
By Insurance Acquisition Sponsor III, LLC
The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
Forfeiture and cancellation of shares of Class B common stock for no consideration because the underwriters' over-allotment option was not exercised in full.
These shares are held directly by one of the issuer's sponsors, Insurance Acquisition Sponsor III, LLC or Dioptra Advisors III, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
/s/ Daniel G. Cohen, CEO
2020-12-23