0001213900-20-044484.txt : 20201223 0001213900-20-044484.hdr.sgml : 20201223 20201223203538 ACCESSION NUMBER: 0001213900-20-044484 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201222 FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen & Company, LLC CENTRAL INDEX KEY: 0001510279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39818 FILM NUMBER: 201414179 BUSINESS ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: 17TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 215-701-9555 MAIL ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: 17TH FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER NAME: FORMER CONFORMED NAME: IFMI, LLC DATE OF NAME CHANGE: 20111116 FORMER NAME: FORMER CONFORMED NAME: Cohen Brothers, LLC DATE OF NAME CHANGE: 20110113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INSU ACQUISITION CORP III CENTRAL INDEX KEY: 0001829889 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 853356658 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2929 ARCH STREET STE 1703 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 4844593476 MAIL ADDRESS: STREET 1: 2929 ARCH STREET STE 1703 CITY: PHILADELPHIA STATE: PA ZIP: 19104 4 1 ownership.xml X0306 4 2020-12-22 0 0001829889 INSU ACQUISITION CORP III IIII 0001510279 Cohen & Company, LLC C/O INSU ACQUISITION CORP. III 2929 ARCH STREET, SUITE 1703 PHILADELPHIA PA 19104 0 0 1 0 Class B Common Stock 2020-12-22 4 J 0 23333 D Class A Common Stock 23333 5865000 I By Dioptra Advisors III, LLC Class B Common Stock Class A Common Stock 2660000 2660000 I By Insurance Acquisition Sponsor III, LLC The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date. Forfeiture and cancellation of shares of Class B common stock for no consideration because the underwriters' over-allotment option was not exercised in full. These shares are held directly by one of the issuer's sponsors, Insurance Acquisition Sponsor III, LLC or Dioptra Advisors III, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. /s/ Daniel G. Cohen, CEO 2020-12-23